We are live on ! Find out more
SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
51
Schwab US REIT ETF
SCHH
$11.4B
$2.03M 0.42%
114,856
-14,876
-11% -$268K
IDEV icon
52
iShares Core MSCI International Developed Markets ETF
IDEV
$32.7B
$1.99M 0.41%
36,845
– –
MTUM icon
53
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$1.88M 0.39%
12,720
-4,711
-27% -$673K
SLV icon
54
iShares Silver Trust
SLV
$31.3B
$1.87M 0.39%
86,390
+1,829
+2% +$41.6K
KO icon
55
Coca-Cola
KO
$376B
$1.84M 0.38%
37,373
+3,243
+10% +$156K
PFE icon
56
Pfizer
PFE
$153B
$1.78M 0.37%
51,188
+2,541
+5% +$89.1K
NEM icon
57
Newmont
NEM
$120B
$1.74M 0.36%
27,349
+1,076
+4% +$70.1K
KMB icon
58
Kimberly-Clark
KMB
$36.8B
$1.72M 0.36%
11,627
+403
+4% +$60.5K
DUK icon
59
Duke Energy
DUK
$97.1B
$1.7M 0.35%
19,232
-384
-2% -$31.7K
JPM icon
60
JPMorgan Chase
JPM
$965B
$1.68M 0.35%
17,479
+1,009
+6% +$99.1K
EMR icon
61
Emerson Electric
EMR
$91.6B
$1.66M 0.34%
25,289
+927
+4% +$61.1K
BSTZ icon
62
BlackRock Science and Technology Term Trust
BSTZ
$2.18B
$1.65M 0.34%
+64,437
New +$1.61M
SCHB icon
63
Schwab US Broad Market ETF
SCHB
$45.2B
$1.65M 0.34%
124,236
-1,314
-1% -$17.3K
REGL icon
64
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$1.58M 0.33%
29,834
+947
+3% +$51.4K
V icon
65
Visa
V
$682B
$1.51M 0.31%
7,544
-518
-6% -$103K
BRK.B icon
66
Berkshire Hathaway Class B
BRK.B
$1.09T
$1.5M 0.31%
7,039
+50
+0.7% +$10.2K
MA icon
67
Mastercard
MA
$497B
$1.49M 0.31%
4,392
+11
+0.3% +$3.58K
KOCT icon
68
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
$1.43M 0.3%
59,668
+11,146
+23% +$273K
NEE icon
69
NextEra Energy
NEE
$179B
$1.39M 0.29%
20,088
+380
+2% +$26.2K
GOOGL icon
70
Alphabet (Google) Class A
GOOGL
$4.24T
$1.39M 0.29%
18,900
-4,560
-19% -$347K
MMM icon
71
3M
MMM
$94.2B
$1.31M 0.27%
9,811
+541
+6% +$72.8K
CVS icon
72
CVS Health
CVS
$121B
$1.28M 0.27%
21,942
+1,973
+10% +$123K
HON icon
73
Honeywell
HON
$74.2B
$1.28M 0.27%
8,258
+463
+6% +$68.8K
XOM icon
74
ExxonMobil
XOM
$652B
$1.26M 0.26%
36,647
-4,183
-10% -$171K
BMY icon
75
Bristol-Myers Squibb
BMY
$132B
$1.25M 0.26%
20,780
+3,893
+23% +$234K
1 2
3
4 5

Similar funds

CET
Clean Energy Transition London, United Kingdom $1.54B AUM 34.41% 1-Year Est. Return
ICM
Irenic Capital Management New York $1.54B AUM 12.79% 1-Year Est. Return
CCM
Cinctive Capital Management New York $1.53B AUM 48.83% 1-Year Est. Return
MCP
Meridiem Capital Partners Dallas, Texas $1.53B AUM 17.03% 1-Year Est. Return
BGCP
Bristol Gate Capital Partners Toronto, Ontario, Canada $1.55B AUM 12.75% 1-Year Est. Return
MSA
MUFG Securities Americas New York $1.55B AUM 28.4% 1-Year Est. Return
ACL
Azora Capital LP Miami, Florida $1.52B AUM 39.16% 1-Year Est. Return
KCM
Knighthead Capital Management New York $1.52B AUM 19.8% 1-Year Est. Return

Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.