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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
301
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$204K 0.04%
+1,830
New +$205K
FPX icon
302
First Trust US Equity Opportunities ETF
FPX
$1.55B
$203K 0.04%
+2,099
New +$191K
JNK icon
303
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$203K 0.04%
+1,946
New +$203K
MOAT icon
304
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$203K 0.04%
+3,715
New +$203K
MTB icon
305
M&T Bank
MTB
$36.6B
$203K 0.04%
2,200
– –
IBDP
306
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$202K 0.04%
7,646
+47
+0.6% +$1.24K
WIA
307
Western Asset Inflation-Linked Income Fund
WIA
$187M
$187K 0.04%
15,382
– –
DSM
308
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$182K 0.04%
25,000
– –
SLB icon
309
SLB Ltd
SLB
$77.3B
$175K 0.04%
+11,252
New +$209K
CLAR icon
310
Clarus
CLAR
$145M
$160K 0.03%
11,299
-1
-0% -$13
NLY icon
311
Annaly Capital Management
NLY
$17.6B
$159K 0.03%
5,571
-1
-0% -$29
CSQ icon
312
Calamos Strategic Total Return Fund
CSQ
$3.37B
$148K 0.03%
+11,010
New +$148K
VOD icon
313
Vodafone
VOD
$37.5B
$137K 0.03%
+10,222
New +$154K
FEI
314
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$118K 0.02%
25,520
-1,650
-6% -$8.59K
AVPT icon
315
AvePoint
AVPT
$2.91B
$106K 0.02%
+10,000
New +$104K
F icon
316
Ford
F
$55.4B
$106K 0.02%
15,868
+700
+5% +$4.74K
JQC icon
317
Nuveen Credit Strategies Income Fund
JQC
$715M
$100K 0.02%
16,850
– –
ORGN
318
DELISTED
Origin Materials
ORGN
$99K 0.02%
+333
New +$99.4K
GE icon
319
GE Aerospace
GE
$374B
$98K 0.02%
3,165
+347
+12% +$11.3K
MUX icon
320
McEwen Inc
MUX
$1.14B
$48K 0.01%
4,515
– –
PPT
321
Franklin Premier Income Trust
PPT
$332M
$45K 0.01%
10,000
-1,000
-9% -$4.64K
NAK
322
Northern Dynasty Minerals
NAK
$930M
$32K 0.01%
33,080
+3,350
+11% +$4.6K
ZDGE icon
323
Zedge
ZDGE
$38.9M
$29K 0.01%
20,109
+10,000
+99% +$14.7K
UAMY icon
324
United States Antimony
UAMY
$799M
$8K ﹤0.01%
+27,500
New +$12.5K
AMLP icon
325
Alerian MLP ETF
AMLP
$13.1B
– –
-8,419
Closed -$208K
10 11 12
13
14

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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.