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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
101
Schwab US Mid-Cap ETF
SCHM
$15.3B
$920K 0.19%
49,734
+264
+0.5% +$4.89K
LLY icon
102
Eli Lilly
LLY
$1.08T
$913K 0.19%
6,170
+539
+10% +$83.4K
IHI icon
103
iShares US Medical Devices ETF
IHI
$3.48B
$904K 0.19%
18,108
-72
-0.4% -$3.49K
FREL icon
104
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$886K 0.18%
37,707
+15,821
+72% +$378K
CAT icon
105
Caterpillar
CAT
$393B
$877K 0.18%
5,880
-1,044
-15% -$147K
AMCR icon
106
Amcor
AMCR
$21.4B
$874K 0.18%
15,810
– –
PTBD icon
107
Pacer Trendpilot US Bond ETF
PTBD
$86.4M
$873K 0.18%
33,482
+12,344
+58% +$324K
MDT icon
108
Medtronic
MDT
$116B
$862K 0.18%
8,296
– –
GWX icon
109
State Street SPDR S&P International Small Cap ETF
GWX
$928M
$847K 0.18%
27,888
– –
GIS icon
110
General Mills
GIS
$20.8B
$844K 0.18%
13,682
+658
+5% +$41.1K
KSU
111
DELISTED
Kansas City Southern
KSU
$836K 0.17%
4,621
-130
-3% -$22.5K
RNP icon
112
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$823K 0.17%
40,777
+1,921
+5% +$37.9K
IBM icon
113
IBM
IBM
$223B
$822K 0.17%
7,070
+450
+7% +$53K
ARKG icon
114
ARK Genomic Revolution ETF
ARKG
$1.78B
$815K 0.17%
+12,788
New +$749K
SPYM
115
State Street SPDR Portfolio S&P 500 ETF
SPYM
$170B
$815K 0.17%
20,721
– –
BFEB icon
116
Innovator US Equity Buffer ETF February
BFEB
$259M
$811K 0.17%
+31,945
New +$801K
NFG icon
117
National Fuel Gas
NFG
$7.75B
$807K 0.17%
19,876
+1,715
+9% +$73K
NVG icon
118
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$804K 0.17%
51,320
+162
+0.3% +$2.54K
ORCL icon
119
Oracle
ORCL
$450B
$797K 0.17%
13,356
+5
+0% +$284
AEE icon
120
Ameren
AEE
$30.2B
$794K 0.17%
10,041
+7
+0.1% +$549
SYY icon
121
Sysco
SYY
$40B
$787K 0.16%
12,653
+6,122
+94% +$356K
IBB icon
122
iShares Biotechnology ETF
IBB
$9.77B
$785K 0.16%
5,799
– –
VCIT icon
123
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$783K 0.16%
8,176
-168
-2% -$16.2K
ENB icon
124
Enbridge
ENB
$112B
$782K 0.16%
26,764
+4,116
+18% +$130K
PFF icon
125
iShares Preferred and Income Securities ETF
PFF
$13.3B
$771K 0.16%
21,147
-137
-0.6% -$4.93K
3 4
5
6 7

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MCP
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BGCP
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MSA
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ACL
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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.