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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+14.87%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$536M
AUM Growth
+$54.5M
Cap. Flow
-$7.02M
Cap. Flow %
-1.31%
Top 10 Hldgs %
34.16%
Holding
366
New
41
Increased
100
Reduced
182
Closed
21

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.61M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.84M
3
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$2.59M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.15M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.94M

Top Sells

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.29M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.02M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.71M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.65M

Sector Composition

Rank Sector Weight
1 Technology 5.57%
2 Healthcare 4.7%
3 Consumer Staples 4.5%
4 Industrials 4.16%
5 Financials 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
326
Gabelli Dividend & Income Trust
GDV
$2.7B
$206K 0.04%
9,579
-3,306
-26% -$66.2K
CSX icon
327
CSX Corp
CSX
$92.9B
$204K 0.04%
+6,744
New +$194K
VOD icon
328
Vodafone
VOD
$37.5B
$201K 0.04%
12,222
+2,000
+20% +$31.3K
OLLI icon
329
Ollie's Bargain Outlet
OLLI
$4.7B
$200K 0.04%
2,448
– –
DSM
330
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$197K 0.04%
25,000
– –
WIA
331
Western Asset Inflation-Linked Income Fund
WIA
$187M
$175K 0.03%
12,797
-2,585
-17% -$33K
NLY icon
332
Annaly Capital Management
NLY
$17.6B
$172K 0.03%
5,080
-491
-9% -$15.2K
JYAC
333
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$170K 0.03%
+16,500
New +$168K
PMVC
334
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$168K 0.03%
+16,580
New +$164K
JQC icon
335
Nuveen Credit Strategies Income Fund
JQC
$715M
$134K 0.03%
21,175
+4,325
+26% +$26.4K
F icon
336
Ford
F
$55.4B
$132K 0.02%
14,967
-901
-6% -$7.54K
FEI
337
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$129K 0.02%
22,279
-3,241
-13% -$18.1K
GE icon
338
GE Aerospace
GE
$374B
$126K 0.02%
2,345
-820
-26% -$36.7K
EVGO icon
339
EVgo
EVGO
$519M
$123K 0.02%
+11,500
New +$119K
YAC
340
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$102K 0.02%
+10,145
New +$101K
ZDGE icon
341
Zedge
ZDGE
$38.9M
$69K 0.01%
11,500
-8,609
-43% -$29.6K
PPT
342
Franklin Premier Income Trust
PPT
$332M
$47K 0.01%
10,000
– –
MUX icon
343
McEwen Inc
MUX
$1.14B
$15K ﹤0.01%
1,515
-3,000
-66% -$30.7K
NAK
344
Northern Dynasty Minerals
NAK
$930M
$11K ﹤0.01%
33,080
– –
AON icon
345
Aon
AON
$75.7B
– –
-1,089
Closed -$225K
ARKG icon
346
ARK Genomic Revolution ETF
ARKG
$1.78B
– –
-12,788
Closed -$815K
AVNW icon
347
Aviat Networks
AVNW
$282M
– –
-48,000
Closed -$527K
AVPT icon
348
AvePoint
AVPT
$2.91B
– –
-10,000
Closed -$106K
CLAR icon
349
Clarus
CLAR
$145M
– –
-11,299
Closed -$160K
COST icon
350
Costco
COST
$427B
– –
-1,538
Closed -$546K
11 12 13
14
15

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Smith, Moore & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Smith, Moore & Co held 366 positions worth $536M, up 11% from $481M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q4 2020 filing shows 41 new, 100 increased, 182 reduced and 21 closed positions. Its largest new stake was iShares Core MSCI EAFE ETF: 33,193 shares worth $2.08M. The largest sale was Innovator US Equity Buffer ETF December, an estimated $3.29M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.6% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q4 2020 buy was iShares Core MSCI EAFE ETF: 33,193 shares worth $2.08M.
  • Smith, Moore & Co added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $3.61M increase.
  • Smith, Moore & Co's biggest Q4 2020 reduction was Innovator US Equity Buffer ETF December, cutting an estimated $3.29M.
  • Smith, Moore & Co fully exited ARK Genomic Revolution ETF in Q4 2020, selling an estimated $815K.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $536M portfolio in Q4 2020.
  • Smith, Moore & Co opened 41 new positions and closed 21 in Q4 2020.
  • Smith, Moore & Co's portfolio value rose 11% quarter-over-quarter to $536M.

Based on Smith, Moore & Co's 13F filing for Q4 2020, filed 16 Feb 2021.