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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
76
ARK Innovation ETF
ARKK
$6.54B
$1.18M 0.24%
+12,775
New +$1.09M
VB icon
77
Vanguard Morningstar Small-Cap ETF
VB
$83.4B
$1.15M 0.24%
7,489
+117
+2% +$18K
IWF icon
78
iShares Russell 1000 Growth ETF
IWF
$129B
$1.14M 0.24%
20,992
-3,728
-15% -$196K
FDX icon
79
FedEx
FDX
$80.3B
$1.13M 0.24%
4,508
+22
+0.5% +$4.4K
FV icon
80
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$1.1M 0.23%
32,368
+1
+0% +$34
HSY icon
81
Hershey
HSY
$37.4B
$1.1M 0.23%
7,696
+596
+8% +$84.5K
MRK icon
82
Merck
MRK
$334B
$1.09M 0.23%
13,823
+1,816
+15% +$142K
D icon
83
Dominion Energy
D
$60.3B
$1.09M 0.23%
13,806
+418
+3% +$32.8K
IWB icon
84
iShares Russell 1000 ETF
IWB
$50.5B
$1.09M 0.23%
5,801
– –
SMDV icon
85
ProShares Russell 2000 Dividend Growers ETF
SMDV
$708M
$1.08M 0.22%
22,893
+956
+4% +$46.7K
MCD icon
86
McDonald's
MCD
$193B
$1.07M 0.22%
4,885
+70
+1% +$14.4K
SO icon
87
Southern Company
SO
$107B
$1.07M 0.22%
19,758
+1,296
+7% +$69.3K
AWK icon
88
American Water Works
AWK
$27.1B
$1.06M 0.22%
7,339
+3,905
+114% +$553K
CVX icon
89
Chevron
CVX
$388B
$1.06M 0.22%
14,685
+3,536
+32% +$297K
ELV icon
90
Elevance Health
ELV
$86.4B
$1.05M 0.22%
3,925
-81
-2% -$21.8K
ALL icon
91
Allstate
ALL
$65.9B
$1.05M 0.22%
11,176
+406
+4% +$37.9K
IGM icon
92
iShares Expanded Tech Sector ETF
IGM
$10.9B
$1.03M 0.21%
20,070
+600
+3% +$30.3K
ADM icon
93
Archer Daniels Midland
ADM
$38.6B
$1.02M 0.21%
21,884
+1,675
+8% +$73.2K
GD icon
94
General Dynamics
GD
$106B
$975K 0.2%
7,046
-572
-8% -$84.5K
UNH icon
95
UnitedHealth
UNH
$358B
$959K 0.2%
3,077
+64
+2% +$19.7K
PBW icon
96
Invesco WilderHill Clean Energy ETF
PBW
$461M
$949K 0.2%
+15,617
New +$812K
MO icon
97
Altria Group
MO
$109B
$942K 0.2%
24,388
+971
+4% +$40.4K
BA icon
98
Boeing
BA
$182B
$938K 0.19%
5,677
-3,226
-36% -$550K
CL icon
99
Colgate-Palmolive
CL
$74.1B
$938K 0.19%
12,157
+2,906
+31% +$222K
TIP icon
100
iShares TIPS Bond ETF
TIP
$14.7B
$931K 0.19%
7,360
– –
2 3
4
5 6

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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.