SMC

Smith, Moore & Co Portfolio holdings

AUM $1.19B
1-Year Return 14.36%
This Quarter Return
+3.13%
1 Year Return
+14.36%
3 Year Return
+51.09%
5 Year Return
+91.68%
10 Year Return
+164.93%
AUM
$231M
AUM Growth
+$30.3M
Cap. Flow
+$15.5M
Cap. Flow %
6.7%
Top 10 Hldgs %
40.54%
Holding
205
New
30
Increased
101
Reduced
40
Closed
16

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.68M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$2.58M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
$2.55M
4
AAPL icon
Apple
AAPL
$1.68M
5
BMS
Bemis
BMS
$803K

Top Sells

1
ETN icon
Eaton
ETN
$9.65M
2
GDX icon
VanEck Gold Miners ETF
GDX
$1.37M
3
SR icon
Spire
SR
$1.05M
4
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
$980K
5
VOO icon
Vanguard S&P 500 ETF
VOO
$536K

Sector Composition

1 Consumer Staples 7.3%
2 Healthcare 5.53%
3 Industrials 5.1%
4 Energy 4.37%
5 Technology 4.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BP icon
176
BP
BP
$88.4B
$212K 0.09%
+8,349
New +$212K
STON
177
DELISTED
StoneMor Inc.
STON
$212K 0.09%
+8,700
New +$212K
SE
178
DELISTED
Spectra Energy Corp Wi
SE
$212K 0.09%
+6,927
New +$212K
TRV icon
179
Travelers Companies
TRV
$62.9B
$209K 0.09%
1,792
-50
-3% -$5.83K
AA icon
180
Alcoa
AA
$8.1B
$208K 0.09%
9,014
+208
+2% +$4.8K
EXCU
181
DELISTED
Exelon Corporation
EXCU
$206K 0.09%
+4,175
New +$206K
RTK
182
DELISTED
Rentech, Inc.
RTK
$194K 0.08%
87,500
+67,500
+338% +$150K
JQC icon
183
Nuveen Credit Strategies Income Fund
JQC
$750M
$186K 0.08%
23,480
– –
DSM
184
BNY Mellon Strategic Municipal Bond Fund
DSM
$280M
$174K 0.08%
20,500
+8,000
+64% +$67.9K
MLPA icon
185
Global X MLP ETF
MLPA
$1.84B
$150K 0.06%
2,555
– –
SXCL
186
DELISTED
STEEL EXCEL INC. COMMON STOCK
SXCL
$108K 0.05%
+11,083
New +$108K
MIN
187
MFS Intermediate Income Trust
MIN
$307M
$84K 0.04%
18,240
– –
MX icon
188
Magnachip Semiconductor
MX
$106M
$71K 0.03%
+13,000
New +$71K
DAKP
189
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$2K ﹤0.01%
21,400
– –
DJP icon
190
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$583M
– –
-10,615
Closed -$228K
EPC icon
191
Edgewell Personal Care
EPC
$1.1B
– –
-2,572
Closed -$202K
FV icon
192
First Trust Dorsey Wright Focus 5 ETF
FV
$3.73B
– –
-18,664
Closed -$438K
GD icon
193
General Dynamics
GD
$86.7B
– –
-1,915
Closed -$263K
GDX icon
194
VanEck Gold Miners ETF
GDX
$19.4B
– –
-99,468
Closed -$1.37M
GDXJ icon
195
VanEck Junior Gold Miners ETF
GDXJ
$6.82B
– –
-50,999
Closed -$980K
GME icon
196
GameStop
GME
$10B
– –
-36,684
Closed -$257K
IFV icon
197
First Trust Dorsey Wright International Focus 5 ETF
IFV
$169M
– –
-16,642
Closed -$298K
NVS icon
198
Novartis
NVS
$249B
– –
-2,734
Closed -$211K
OLN icon
199
Olin
OLN
$2.76B
– –
-10,357
Closed -$179K
PRU icon
200
Prudential Financial
PRU
$38.3B
– –
-2,544
Closed -$207K
5 6 7
8
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