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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
276
Wells Fargo
WFC
$266B
$251K 0.05%
10,686
-1,643
-13% -$40.5K
JPST icon
277
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$248K 0.05%
4,873
+1
+0% +$51
FEIM icon
278
Frequency Electronics
FEIM
$856M
$245K 0.05%
24,200
– –
SHW icon
279
Sherwin-Williams
SHW
$87.8B
$245K 0.05%
1,056
– –
CBSH icon
280
Commerce Bancshares
CBSH
$8.61B
$241K 0.05%
5,734
+372
+7% +$16K
GOVT icon
281
iShares US Treasury Bond ETF
GOVT
$43.8B
$241K 0.05%
8,635
+1,104
+15% +$31K
SBUX icon
282
Starbucks
SBUX
$124B
$239K 0.05%
+2,782
New +$222K
GDV icon
283
Gabelli Dividend & Income Trust
GDV
$2.7B
$236K 0.05%
12,885
-2,667
-17% -$49.6K
COR icon
284
Cencora
COR
$59.2B
$235K 0.05%
+2,421
New +$241K
BAC icon
285
Bank of America
BAC
$448B
$232K 0.05%
9,645
+4
+0% +$100
DLR icon
286
Digital Realty Trust
DLR
$73.1B
$228K 0.05%
1,551
-62
-4% -$9.29K
AON icon
287
Aon
AON
$75.7B
$225K 0.05%
1,089
– –
BMO icon
288
Bank of Montreal
BMO
$129B
$225K 0.05%
3,845
– –
SPHD icon
289
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$224K 0.05%
6,782
-116
-2% -$3.91K
NOM
290
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$223K 0.05%
15,403
-969
-6% -$13.7K
TRV icon
291
Travelers Companies
TRV
$77.2B
$222K 0.05%
+2,055
New +$236K
DOCU
292
DocuSign
DOCU
$12.2B
$221K 0.05%
+1,025
New +$213K
SCZ icon
293
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$221K 0.05%
3,748
– –
WELL icon
294
Welltower
WELL
$169B
$219K 0.05%
3,967
-586
-13% -$32.2K
HWM icon
295
Howmet Aerospace
HWM
$113B
$218K 0.05%
12,987
-14
-0.1% -$234
RGLD icon
296
Royal Gold
RGLD
$19.1B
$215K 0.04%
1,790
– –
OLLI icon
297
Ollie's Bargain Outlet
OLLI
$4.7B
$214K 0.04%
2,448
+148
+6% +$14.5K
MIN
298
Aberdeen Intermediate Income Fund
MIN
$280M
$211K 0.04%
56,534
– –
SPLV icon
299
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$210K 0.04%
+3,913
New +$208K
AWR icon
300
American States Water
AWR
$3.52B
$206K 0.04%
2,754
+6
+0.2% +$461
10 11
12
13 14

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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.