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SMC

Smith, Moore & Co Portfolio holdings

AUM $1.54B
1-Year Est. Return 24.82%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+24.82%
3 Year Est. Return
+67.03%
5 Year Est. Return
+71.32%
10 Year Est. Return
+222.13%
AUM
$452M
AUM Growth
+$7.34M
Cap. Flow
+$3.51M
Cap. Flow %
0.78%
Top 10 Hldgs %
33.54%
Holding
334
New
16
Increased
122
Reduced
139
Closed
18

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4M
2
SCHH icon
Schwab US REIT ETF
SCHH
+$2.36M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.01M
4
HDV
iShares Core High Dividend ETF
HDV
+$854K
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$717K

Top Sells

Rank Stock Value
1
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.56M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.7M
3
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.37M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$897K

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.49%
2 Industrials 4.95%
3 Healthcare 4.47%
4 Technology 4.11%
5 Communication Services 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
226
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$339K 0.08%
4,188
-478
-10% -$38.6K
HYG icon
227
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$338K 0.07%
3,880
– –
NUV icon
228
Nuveen Municipal Value Fund
NUV
$1.9B
$338K 0.07%
32,144
+230
+0.7% +$2.38K
SCHW
229
Charles Schwab
SCHW
$190B
$336K 0.07%
+8,032
New +$324K
VIOO icon
230
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.35B
$333K 0.07%
4,676
+154
+3% +$10.9K
EVRG icon
231
Evergy
EVRG
$19.3B
$330K 0.07%
4,954
-122
-2% -$7.72K
GDV icon
232
Gabelli Dividend & Income Trust
GDV
$2.7B
$328K 0.07%
15,270
+3,350
+28% +$71.6K
SCHF icon
233
Schwab International Equity ETF
SCHF
$69.3B
$324K 0.07%
20,354
– –
IBDM
234
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$322K 0.07%
12,881
-742
-5% -$18.5K
TRV icon
235
Travelers Companies
TRV
$77.2B
$321K 0.07%
2,162
– –
DOL icon
236
WisdomTree True Developed International Fund
DOL
$848M
$320K 0.07%
6,954
-385
-5% -$17.6K
IBDL
237
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$319K 0.07%
12,591
-729
-5% -$18.5K
BKK
238
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$318K 0.07%
21,052
– –
HWM icon
239
Howmet Aerospace
HWM
$113B
$316K 0.07%
15,849
-159
-1% -$3.13K
LMT icon
240
Lockheed Martin
LMT
$138B
$314K 0.07%
804
+212
+36% +$79.7K
ULTA icon
241
Ulta Beauty
ULTA
$22.2B
$313K 0.07%
+1,248
New +$383K
FEI
242
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$313K 0.07%
27,300
-250
-0.9% -$2.89K
BRK.A icon
243
Berkshire Hathaway Class A
BRK.A
$1.09T
$312K 0.07%
1
– –
AON icon
244
Aon
AON
$75.7B
$309K 0.07%
1,595
-506
-24% -$97.6K
FAX
245
abrdn Asia-Pacific Income Fund
FAX
$600M
$304K 0.07%
12,085
-167
-1% -$4.2K
FEP icon
246
First Trust Europe AlphaDEX Fund
FEP
$534M
$303K 0.07%
8,809
-151
-2% -$5.19K
FTSM icon
247
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$300K 0.07%
4,992
-289
-5% -$17.4K
BMO icon
248
Bank of Montreal
BMO
$129B
$299K 0.07%
4,060
– –
XLE icon
249
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$299K 0.07%
10,090
-640
-6% -$19.4K
FVD icon
250
First Trust Value Line Dividend Fund
FVD
$8.4B
$295K 0.07%
8,458
+1,059
+14% +$36.1K
8 9
10
11 12

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Smith, Moore & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Smith, Moore & Co held 334 positions worth $452M, up 1.7% from $445M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Smith, Moore & Co's Q3 2019 filing shows 16 new, 122 increased, 139 reduced and 18 closed positions. Its largest new stake was Schwab US REIT ETF: 102,834 shares worth $2.42M. The largest sale was State Street SPDR Dow Jones REIT ETF, an estimated $2.56M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Industrials and Healthcare.

  • Smith, Moore & Co's largest Q3 2019 buy was Schwab US REIT ETF: 102,834 shares worth $2.42M.
  • Smith, Moore & Co added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $4M increase.
  • Smith, Moore & Co's biggest Q3 2019 reduction was State Street SPDR Dow Jones REIT ETF, cutting an estimated $2.56M.
  • Smith, Moore & Co fully exited JPMorgan Diversified Return International Equity ETF in Q3 2019, selling an estimated $1.51M.
  • Smith, Moore & Co's ten largest holdings make up 34% of its $452M portfolio in Q3 2019.
  • Smith, Moore & Co opened 16 new positions and closed 18 in Q3 2019.
  • Smith, Moore & Co's portfolio value rose 1.7% quarter-over-quarter to $452M.

Based on Smith, Moore & Co's 13F filing for Q3 2019, filed 7 Nov 2019.