SMC

Smith, Moore & Co Portfolio holdings

AUM $1.19B
This Quarter Return
+2.93%
1 Year Return
+14.36%
3 Year Return
+51.09%
5 Year Return
+91.68%
10 Year Return
+164.93%
AUM
$188M
AUM Growth
+$188M
Cap. Flow
+$3.8M
Cap. Flow %
2.03%
Top 10 Hldgs %
49.74%
Holding
178
New
18
Increased
79
Reduced
38
Closed
8

Top Buys

1
MLPA icon
Global X MLP ETF
MLPA
$836K
2
WHR icon
Whirlpool
WHR
$638K
3
MED icon
Medifast
MED
$605K
4
DSL
DoubleLine Income Solutions Fund
DSL
$496K
5
RWR icon
SPDR Dow Jones REIT ETF
RWR
$438K

Top Sells

1
HNH
Handy & Harman Holdings Ltd.
HNH
$2.06M
2
URA icon
Global X Uranium ETF
URA
$910K
3
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$335K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$293K
5
SIAL
SIGMA - ALDRICH CORP
SIAL
$267K

Sector Composition

1 Consumer Staples 4.38%
2 Energy 4.04%
3 Industrials 3.65%
4 Healthcare 3.43%
5 Consumer Discretionary 2.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CPB icon
151
Campbell Soup
CPB
$10.1B
$220K 0.12%
5,000
– –
NVS icon
152
Novartis
NVS
$248B
$218K 0.12%
2,350
+100
+4% +$9.31K
FAX
153
abrdn Asia-Pacific Income Fund
FAX
$674M
$216K 0.12%
38,905
-500
-1% -$2.8K
JQC icon
154
Nuveen Credit Strategies Income Fund
JQC
$751M
$215K 0.11%
24,480
-1,500
-6% -$13.2K
IWN icon
155
iShares Russell 2000 Value ETF
IWN
$11.7B
$213K 0.11%
+2,093
New +$213K
CBSH icon
156
Commerce Bancshares
CBSH
$8.18B
$213K 0.11%
+4,887
New +$213K
SPLG icon
157
SPDR Portfolio S&P 500 ETF
SPLG
$83.4B
$206K 0.11%
+2,129
New +$206K
IGM icon
158
iShares Expanded Tech Sector ETF
IGM
$8.67B
$205K 0.11%
+2,010
New +$205K
PBI icon
159
Pitney Bowes
PBI
$2.07B
$202K 0.11%
+7,748
New +$202K
SABA
160
Saba Capital Income & Opportunities Fund II
SABA
$259M
$201K 0.11%
27,951
-464
-2% -$3.34K
RGA icon
161
Reinsurance Group of America
RGA
$13B
$201K 0.11%
+2,292
New +$201K
DVY icon
162
iShares Select Dividend ETF
DVY
$20.6B
$201K 0.11%
+2,530
New +$201K
DD icon
163
DuPont de Nemours
DD
$31.6B
$201K 0.11%
+4,412
New +$201K
AEGN
164
DELISTED
Aegion Corp
AEGN
$193K 0.1%
10,391
+1,295
+14% +$24.1K
MT icon
165
ArcelorMittal
MT
$24.9B
$162K 0.09%
14,650
-210
-1% -$2.33K
SIL icon
166
Global X Silver Miners ETF NEW
SIL
$2.9B
$107K 0.06%
+11,540
New +$107K
MIN
167
MFS Intermediate Income Trust
MIN
$306M
$58K 0.03%
12,075
– –
SANW
168
DELISTED
S&W Seed Co
SANW
$48K 0.03%
12,100
– –
FES
169
DELISTED
Forbes Energy Services Ltd
FES
$46K 0.02%
38,090
-6,116
-14% -$7.39K
DAKP
170
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$44K 0.02%
25,000
-7,500
-23% -$13.2K
ARII
171
DELISTED
American Railcar Industries, Inc.
ARII
– –
-3,076
Closed -$227K
XLY icon
172
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
– –
-5,023
Closed -$335K
URA icon
173
Global X Uranium ETF
URA
$4.23B
– –
-52,464
Closed -$910K
RIG icon
174
Transocean
RIG
$2.82B
– –
-7,067
Closed -$226K
OLN icon
175
Olin
OLN
$2.67B
– –
-8,077
Closed -$204K
4 5 6
7
8