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SMC
Smith, Moore & Co Portfolio holdings
AUM
$1.54B
1-Year Est. Return
24.82%
This Fund
S&P 500
This Quarter
Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
(+6.3%)
Cap. Flow
-$3.25M
Cap. Flow
% of AUM
-0.68%
Top 10 Holdings %
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21
Avg Time Held
13.1
quarters
Top 10 Avg Time Held
20.2
quarters
Top 20 Avg Time Held
15.1
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator US Equity Buffer ETF December
BDEC
|
+$3.36M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$2.6M |
| 3 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.96M |
| 4 |
BlackRock Science and Technology Term Trust
BSTZ
|
+$1.61M |
| 5 |
ARK Innovation ETF
ARKK
|
+$1.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
|
+$5.12M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$4.97M |
| 3 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$4.57M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$3.51M |
| 5 |
Microsoft
MSFT
|
+$3.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 65.94% |
| 2 | Technology | 5.64% |
| 3 | Healthcare | 5.19% |
| 4 | Consumer Staples | 4.91% |
| 5 | Industrials | 4.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
State Street SPDR S&P Biotech ETF
XBI
$9.66B
| $204K | 0.04% |
+1,830
| New | +$205K |
2020 Q3
0 quarters
|
|
302
First Trust US Equity Opportunities ETF
FPX
$1.4B
| $203K | 0.04% |
+2,099
| New | +$191K |
2020 Q3
0 quarters
|
|
303
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.82B
| $203K | 0.04% |
+1,946
| New | +$203K |
2020 Q3
0 quarters
|
|
304
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $203K | 0.04% |
+3,715
| New | +$203K |
2020 Q3
0 quarters
|
|
305
M&T Bank
MTB
$31.1B
| $203K | 0.04% |
2,200
| – | – |
2013 Q4
27 quarters
|
|
306
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
| $202K | 0.04% |
7,646
+47
| +0.6% | +$1.24K |
2020 Q2
1 quarter
|
|
307
Western Asset Inflation-Linked Income Fund
WIA
$176M
| $187K | 0.04% |
15,382
| – | – |
2020 Q1
2 quarters
|
|
308
BNY Mellon Strategic Municipal Bond Fund
DSM
$253M
| $182K | 0.04% |
25,000
| – | – |
2015 Q4
19 quarters
|
|
309
SLB Ltd
SLB
$71.3B
| $175K | 0.04% |
+11,252
| New | +$209K |
2020 Q3
0 quarters
|
|
310
Clarus
CLAR
$134M
| $160K | 0.03% |
11,299
-1
| -0% | -$13 |
2013 Q4
27 quarters
|
|
311
Annaly Capital Management
NLY
$13.7B
| $159K | 0.03% |
5,571
-1
| -0% | -$29 |
2017 Q4
11 quarters
|
|
312
Calamos Strategic Total Return Fund
CSQ
$3.23B
| $148K | 0.03% |
+11,010
| New | +$148K |
2020 Q3
0 quarters
|
|
313
Vodafone
VOD
$35.8B
| $137K | 0.03% |
+10,222
| New | +$154K |
2020 Q3
0 quarters
|
|
|
FEI
314
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $118K | 0.02% |
25,520
-1,650
| -6% | -$8.59K |
2017 Q4
11 quarters
|
|
315
AvePoint
AVPT
$2.99B
| $106K | 0.02% |
+10,000
| New | +$104K |
2020 Q3
0 quarters
|
|
316
Ford
F
$47.6B
| $106K | 0.02% |
15,868
+700
| +5% | +$4.74K |
2015 Q2
21 quarters
|
|
317
Nuveen Credit Strategies Income Fund
JQC
$671M
| $100K | 0.02% |
16,850
| – | – |
2018 Q1
10 quarters
|
|
318
DELISTED
Origin Materials
ORGN
| $99K | 0.02% |
+333
| New | +$99.4K |
2020 Q3
0 quarters
|
|
319
GE Aerospace
GE
$318B
| $98K | 0.02% |
3,165
+347
| +12% | +$11.3K |
2013 Q4
27 quarters
|
|
320
McEwen Inc
MUX
$951M
| $48K | 0.01% |
4,515
| – | – |
2016 Q4
15 quarters
|
|
321
Franklin Premier Income Trust
PPT
$308M
| $45K | 0.01% |
10,000
-1,000
| -9% | -$4.64K |
2018 Q3
8 quarters
|
|
322
Northern Dynasty Minerals
NAK
$515M
| $32K | 0.01% |
33,080
+3,350
| +11% | +$4.6K |
2017 Q1
14 quarters
|
|
323
Zedge
ZDGE
$44.5M
| $29K | 0.01% |
20,109
+10,000
| +99% | +$14.7K |
2018 Q2
9 quarters
|
|
324
United States Antimony
UAMY
$421M
| $8K | ﹤0.01% |
+27,500
| New | +$12.5K |
2020 Q3
0 quarters
|
|
325
Alerian MLP ETF
AMLP
$12.6B
| – | – |
-8,419
| Closed | -$208K | – |
|
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Smith, Moore & Co's Q3 2020 Portfolio in Review
As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.
Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.
By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.
- Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
- Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
- Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
- Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
- Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
- Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
- Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.
Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.