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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
-3.59%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$757M
AUM Growth
-$27.9M
Cap. Flow
+$3.68M
Cap. Flow %
0.49%
Top 10 Hldgs %
33.6%
Holding
407
New
13
Increased
175
Reduced
151
Closed
25

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$6.72M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.96M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.6M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.57M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.38M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.27M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.09M
3
DBMF icon
iMGP DBi Managed Futures Strategy ETF
DBMF
+$1.83M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$1.35M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.34M

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Healthcare 4.36%
3 Consumer Staples 3.6%
4 Industrials 3.36%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
351
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$220K 0.03%
7,470
-314
-4% -$10.1K
NUE icon
352
Nucor
NUE
$61.8B
$219K 0.03%
1,401
-129
-8% -$21.4K
GILD icon
353
Gilead Sciences
GILD
$171B
$219K 0.03%
2,920
+1
+0% +$77
PPA icon
354
Invesco Aerospace & Defense ETF
PPA
$8.68B
$216K 0.03%
2,708
+42
+2% +$3.51K
FINW icon
355
FinWise Bancorp
FINW
$190M
$216K 0.03%
25,000
– –
AWR icon
356
American States Water
AWR
$3.52B
$216K 0.03%
2,743
+14
+0.5% +$1.19K
SPHD icon
357
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$215K 0.03%
5,481
-400
-7% -$16.5K
RGLD icon
358
Royal Gold
RGLD
$19.1B
$215K 0.03%
2,020
– –
DHR icon
359
Danaher
DHR
$143B
$215K 0.03%
+976
New +$218K
AFMC icon
360
First Trust Active Factor Mid Cap ETF
AFMC
$199M
$211K 0.03%
8,821
– –
PULS icon
361
PGIM Ultra Short Bond ETF
PULS
$18.4B
$208K 0.03%
4,200
-50
-1% -$2.47K
GF
362
New Germany Fund
GF
$188M
$201K 0.03%
24,560
– –
NMZ icon
363
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$197K 0.03%
21,206
-24,329
-53% -$249K
FEI
364
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$195K 0.03%
24,706
-490
-2% -$3.93K
NOM
365
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$189K 0.03%
20,574
+107
+0.5% +$1.05K
ICLN icon
366
iShares Global Clean Energy ETF
ICLN
$2.11B
$178K 0.02%
12,141
-600
-5% -$10.1K
HQI icon
367
HireQuest
HQI
$246M
$154K 0.02%
10,000
– –
MIN
368
Aberdeen Intermediate Income Fund
MIN
$280M
$141K 0.02%
52,506
– –
ETY icon
369
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$129K 0.02%
+11,219
New +$136K
VOD icon
370
Vodafone
VOD
$37.5B
$124K 0.02%
13,088
– –
FEIM icon
371
Frequency Electronics
FEIM
$856M
$109K 0.01%
15,733
-3,500
-18% -$23.6K
SWN
372
DELISTED
Southwestern Energy Company
SWN
$100K 0.01%
15,500
– –
JQC icon
373
Nuveen Credit Strategies Income Fund
JQC
$715M
$92.1K 0.01%
18,205
– –
WIA
374
Western Asset Inflation-Linked Income Fund
WIA
$187M
$88.9K 0.01%
11,372
– –
EQRX
375
DELISTED
EQRx, Inc. Common Stock
EQRX
$77.7K 0.01%
35,000
– –
13 14
15
16 17

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Smith, Moore & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Smith, Moore & Co held 407 positions worth $757M, down 3.5% from $785M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2023 filing shows 13 new, 175 increased, 151 reduced and 25 closed positions. Its largest new stake was KLA: 20,260 shares worth $929K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2023 buy was KLA: 20,260 shares worth $929K.
  • Smith, Moore & Co added most to iShares S&P 500 Value ETF in Q3 2023, an estimated $6.72M increase.
  • Smith, Moore & Co's biggest Q3 2023 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $9.27M.
  • Smith, Moore & Co fully exited iMGP DBi Managed Futures Strategy ETF in Q3 2023, selling an estimated $1.83M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $757M portfolio in Q3 2023.
  • Smith, Moore & Co opened 13 new positions and closed 25 in Q3 2023.
  • Smith, Moore & Co's portfolio value fell 3.5% quarter-over-quarter to $757M.

Based on Smith, Moore & Co's 13F filing for Q3 2023, filed 14 Nov 2023.