We are live on ! Find out more
SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B Turnover 11.84%
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+14.87%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$536M
AUM Growth
+$54.5M
Cap. Flow
-$7.02M
Cap. Flow %
-1.31%
Top 10 Hldgs %
34.16%
Holding
366
New
41
Increased
100
Reduced
182
Closed
21
Avg Time Held
3.2 years
Top 10 Avg Time Held
5.3 years
Top 20 Avg Time Held
3.8 years

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.61M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.84M
3
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$2.59M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.15M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.94M

Top Sells

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.29M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.02M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.71M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.65M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.53%
2 Technology 5.57%
3 Healthcare 4.86%
4 Consumer Staples 4.5%
5 Industrials 4.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GDV icon
326
Gabelli Dividend & Income Trust
GDV
$2.47B
$206K 0.04%
9,579
-3,306
-26% -$66.2K
2016 Q3
17 quarters
CSX icon
327
CSX Corp
CSX
$90.2B
$204K 0.04%
+6,744
New +$194K
2020 Q4
0 quarters
VOD icon
328
Vodafone
VOD
$36.7B
$201K 0.04%
12,222
+2,000
+20% +$31.3K
2020 Q3
1 quarter
OLLI icon
329
Ollie's Bargain Outlet
OLLI
$5.68B
$200K 0.04%
2,448
– –
2020 Q2
2 quarters
DSM icon
330
BNY Mellon Strategic Municipal Bond Fund
DSM
$259M
$197K 0.04%
25,000
– –
2015 Q4
20 quarters
WIA icon
331
Western Asset Inflation-Linked Income Fund
WIA
$178M
$175K 0.03%
12,797
-2,585
-17% -$33K
2020 Q1
3 quarters
NLY icon
332
Annaly Capital Management
NLY
$13.9B
$172K 0.03%
5,080
-491
-9% -$15.2K
2017 Q4
12 quarters
JYAC
333
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$170K 0.03%
+16,500
New +$168K
2020 Q4
0 quarters
PMVC
334
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$168K 0.03%
+16,580
New +$164K
2020 Q4
0 quarters
JQC icon
335
Nuveen Credit Strategies Income Fund
JQC
$667M
$134K 0.03%
21,175
+4,325
+26% +$26.4K
2018 Q1
11 quarters
F icon
336
Ford
F
$49.1B
$132K 0.02%
14,967
-901
-6% -$7.54K
2015 Q2
22 quarters
FEI
337
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$129K 0.02%
22,279
-3,241
-13% -$18.1K
2017 Q4
12 quarters
GE icon
338
GE Aerospace
GE
$324B
$126K 0.02%
2,345
-820
-26% -$36.7K
2013 Q4
28 quarters
EVGO icon
339
EVgo
EVGO
$157M
$123K 0.02%
+11,500
New +$119K
2020 Q4
0 quarters
YAC
340
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$102K 0.02%
+10,145
New +$101K
2020 Q4
0 quarters
ZDGE icon
341
Zedge
ZDGE
$43M
$69K 0.01%
11,500
-8,609
-43% -$29.6K
2018 Q2
10 quarters
PPT icon
342
Franklin Premier Income Trust
PPT
$313M
$47K 0.01%
10,000
– –
2018 Q3
9 quarters
MUX icon
343
McEwen Inc
MUX
$995M
$15K ﹤0.01%
1,515
-3,000
-66% -$30.7K
2016 Q4
16 quarters
NAK icon
344
Northern Dynasty Minerals
NAK
$515M
$11K ﹤0.01%
33,080
– –
2017 Q1
15 quarters
AON icon
345
Aon
AON
$60.8B
– –
-1,089
Closed -$225K –
ARKG icon
346
ARK Genomic Revolution ETF
ARKG
$2.09B
– –
-12,788
Closed -$815K –
AVNW icon
347
Aviat Networks
AVNW
$250M
– –
-48,000
Closed -$527K –
AVPT icon
348
AvePoint
AVPT
$3.15B
– –
-10,000
Closed -$106K –
CLAR icon
349
Clarus
CLAR
$134M
– –
-11,299
Closed -$160K –
COST icon
350
Costco
COST
$433B
– –
-1,538
Closed -$546K –
11 12 13
14
15

Similar funds

AWC
Abundance Wealth Counselors State College, Pennsylvania $1.54B AUM 31.07% 1-Year Est. Return
FP
Flagship Pioneering Cambridge, Massachusetts $1.54B AUM 86.39% 1-Year Est. Return
SPC
Stony Point Capital New York $1.54B AUM 54.05% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return
CP
Cumberland Partners Toronto, Ontario, Canada $1.54B AUM 27.61% 1-Year Est. Return
KCM
Kanawha Capital Management Richmond, Virginia $1.54B AUM 21.29% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $1.54B AUM 30.1% 1-Year Est. Return
BFG
Bouchey Financial Group Troy, New York $1.55B AUM 29.02% 1-Year Est. Return

Smith, Moore & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Smith, Moore & Co held 366 positions worth $536M, up 11% from $481M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q4 2020 filing shows 41 new, 100 increased, 182 reduced and 21 closed positions. Its largest new stake was iShares Core MSCI EAFE ETF: 33,193 shares worth $2.08M. The largest sale was Innovator US Equity Buffer ETF December, an estimated $3.29M.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 66% a quarter earlier, followed by Technology and Healthcare.

  • Smith, Moore & Co's largest Q4 2020 buy was iShares Core MSCI EAFE ETF: 33,193 shares worth $2.08M.
  • Smith, Moore & Co added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $3.61M increase.
  • Smith, Moore & Co's biggest Q4 2020 reduction was Innovator US Equity Buffer ETF December, cutting an estimated $3.29M.
  • Smith, Moore & Co fully exited ARK Genomic Revolution ETF in Q4 2020, selling an estimated $815K.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $536M portfolio in Q4 2020.
  • Smith, Moore & Co opened 41 new positions and closed 21 in Q4 2020.
  • Smith, Moore & Co's portfolio value rose 11% quarter-over-quarter to $536M.

Based on Smith, Moore & Co's 13F filing for Q4 2020, filed 16 Feb 2021.