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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$481M
AUM Growth
+$28.6M
Cap. Flow
-$3.25M
Cap. Flow %
-0.68%
Top 10 Hldgs %
33.86%
Holding
345
New
28
Increased
179
Reduced
79
Closed
21

Top Buys

Rank Stock Value
1
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$3.36M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$1.96M
4
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$1.61M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.09M

Top Sells

Rank Stock Value
1
VSMV icon
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
+$5.12M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.97M
3
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$4.57M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.51M
5
MSFT icon
Microsoft
MSFT
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Healthcare 5.06%
3 Consumer Staples 4.91%
4 Industrials 4.16%
5 Consumer Discretionary 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
226
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$386K 0.08%
4,127
+16
+0.4% +$1.5K
RWK icon
227
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$382K 0.08%
7,079
+18
+0.3% +$982
FANG icon
228
Diamondback Energy
FANG
$55.9B
$377K 0.08%
12,507
+1,505
+14% +$57.3K
FTSM icon
229
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$368K 0.08%
6,139
+421
+7% +$25.3K
CDC icon
230
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$753M
$364K 0.08%
7,682
-95,840
-93% -$4.57M
OKE icon
231
Oneok
OKE
$58.4B
$358K 0.07%
13,782
+967
+8% +$26.9K
FTCS icon
232
First Trust Capital Strength ETF
FTCS
$8.02B
$353K 0.07%
5,577
+117
+2% +$7.31K
VIOO icon
233
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.35B
$349K 0.07%
5,402
+264
+5% +$17.3K
BCE icon
234
BCE
BCE
$21.7B
$345K 0.07%
8,317
+668
+9% +$28.3K
OCSL icon
235
Oaktree Specialty Lending
OCSL
$1.15B
$341K 0.07%
23,509
+1,334
+6% +$19.1K
AEPPL
236
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$340K 0.07%
7,000
+735
+12% +$36.5K
VSMV icon
237
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
$159M
$336K 0.07%
10,460
-159,405
-94% -$5.12M
EXC icon
238
Exelon
EXC
$47B
$333K 0.07%
13,062
+1,190
+10% +$31.6K
SWKS icon
239
Skyworks Solutions
SWKS
$10.5B
$333K 0.07%
+2,286
New +$318K
VCSH icon
240
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$333K 0.07%
4,017
+2
+0% +$166
IBDM
241
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$331K 0.07%
13,204
+72
+0.5% +$1.81K
FAX
242
abrdn Asia-Pacific Income Fund
FAX
$600M
$327K 0.07%
13,640
-462
-3% -$11.1K
SDY icon
243
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$326K 0.07%
3,529
+118
+3% +$11.1K
IBDL
244
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$324K 0.07%
12,861
+46
+0.4% +$1.16K
BRK.A icon
245
Berkshire Hathaway Class A
BRK.A
$1.09T
$320K 0.07%
1
– –
XLF icon
246
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$317K 0.07%
13,182
-580
-4% -$14.1K
AFL icon
247
Aflac
AFL
$60.7B
$314K 0.07%
8,641
+117
+1% +$4.26K
BSV icon
248
Vanguard Short-Term Bond ETF
BSV
$45.7B
$311K 0.06%
3,739
+651
+21% +$54.1K
SPDW icon
249
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
$311K 0.06%
10,625
– –
BGS icon
250
B&G Foods
BGS
$299M
$305K 0.06%
10,980
+1,090
+11% +$30.5K
8 9
10
11 12

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Smith, Moore & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Smith, Moore & Co held 345 positions worth $481M, up 6.3% from $453M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2020 filing shows 28 new, 179 increased, 79 reduced and 21 closed positions. Its largest new stake was Invesco QQQ Trust: 9,591 shares worth $2.67M. The largest sale was VictoryShares US Multi-Factor Minimum Volatility ETF, an estimated $5.12M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Smith, Moore & Co's largest Q3 2020 buy was Invesco QQQ Trust: 9,591 shares worth $2.67M.
  • Smith, Moore & Co added most to Innovator US Equity Buffer ETF December in Q3 2020, an estimated $3.36M increase.
  • Smith, Moore & Co's biggest Q3 2020 reduction was VictoryShares US Multi-Factor Minimum Volatility ETF, cutting an estimated $5.12M.
  • Smith, Moore & Co fully exited Microsoft in Q3 2020, selling an estimated $3.2M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $481M portfolio in Q3 2020.
  • Smith, Moore & Co opened 28 new positions and closed 21 in Q3 2020.
  • Smith, Moore & Co's portfolio value rose 6.3% quarter-over-quarter to $481M.

Based on Smith, Moore & Co's 13F filing for Q3 2020, filed 12 Nov 2020.