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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21
Avg Time Held
13.1 quarters
Top 10 Avg Time Held
20.2 quarters
Top 20 Avg Time Held
15.1 quarters

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 65.94%
2 Technology 5.64%
3 Healthcare 5.19%
4 Consumer Staples 4.91%
5 Industrials 4.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SCHM icon
101
Schwab US Mid-Cap ETF
SCHM
$14.6B
$920K 0.19%
49,734
+264
+0.5% +$4.89K
2018 Q2
9 quarters
LLY icon
102
Eli Lilly
LLY
$1.05T
$913K 0.19%
6,170
+539
+10% +$83.4K
2018 Q2
9 quarters
IHI icon
103
iShares US Medical Devices ETF
IHI
$3.66B
$904K 0.19%
18,108
-72
-0.4% -$3.49K
2017 Q2
13 quarters
FREL icon
104
Fidelity MSCI Real Estate Index ETF
FREL
$1.4B
$886K 0.18%
37,707
+15,821
+72% +$378K
2020 Q1
2 quarters
CAT icon
105
Caterpillar
CAT
$367B
$877K 0.18%
5,880
-1,044
-15% -$147K
2016 Q1
18 quarters
AMCR icon
106
Amcor
AMCR
$19.2B
$874K 0.18%
15,810
– –
2019 Q2
5 quarters
PTBD icon
107
Pacer Trendpilot US Bond ETF
PTBD
$84.9M
$873K 0.18%
33,482
+12,344
+58% +$324K
2020 Q2
1 quarter
MDT icon
108
Medtronic
MDT
$118B
$862K 0.18%
8,296
– –
2014 Q3
24 quarters
GWX icon
109
State Street SPDR S&P International Small Cap ETF
GWX
$914M
$847K 0.18%
27,888
– –
2020 Q1
2 quarters
GIS icon
110
General Mills
GIS
$17.5B
$844K 0.18%
13,682
+658
+5% +$41.1K
2013 Q4
27 quarters
KSU
111
DELISTED
Kansas City Southern
KSU
$836K 0.17%
4,621
-130
-3% -$22.5K
2016 Q1
18 quarters
RNP icon
112
Cohen & Steers REIT and Preferred and Income Fund
RNP
$895M
$823K 0.17%
40,777
+1,921
+5% +$37.9K
2016 Q1
18 quarters
IBM icon
113
IBM
IBM
$214B
$822K 0.17%
7,070
+450
+7% +$53K
2015 Q4
19 quarters
ARKG icon
114
ARK Genomic Revolution ETF
ARKG
$2.1B
$815K 0.17%
+12,788
New +$749K
2020 Q3
0 quarters
SPYM icon
115
State Street SPDR Portfolio S&P 500 ETF
SPYM
$179B
$815K 0.17%
20,721
– –
2017 Q3
12 quarters
BFEB icon
116
Innovator US Equity Buffer ETF February
BFEB
$208M
$811K 0.17%
+31,945
New +$801K
2020 Q3
0 quarters
NFG icon
117
National Fuel Gas
NFG
$7.58B
$807K 0.17%
19,876
+1,715
+9% +$73K
2018 Q1
10 quarters
NVG icon
118
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.3B
$804K 0.17%
51,320
+162
+0.3% +$2.54K
2016 Q4
15 quarters
ORCL icon
119
Oracle
ORCL
$416B
$797K 0.17%
13,356
+5
+0% +$284
2017 Q1
14 quarters
AEE icon
120
Ameren
AEE
$28.6B
$794K 0.17%
10,041
+7
+0.1% +$549
2015 Q4
19 quarters
SYY icon
121
Sysco
SYY
$38.7B
$787K 0.16%
12,653
+6,122
+94% +$356K
2014 Q3
24 quarters
IBB icon
122
iShares Biotechnology ETF
IBB
$10.5B
$785K 0.16%
5,799
– –
2016 Q3
16 quarters
VCIT icon
123
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$783K 0.16%
8,176
-168
-2% -$16.2K
2015 Q2
21 quarters
ENB icon
124
Enbridge
ENB
$105B
$782K 0.16%
26,764
+4,116
+18% +$130K
2017 Q1
14 quarters
PFF icon
125
iShares Preferred and Income Securities ETF
PFF
$12.1B
$771K 0.16%
21,147
-137
-0.6% -$4.93K
2014 Q2
25 quarters
3 4
5
6 7

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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.