SMC

Smith, Moore & Co Portfolio holdings

AUM $1.19B
This Quarter Return
-2.47%
1 Year Return
+14.36%
3 Year Return
+51.09%
5 Year Return
+91.68%
10 Year Return
+164.93%
AUM
$733M
AUM Growth
+$733M
Cap. Flow
+$40.1M
Cap. Flow %
5.48%
Top 10 Hldgs %
33.36%
Holding
440
New
17
Increased
197
Reduced
111
Closed
23

Top Buys

1
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$9.51M
2
MSFT icon
Microsoft
MSFT
$5.89M
3
HEQT icon
Simplify Hedged Equity ETF
HEQT
$4.01M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$2.01M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.7M

Top Sells

1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
$3.18M
2
AAPL icon
Apple
AAPL
$2.05M
3
BJAN icon
Innovator US Equity Buffer ETF January
BJAN
$1.23M
4
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
$1.23M
5
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
$972K

Sector Composition

1 Technology 6.04%
2 Healthcare 5.51%
3 Financials 3.93%
4 Industrials 3.85%
5 Consumer Staples 3.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WIA
401
Western Asset Inflation-Linked Income Fund
WIA
$196M
$133K 0.02%
11,372
– –
JQC icon
402
Nuveen Credit Strategies Income Fund
JQC
$751M
$131K 0.02%
21,175
– –
OMEG
403
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$130K 0.02%
13,250
– –
LFTR
404
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$128K 0.02%
13,000
– –
LFCR icon
405
Lifecore Biomedical
LFCR
$288M
$127K 0.02%
11,000
+1,000
+10% +$11.5K
BHIL
406
DELISTED
Benson Hill, Inc.
BHIL
$121K 0.02%
37,400
+13,500
+56% +$43.7K
GNACU
407
DELISTED
Group Nine Acquisition Corp. Unit
GNACU
$121K 0.02%
12,300
– –
DSAC
408
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$110K 0.02%
11,100
– –
EQRX
409
DELISTED
EQRx, Inc. Common Stock
EQRX
$103K 0.01%
+25,000
New +$103K
LJAQU
410
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$100K 0.01%
10,000
– –
EPWR.U
411
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$99K 0.01%
10,000
– –
OEPWU
412
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$99K 0.01%
10,000
– –
GAB icon
413
Gabelli Equity Trust
GAB
$1.88B
$74K 0.01%
10,700
– –
PPT
414
Putnam Premier Income Trust
PPT
$354M
$40K 0.01%
10,000
– –
MUX icon
415
McEwen Inc.
MUX
$753M
$26K ﹤0.01%
31,136
– –
NAK
416
Northern Dynasty Minerals
NAK
$484M
$5K ﹤0.01%
11,355
– –
AA icon
417
Alcoa
AA
$8.05B
– –
-111
Closed -$7K
BABA icon
418
Alibaba
BABA
$325B
– –
-2,007
Closed -$238K
BAPR icon
419
Innovator US Equity Buffer ETF April
BAPR
$338M
– –
-28,751
Closed -$960K
BJAN icon
420
Innovator US Equity Buffer ETF January
BJAN
$290M
– –
-32,930
Closed -$1.23M
BJUL icon
421
Innovator US Equity Buffer ETF July
BJUL
$289M
– –
-36,701
Closed -$1.23M
BOCT icon
422
Innovator US Equity Buffer ETF October
BOCT
$234M
– –
-28,125
Closed -$972K
CMI icon
423
Cummins
CMI
$54B
– –
-928
Closed -$202K
DOW icon
424
Dow Inc
DOW
$17B
– –
-415
Closed -$24K
FDN icon
425
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.23B
– –
-1,084
Closed -$245K
14 15 16
17
18