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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
-3.44%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$179M
AUM Growth
+$14.4M
Cap. Flow
+$21.2M
Cap. Flow %
11.8%
Top 10 Hldgs %
49.25%
Holding
167
New
21
Increased
101
Reduced
20
Closed
7

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.61M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.42M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$760K
4
ITW icon
Illinois Tool Works
ITW
+$750K
5
SLB icon
SLB Ltd
SLB
+$738K

Top Sells

Rank Stock Value
1
MLPA icon
Global X MLP ETF
MLPA
+$909K
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$490K
3
DE icon
Deere & Co
DE
+$306K
4
MCD icon
McDonald's
MCD
+$305K
5
ICF icon
iShares Select U.S. REIT ETF
ICF
+$297K

Sector Composition

Rank Sector Weight
1 Energy 4.82%
2 Consumer Staples 4.38%
3 Industrials 3.85%
4 Healthcare 3.14%
5 Technology 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
151
Olin
OLN
$2.17B
$204K 0.11%
+8,077
New +$215K
AFL icon
152
Aflac
AFL
$60.7B
$203K 0.11%
6,966
-4,910
-41% -$149K
ESE icon
153
ESCO Technologies
ESE
$7.79B
$203K 0.11%
+5,836
New +$203K
MT icon
154
ArcelorMittal
MT
$55.2B
$203K 0.11%
6,499
+1,312
+25% +$43.6K
AEGN
155
DELISTED
Aegion Corp
AEGN
$202K 0.11%
+9,096
New +$214K
FES
156
DELISTED
Forbes Energy Services Ltd
FES
$178K 0.1%
44,206
+6,116
+16% +$29.3K
MUX icon
157
McEwen Inc
MUX
$1.14B
$127K 0.07%
6,500
– –
DAKP
158
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$78K 0.04%
+32,500
New +$78.2K
MIN
159
Aberdeen Intermediate Income Fund
MIN
$280M
$60K 0.03%
+12,075
New +$62.7K
SANW
160
DELISTED
S&W Seed Co
SANW
$51K 0.03%
637
– –
ICF icon
161
iShares Select U.S. REIT ETF
ICF
$2.11B
– –
-6,812
Closed -$297K
IWN icon
162
iShares Russell 2000 Value ETF
IWN
$14.7B
– –
-2,005
Closed -$207K
MLPA icon
163
Global X MLP ETF
MLPA
$2.28B
– –
-8,744
Closed -$909K
POST icon
164
Post Holdings
POST
$3.65B
– –
-6,642
Closed -$221K
RAVE icon
165
RAVE Restaurant Group
RAVE
$44.2M
– –
-11,185
Closed -$70K
SBS icon
166
Sabesp
SBS
$16.5B
– –
-64,199
Closed -$133K
SGYP
167
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-15,000
Closed -$61K
3 4 5 6
7

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CCM
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MCP
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BGCP
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Smith, Moore & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Smith, Moore & Co held 167 positions worth $179M, up 8.8% from $165M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Smith, Moore & Co deployed $21.2M of net new capital in Q3 2014, opening 21 new positions and adding to 101 existing holdings. Its largest new stake was Vanguard Short-Term Corporate Bond ETF: 20,140 shares worth $1.61M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $490K trimmed.

  • Smith, Moore & Co's largest Q3 2014 buy was Vanguard Short-Term Corporate Bond ETF: 20,140 shares worth $1.61M.
  • Smith, Moore & Co added most to Vanguard Morningstar Total Stock Market ETF in Q3 2014, an estimated $1.42M increase.
  • Smith, Moore & Co's biggest Q3 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $490K.
  • Smith, Moore & Co fully exited Global X MLP ETF in Q3 2014, selling an estimated $909K.
  • Smith, Moore & Co's ten largest holdings make up 49% of its $179M portfolio in Q3 2014.
  • Smith, Moore & Co opened 21 new positions and closed 7 in Q3 2014.
  • Smith, Moore & Co's portfolio value rose 8.8% quarter-over-quarter to $179M.

Based on Smith, Moore & Co's 13F filing for Q3 2014, filed 7 Nov 2014.