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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
-1.44%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$655M
AUM Growth
-$8.3M
Cap. Flow
+$6.32M
Cap. Flow %
0.96%
Top 10 Hldgs %
33.91%
Holding
436
New
29
Increased
202
Reduced
107
Closed
20

Top Buys

Rank Stock Value
1
ALTL icon
Pacer Lunt Large Cap Alternator ETF
ALTL
+$4.23M
2
PALC icon
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
+$2.13M
3
QINT icon
American Century Quality Diversified International ETF
QINT
+$1.24M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.03M
5
LEG icon
Leggett & Platt
LEG
+$1M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.3M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$1.61M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.49M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$1.24M
5
LWACU
Locust Walk Acquisition Corp. Unit
LWACU
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Healthcare 5.06%
3 Financials 4.19%
4 Industrials 4.08%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
251
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$425K 0.06%
4,644
+2,276
+96% +$208K
WFC icon
252
Wells Fargo
WFC
$266B
$425K 0.06%
9,148
– –
ROKU icon
253
Roku
ROKU
$22.9B
$423K 0.06%
1,350
– –
LMBS icon
254
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$419K 0.06%
8,274
+1,152
+16% +$58.5K
BRK.A icon
255
Berkshire Hathaway Class A
BRK.A
$1.09T
$411K 0.06%
1
– –
EVRG icon
256
Evergy
EVRG
$19.3B
$410K 0.06%
6,594
+230
+4% +$15.1K
VSH icon
257
Vishay Intertechnology
VSH
$5.11B
$410K 0.06%
20,395
-1,455
-7% -$31.5K
XHB icon
258
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$410K 0.06%
5,709
+817
+17% +$61.5K
XLE icon
259
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$409K 0.06%
15,698
-60,016
-79% -$1.49M
EXC icon
260
Exelon
EXC
$47B
$404K 0.06%
11,704
+551
+5% +$18.8K
GSK icon
261
GSK
GSK
$101B
$402K 0.06%
8,418
-32
-0.4% -$1.61K
LQD icon
262
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$402K 0.06%
3,025
+170
+6% +$23K
HWM icon
263
Howmet Aerospace
HWM
$113B
$399K 0.06%
12,804
+22
+0.2% +$708
RCLFU
264
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$395K 0.06%
39,900
– –
SABA
265
Saba Capital Income & Opportunities Fund II
SABA
$221M
$393K 0.06%
36,480
-500
-1% -$5.49K
PMVC
266
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$391K 0.06%
39,880
– –
PBA icon
267
Pembina Pipeline
PBA
$28.4B
$387K 0.06%
12,217
+500
+4% +$15.8K
FDM icon
268
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$385K 0.06%
6,423
-726
-10% -$43.6K
HRL icon
269
Hormel Foods
HRL
$13.4B
$385K 0.06%
9,385
-695
-7% -$31.3K
SPDW icon
270
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
$385K 0.06%
10,625
– –
BAC icon
271
Bank of America
BAC
$448B
$384K 0.06%
9,054
+341
+4% +$13.7K
IBDN
272
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$383K 0.06%
15,138
+61
+0.4% +$1.55K
AMLP icon
273
Alerian MLP ETF
AMLP
$13.1B
$381K 0.06%
11,428
-91
-0.8% -$3.04K
AEM icon
274
Agnico Eagle Mines
AEM
$91.3B
$379K 0.06%
7,319
-200
-3% -$11.6K
BALL icon
275
Ball Corp
BALL
$16.4B
$377K 0.06%
+4,188
New +$372K
9 10
11
12 13

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Smith, Moore & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Smith, Moore & Co held 436 positions worth $655M, down 1.3% from $664M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2021 filing shows 29 new, 202 increased, 107 reduced and 20 closed positions. Its largest new stake was Pacer Lunt Large Cap Alternator ETF: 99,184 shares worth $4.08M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $4.3M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 5.5% a quarter earlier, followed by Healthcare and Financials.

  • Smith, Moore & Co's largest Q3 2021 buy was Pacer Lunt Large Cap Alternator ETF: 99,184 shares worth $4.08M.
  • Smith, Moore & Co added most to BlackRock Science and Technology Term Trust in Q3 2021, an estimated $1.03M increase.
  • Smith, Moore & Co's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $4.3M.
  • Smith, Moore & Co fully exited iShares MSCI USA Value Factor ETF in Q3 2021, selling an estimated $1.61M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $655M portfolio in Q3 2021.
  • Smith, Moore & Co opened 29 new positions and closed 20 in Q3 2021.
  • Smith, Moore & Co's portfolio value fell 1.3% quarter-over-quarter to $655M.

Based on Smith, Moore & Co's 13F filing for Q3 2021, filed 12 Nov 2021.