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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$452M
AUM Growth
+$7.34M
Cap. Flow
+$3.51M
Cap. Flow %
0.78%
Top 10 Hldgs %
33.54%
Holding
334
New
16
Increased
122
Reduced
139
Closed
18

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4M
2
SCHH icon
Schwab US REIT ETF
SCHH
+$2.36M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.01M
4
HDV
iShares Core High Dividend ETF
HDV
+$854K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$717K

Top Sells

Rank Stock Value
1
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.56M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.7M
3
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.37M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$897K

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.49%
2 Industrials 4.95%
3 Healthcare 4.47%
4 Technology 4.11%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
301
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$201K 0.04%
3,517
– –
GE icon
302
GE Aerospace
GE
$374B
$179K 0.04%
4,012
-1,841
-31% -$86.5K
NLY icon
303
Annaly Capital Management
NLY
$17.6B
$166K 0.04%
4,722
+500
+12% +$18K
FPL
304
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$162K 0.04%
17,400
-33,998
-66% -$318K
JQC icon
305
Nuveen Credit Strategies Income Fund
JQC
$715M
$160K 0.04%
21,425
– –
DHC
306
Diversified Healthcare Trust
DHC
$2.03B
$154K 0.03%
16,590
-500
-3% -$4.31K
PHK
307
PIMCO High Income Fund
PHK
$865M
$145K 0.03%
18,747
+391
+2% +$3.09K
MLPA icon
308
Global X MLP ETF
MLPA
$2.28B
$107K 0.02%
2,138
– –
MIN
309
Aberdeen Intermediate Income Fund
MIN
$280M
$99K 0.02%
25,939
+700
+3% +$2.67K
GME icon
310
GameStop
GME
$8.33B
$67K 0.01%
48,700
-3,800
-7% -$4.1K
PPT
311
Franklin Premier Income Trust
PPT
$332M
$63K 0.01%
12,000
+1,000
+9% +$5.26K
MUX icon
312
McEwen Inc
MUX
$1.14B
$47K 0.01%
3,015
– –
NAT icon
313
Nordic American Tanker
NAT
$1.4B
$44K 0.01%
20,300
-1,961
-9% -$3.96K
ZDGE icon
314
Zedge
ZDGE
$38.9M
$17K ﹤0.01%
10,109
– –
SPRT
315
DELISTED
support.com, Inc.
SPRT
$15K ﹤0.01%
10,000
– –
NAK
316
Northern Dynasty Minerals
NAK
$930M
$12K ﹤0.01%
20,375
-2,000
-9% -$1.28K
APA icon
317
APA Corp
APA
$14B
– –
-7,296
Closed -$211K
BNY
318
Bank of New York Mellon
BNY
$110B
– –
-7,458
Closed -$329K
EFSC icon
319
Enterprise Financial Services Corp
EFSC
$2.4B
– –
-11,252
Closed -$468K
GNR icon
320
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
– –
-4,390
Closed -$201K
ICUI icon
321
ICU Medical
ICUI
$4.58B
– –
-810
Closed -$204K
IEFA icon
322
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-22,285
Closed -$1.37M
IEMG icon
323
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
– –
-17,441
Closed -$897K
IGE icon
324
iShares North American Natural Resources ETF
IGE
$781M
– –
-12,280
Closed -$408K
JPIN icon
325
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
– –
-27,668
Closed -$1.51M
10 11 12
13
14

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Smith, Moore & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Smith, Moore & Co held 334 positions worth $452M, up 1.7% from $445M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2019 filing shows 16 new, 122 increased, 139 reduced and 18 closed positions. Its largest new stake was Schwab US REIT ETF: 102,834 shares worth $2.42M. The largest sale was State Street SPDR Dow Jones REIT ETF, an estimated $2.56M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Industrials and Healthcare.

  • Smith, Moore & Co's largest Q3 2019 buy was Schwab US REIT ETF: 102,834 shares worth $2.42M.
  • Smith, Moore & Co added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $4M increase.
  • Smith, Moore & Co's biggest Q3 2019 reduction was State Street SPDR Dow Jones REIT ETF, cutting an estimated $2.56M.
  • Smith, Moore & Co fully exited JPMorgan Diversified Return International Equity ETF in Q3 2019, selling an estimated $1.51M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $452M portfolio in Q3 2019.
  • Smith, Moore & Co opened 16 new positions and closed 18 in Q3 2019.
  • Smith, Moore & Co's portfolio value rose 1.7% quarter-over-quarter to $452M.

Based on Smith, Moore & Co's 13F filing for Q3 2019, filed 7 Nov 2019.