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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+2.93%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$188M
AUM Growth
+$8.27M
Cap. Flow
+$4.03M
Cap. Flow %
2.15%
Top 10 Hldgs %
49.74%
Holding
178
New
18
Increased
79
Reduced
39
Closed
8

Top Buys

Rank Stock Value
1
MLPA icon
Global X MLP ETF
MLPA
+$864K
2
WHR icon
Whirlpool
WHR
+$566K
3
MED icon
Medifast
MED
+$562K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$520K
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$422K

Top Sells

Rank Stock Value
1
HNH
Handy & Harman Holdings Ltd.
HNH
+$1.62M
2
URA icon
Global X Uranium ETF
URA
+$910K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$335K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$302K
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$264K

Sector Composition

Rank Sector Weight
1 Consumer Staples 4.38%
2 Energy 4.04%
3 Industrials 3.65%
4 Healthcare 3.43%
5 Consumer Discretionary 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
151
Travelers Companies
TRV
$77.2B
$220K 0.12%
+2,079
New +$210K
NVS icon
152
Novartis
NVS
$288B
$218K 0.12%
2,623
+112
+4% +$9.28K
FAX
153
abrdn Asia-Pacific Income Fund
FAX
$600M
$216K 0.12%
6,484
-84
-1% -$2.89K
JQC icon
154
Nuveen Credit Strategies Income Fund
JQC
$715M
$215K 0.11%
24,480
-1,500
-6% -$13.1K
CBSH icon
155
Commerce Bancshares
CBSH
$8.61B
$213K 0.11%
+8,358
New +$208K
IWN icon
156
iShares Russell 2000 Value ETF
IWN
$14.7B
$213K 0.11%
+2,093
New +$205K
SPYM
157
State Street SPDR Portfolio S&P 500 ETF
SPYM
$170B
$206K 0.11%
+8,516
New +$201K
IGM icon
158
iShares Expanded Tech Sector ETF
IGM
$10.9B
$205K 0.11%
+12,060
New +$199K
PBI icon
159
Pitney Bowes
PBI
$2.28B
$202K 0.11%
+7,748
New +$189K
DD icon
160
DuPont de Nemours
DD
$19.5B
$201K 0.11%
+1,742
New +$212K
DVY icon
161
iShares Select Dividend ETF
DVY
$24B
$201K 0.11%
+2,530
New +$195K
RGA icon
162
Reinsurance Group of America
RGA
$16.4B
$201K 0.11%
+2,292
New +$192K
SABA
163
Saba Capital Income & Opportunities Fund II
SABA
$221M
$201K 0.11%
13,976
-232
-2% -$3.55K
AEGN
164
DELISTED
Aegion Corp
AEGN
$193K 0.1%
10,391
+1,295
+14% +$24K
MT icon
165
ArcelorMittal
MT
$55.2B
$162K 0.09%
6,407
-92
-1% -$2.56K
SIL icon
166
Global X Silver Miners ETF NEW
SIL
$4.75B
$107K 0.06%
+3,847
New +$110K
MIN
167
Aberdeen Intermediate Income Fund
MIN
$280M
$58K 0.03%
12,075
– –
SANW
168
DELISTED
S&W Seed Co
SANW
$48K 0.03%
637
– –
FES
169
DELISTED
Forbes Energy Services Ltd
FES
$46K 0.02%
38,090
-6,116
-14% -$14.5K
DAKP
170
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$44K 0.02%
25,000
-7,500
-23% -$12.7K
AFL icon
171
Aflac
AFL
$60.7B
– –
-6,966
Closed -$203K
IBM icon
172
IBM
IBM
$223B
– –
-1,177
Closed -$214K
MUX icon
173
McEwen Inc
MUX
$1.14B
– –
-6,500
Closed -$127K
OLN icon
174
Olin
OLN
$2.17B
– –
-8,077
Closed -$204K
RIG icon
175
Transocean
RIG
$6.39B
– –
-7,067
Closed -$226K
4 5 6
7
8

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Smith, Moore & Co's Q4 2014 Portfolio in Review

As of Q4 2014, Smith, Moore & Co held 178 positions worth $188M, up 4.6% from $179M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Smith, Moore & Co's Q4 2014 filing shows 18 new, 79 increased, 39 reduced and 8 closed positions. Its largest new stake was Global X MLP ETF: 8,744 shares worth $836K. The largest sale was Handy & Harman Holdings Ltd., an estimated $1.62M.

By sector, the portfolio is most concentrated in Consumer Staples at 4.4% of assets, up from 4.4% a quarter earlier, followed by Energy and Industrials.

  • Smith, Moore & Co's largest Q4 2014 buy was Global X MLP ETF: 8,744 shares worth $836K.
  • Smith, Moore & Co added most to Medifast in Q4 2014, an estimated $562K increase.
  • Smith, Moore & Co's biggest Q4 2014 reduction was Handy & Harman Holdings Ltd., cutting an estimated $1.62M.
  • Smith, Moore & Co fully exited Global X Uranium ETF in Q4 2014, selling an estimated $910K.
  • Smith, Moore & Co's ten largest holdings make up 50% of its $188M portfolio in Q4 2014.
  • Smith, Moore & Co opened 18 new positions and closed 8 in Q4 2014.
  • Smith, Moore & Co's portfolio value rose 4.6% quarter-over-quarter to $188M.

Based on Smith, Moore & Co's 13F filing for Q4 2014, filed 10 Feb 2015.