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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$452M
AUM Growth
+$7.34M
Cap. Flow
+$3.51M
Cap. Flow %
0.78%
Top 10 Hldgs %
33.54%
Holding
334
New
16
Increased
122
Reduced
139
Closed
18

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4M
2
SCHH icon
Schwab US REIT ETF
SCHH
+$2.36M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.01M
4
HDV
iShares Core High Dividend ETF
HDV
+$854K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$717K

Top Sells

Rank Stock Value
1
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.56M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.7M
3
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.37M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$897K

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.49%
2 Industrials 4.95%
3 Healthcare 4.47%
4 Technology 4.11%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
276
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$244K 0.05%
3,137
+400
+15% +$30.7K
JNK icon
277
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$242K 0.05%
2,222
+5
+0.2% +$542
HSBC icon
278
HSBC
HSBC
$358B
$241K 0.05%
6,307
-211
-3% -$8.18K
BDX icon
279
Becton Dickinson
BDX
$49.6B
$239K 0.05%
969
-358
-27% -$88.4K
KR icon
280
Kroger
KR
$35.1B
$239K 0.05%
+9,275
New +$216K
ED icon
281
Consolidated Edison
ED
$40.1B
$236K 0.05%
2,501
– –
IWP icon
282
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$236K 0.05%
3,342
– –
IWS icon
283
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$234K 0.05%
2,609
– –
SPLV icon
284
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$232K 0.05%
+3,999
New +$226K
VYM icon
285
Vanguard High Dividend Yield ETF
VYM
$84.2B
$230K 0.05%
2,596
+5
+0.2% +$438
JPS
286
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$226K 0.05%
22,962
-712
-3% -$6.92K
AWR icon
287
American States Water
AWR
$3.52B
$223K 0.05%
+2,484
New +$209K
FMN
288
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$222K 0.05%
15,652
-1,176
-7% -$16.4K
VBK icon
289
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$222K 0.05%
1,220
+98
+9% +$18.3K
RGLD icon
290
Royal Gold
RGLD
$19.1B
$221K 0.05%
+1,790
New +$218K
MUB icon
291
iShares National Muni Bond ETF
MUB
$45.9B
$219K 0.05%
+1,916
New +$219K
XYZ
292
Block Inc
XYZ
$49.9B
$216K 0.05%
3,485
-6
-0.2% -$408
DE icon
293
Deere & Co
DE
$165B
$215K 0.05%
1,273
-137
-10% -$21.9K
F icon
294
Ford
F
$55.4B
$212K 0.05%
23,163
-1,062
-4% -$10.1K
VOOV icon
295
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$211K 0.05%
1,838
-43
-2% -$4.87K
DSM
296
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$210K 0.05%
25,000
– –
MEN
297
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$209K 0.05%
18,446
-64
-0.3% -$724
FTCS icon
298
First Trust Capital Strength ETF
FTCS
$8.02B
$207K 0.05%
+3,642
New +$207K
FDL icon
299
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.98B
$206K 0.05%
+6,628
New +$203K
FPF
300
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$206K 0.05%
+8,694
New +$202K
10 11
12
13 14

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Smith, Moore & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Smith, Moore & Co held 334 positions worth $452M, up 1.7% from $445M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2019 filing shows 16 new, 122 increased, 139 reduced and 18 closed positions. Its largest new stake was Schwab US REIT ETF: 102,834 shares worth $2.42M. The largest sale was State Street SPDR Dow Jones REIT ETF, an estimated $2.56M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Industrials and Healthcare.

  • Smith, Moore & Co's largest Q3 2019 buy was Schwab US REIT ETF: 102,834 shares worth $2.42M.
  • Smith, Moore & Co added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $4M increase.
  • Smith, Moore & Co's biggest Q3 2019 reduction was State Street SPDR Dow Jones REIT ETF, cutting an estimated $2.56M.
  • Smith, Moore & Co fully exited JPMorgan Diversified Return International Equity ETF in Q3 2019, selling an estimated $1.51M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $452M portfolio in Q3 2019.
  • Smith, Moore & Co opened 16 new positions and closed 18 in Q3 2019.
  • Smith, Moore & Co's portfolio value rose 1.7% quarter-over-quarter to $452M.

Based on Smith, Moore & Co's 13F filing for Q3 2019, filed 7 Nov 2019.