SMC
Smith, Moore & Co Portfolio holdings
AUM
$1.54B
Turnover
11.84%
1-Year Est. Return
24.82%
This Fund
S&P 500
This Quarter
Est. Return
-1.44%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$655M
AUM Growth
-$8.3M
(-1.3%)
Cap. Flow
+$6.32M
Cap. Flow
% of AUM
0.96%
Top 10 Holdings %
Top 10 Hldgs %
33.91%
Holding
436
New
29
Increased
202
Reduced
107
Closed
20
Avg Time Held
3.2
years
Top 10 Avg Time Held
6.1
years
Top 20 Avg Time Held
4.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pacer Lunt Large Cap Alternator ETF
ALTL
|
+$4.23M |
| 2 |
Pacer Lunt Large Cap Multi-Factor Alternator ETF
PALC
|
+$2.13M |
| 3 |
American Century Quality Diversified International ETF
QINT
|
+$1.24M |
| 4 |
BlackRock Science and Technology Term Trust
BSTZ
|
+$1.03M |
| 5 |
Leggett & Platt
LEG
|
+$1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$4.3M |
| 2 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$1.61M |
| 3 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$1.49M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$1.24M |
| 5 |
Locust Walk Acquisition Corp. Unit
LWACU
|
+$1.22M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 65.49% |
| 2 | Technology | 5.35% |
| 3 | Healthcare | 5.19% |
| 4 | Financials | 4.19% |
| 5 | Industrials | 4.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.31B
| $425K | 0.06% |
4,644
+2,276
| +96% | +$208K |
2021 Q2
1 quarter
|
|
252
Wells Fargo
WFC
$241B
| $425K | 0.06% |
9,148
| – | – |
2015 Q4
23 quarters
|
|
253
Roku
ROKU
$22.5B
| $423K | 0.06% |
1,350
| – | – |
2020 Q4
3 quarters
|
|
254
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.45B
| $419K | 0.06% |
8,274
+1,152
| +16% | +$58.5K |
2021 Q1
2 quarters
|
|
255
Berkshire Hathaway Class A
BRK.A
$1.12T
| $411K | 0.06% |
1
| – | – |
2017 Q3
16 quarters
|
|
256
Evergy
EVRG
$19B
| $410K | 0.06% |
6,594
+230
| +4% | +$15.1K |
2019 Q1
10 quarters
|
|
257
Vishay Intertechnology
VSH
$4.51B
| $410K | 0.06% |
20,395
-1,455
| -7% | -$31.5K |
2021 Q2
1 quarter
|
|
258
State Street SPDR S&P Homebuilders ETF
XHB
$1.43B
| $410K | 0.06% |
5,709
+817
| +17% | +$61.5K |
2021 Q1
2 quarters
|
|
|
259
State Street Energy Select Sector SPDR ETF
XLE
$43.4B
| $409K | 0.06% |
15,698
-60,016
| -79% | -$1.49M |
2021 Q1
2 quarters
|
|
260
Exelon
EXC
$43.8B
| $404K | 0.06% |
11,704
+551
| +5% | +$18.8K |
2017 Q2
17 quarters
|
|
261
GSK
GSK
$96B
| $402K | 0.06% |
8,418
-32
| -0.4% | -$1.61K |
2016 Q2
21 quarters
|
|
262
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
| $402K | 0.06% |
3,025
+170
| +6% | +$23K |
2017 Q3
16 quarters
|
|
263
Howmet Aerospace
HWM
$86.5B
| $399K | 0.06% |
12,804
+22
| +0.2% | +$708 |
2018 Q3
12 quarters
|
|
|
RCLFU
264
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
| $395K | 0.06% |
39,900
| – | – |
2021 Q1
2 quarters
|
|
265
Saba Capital Income & Opportunities Fund II
SABA
$207M
| $393K | 0.06% |
36,480
-500
| -1% | -$5.49K |
2013 Q4
31 quarters
|
|
|
PMVC
266
DELISTED
PMV Consumer Acquisition Corp.
PMVC
| $391K | 0.06% |
39,880
| – | – |
2020 Q4
3 quarters
|
|
267
Pembina Pipeline
PBA
$28.2B
| $387K | 0.06% |
12,217
+500
| +4% | +$15.8K |
2021 Q2
1 quarter
|
|
268
First Trust Dow Jones Select MicroCap Index Fund
FDM
$261M
| $385K | 0.06% |
6,423
-726
| -10% | -$43.6K |
2020 Q2
5 quarters
|
|
269
Hormel Foods
HRL
$10.8B
| $385K | 0.06% |
9,385
-695
| -7% | -$31.3K |
2014 Q3
28 quarters
|
|
270
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
| $385K | 0.06% |
10,625
| – | – |
2021 Q1
2 quarters
|
|
271
Bank of America
BAC
$355B
| $384K | 0.06% |
9,054
+341
| +4% | +$13.7K |
2017 Q1
18 quarters
|
|
272
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
| $383K | 0.06% |
15,138
+61
| +0.4% | +$1.55K |
2018 Q1
14 quarters
|
|
273
Alerian MLP ETF
AMLP
$12.6B
| $381K | 0.06% |
11,428
-91
| -0.8% | -$3.04K |
2020 Q4
3 quarters
|
|
274
Agnico Eagle Mines
AEM
$88.5B
| $379K | 0.06% |
7,319
-200
| -3% | -$11.6K |
2021 Q2
1 quarter
|
|
275
Ball Corp
BALL
$15.9B
| $377K | 0.06% |
+4,188
| New | +$372K |
2021 Q3
0 quarters
|
|
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Smith, Moore & Co's Q3 2021 Portfolio in Review
As of Q3 2021, Smith, Moore & Co held 436 positions worth $655M, down 1.3% from $664M the previous quarter. Its ten largest holdings account for 34% of the portfolio.
Smith, Moore & Co's Q3 2021 filing shows 29 new, 202 increased, 107 reduced and 20 closed positions. Its largest new stake was Pacer Lunt Large Cap Alternator ETF: 99,184 shares worth $4.08M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $4.3M.
By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, down from 66% a quarter earlier, followed by Technology and Healthcare.
- Smith, Moore & Co's largest Q3 2021 buy was Pacer Lunt Large Cap Alternator ETF: 99,184 shares worth $4.08M.
- Smith, Moore & Co added most to BlackRock Science and Technology Term Trust in Q3 2021, an estimated $1.03M increase.
- Smith, Moore & Co's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $4.3M.
- Smith, Moore & Co fully exited iShares MSCI USA Value Factor ETF in Q3 2021, selling an estimated $1.61M.
- Smith, Moore & Co's ten largest holdings make up 34% of its $655M portfolio in Q3 2021.
- Smith, Moore & Co opened 29 new positions and closed 20 in Q3 2021.
- Smith, Moore & Co's portfolio value fell 1.3% quarter-over-quarter to $655M.
Based on Smith, Moore & Co's 13F filing for Q3 2021, filed 12 Nov 2021.