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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
326
Blackrock
BLK
$183B
– –
-597
Closed -$325K
CI icon
327
Cigna
CI
$73.5B
– –
-2,019
Closed -$379K
CRM icon
328
Salesforce
CRM
$165B
– –
-1,391
Closed -$261K
CSX icon
329
CSX Corp
CSX
$92.9B
– –
-9,261
Closed -$215K
DOW icon
330
Dow Inc
DOW
$21.9B
– –
-16,268
Closed -$646K
EPD icon
331
Enterprise Products Partners
EPD
$82.1B
– –
-14,240
Closed -$259K
ESE icon
332
ESCO Technologies
ESE
$7.79B
– –
-7,438
Closed -$629K
ET icon
333
Energy Transfer Partners
ET
$71.5B
– –
-11,812
Closed -$84K
FISV
334
Fiserv Inc
FISV
$29.5B
– –
-2,365
Closed -$231K
FMN
335
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
– –
-15,715
Closed -$207K
GNTX icon
336
Gentex
GNTX
$4.99B
– –
-17,074
Closed -$440K
HYS icon
337
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
– –
-2,261
Closed -$206K
IJUL icon
338
Innovator International Developed Power Buffer ETF July
IJUL
$258M
– –
-20,600
Closed -$465K
MSFT icon
339
Microsoft
MSFT
$3.69T
– –
-15,720
Closed -$3.2M
PTNQ icon
340
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
– –
-21,893
Closed -$935K
XLE icon
341
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
– –
-13,766
Closed -$261K
XSLV icon
342
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
– –
-13,071
Closed -$443K
FEN
343
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-26,327
Closed -$285K
FPL
344
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-17,400
Closed -$75K
RDS.B
345
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-6,959
Closed -$212K
10 11 12 13
14

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ICM
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CCM
Cinctive Capital Management New York $1.53B AUM 48.83% 1-Year Est. Return
MCP
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BGCP
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MSA
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ACL
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KCM
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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.