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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$655M
AUM Growth
-$8.3M
Cap. Flow
+$6.32M
Cap. Flow %
0.96%
Top 10 Hldgs %
33.91%
Holding
436
New
29
Increased
202
Reduced
107
Closed
20

Top Buys

Rank Stock Value
1
ALTL icon
Pacer Lunt Large Cap Alternator ETF
ALTL
+$4.23M
2
PALC icon
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
+$2.13M
3
QINT icon
American Century Quality Diversified International ETF
QINT
+$1.24M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.03M
5
LEG icon
Leggett & Platt
LEG
+$1M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.3M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$1.61M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.49M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$1.24M
5
LWACU
Locust Walk Acquisition Corp. Unit
LWACU
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Healthcare 5.06%
3 Financials 4.19%
4 Industrials 4.08%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
401
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$149K 0.02%
+10,000
New +$160K
JQC icon
402
Nuveen Credit Strategies Income Fund
JQC
$715M
$139K 0.02%
21,175
– –
TBLA icon
403
Taboola.com
TBLA
$1.06B
$131K 0.02%
+15,500
New +$141K
OMEG
404
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$129K 0.02%
13,250
– –
LFTR
405
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$127K 0.02%
13,000
– –
GOSS icon
406
Gossamer Bio
GOSS
$83.3M
$126K 0.02%
+10,000
New +$92.1K
GNACU
407
DELISTED
Group Nine Acquisition Corp. Unit
GNACU
$122K 0.02%
12,300
– –
DSAC
408
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$109K 0.02%
11,100
– –
LJAQU
409
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$102K 0.02%
10,100
– –
EPWR.U
410
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$100K 0.02%
10,000
– –
OEPWU
411
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$99K 0.02%
10,000
– –
GAB icon
412
Gabelli Equity Trust
GAB
$1.81B
$71K 0.01%
+10,700
New +$72.5K
PPT
413
Franklin Premier Income Trust
PPT
$332M
$46K 0.01%
10,000
– –
MUX icon
414
McEwen Inc
MUX
$1.14B
$31K ﹤0.01%
3,015
– –
NAK
415
Northern Dynasty Minerals
NAK
$930M
$5K ﹤0.01%
11,355
– –
ACWI icon
416
iShares MSCI ACWI ETF
ACWI
$33.6B
– –
-10,669
Closed -$1.08M
ADM icon
417
Archer Daniels Midland
ADM
$38.6B
– –
-19,132
Closed -$1.16M
ARKG icon
418
ARK Genomic Revolution ETF
ARKG
$1.78B
– –
-13,436
Closed -$1.24M
BFEB icon
419
Innovator US Equity Buffer ETF February
BFEB
$259M
– –
-25,187
Closed -$771K
GOVT icon
420
iShares US Treasury Bond ETF
GOVT
$43.8B
– –
-7,520
Closed -$200K
GPN icon
421
Global Payments
GPN
$25.1B
– –
-2,338
Closed -$438K
JPST icon
422
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-4,241
Closed -$215K
KBE icon
423
State Street SPDR S&P Bank ETF
KBE
$1.75B
– –
-20,841
Closed -$1.07M
PBW icon
424
Invesco WilderHill Clean Energy ETF
PBW
$461M
– –
-11,682
Closed -$1.09M
RSVR
425
Reservoir Media
RSVR
$656M
– –
-12,500
Closed -$124K
14 15 16
17
18

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Smith, Moore & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Smith, Moore & Co held 436 positions worth $655M, down 1.3% from $664M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2021 filing shows 29 new, 202 increased, 107 reduced and 20 closed positions. Its largest new stake was Pacer Lunt Large Cap Alternator ETF: 99,184 shares worth $4.08M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $4.3M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.5% a quarter earlier, followed by Healthcare and Financials.

  • Smith, Moore & Co's largest Q3 2021 buy was Pacer Lunt Large Cap Alternator ETF: 99,184 shares worth $4.08M.
  • Smith, Moore & Co added most to BlackRock Science and Technology Term Trust in Q3 2021, an estimated $1.03M increase.
  • Smith, Moore & Co's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $4.3M.
  • Smith, Moore & Co fully exited iShares MSCI USA Value Factor ETF in Q3 2021, selling an estimated $1.61M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $655M portfolio in Q3 2021.
  • Smith, Moore & Co opened 29 new positions and closed 20 in Q3 2021.
  • Smith, Moore & Co's portfolio value fell 1.3% quarter-over-quarter to $655M.

Based on Smith, Moore & Co's 13F filing for Q3 2021, filed 12 Nov 2021.