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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$304M
AUM Growth
+$42.3M
Cap. Flow
+$16.2M
Cap. Flow %
5.31%
Top 10 Hldgs %
19.43%
Holding
261
New
19
Increased
137
Reduced
63
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.48M
2
EXPD icon
Expeditors International
EXPD
+$1.02M
3
MET icon
MetLife
MET
+$873K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$850K
5
DAL icon
Delta Air Lines
DAL
+$695K

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$508K
2
SWI
SOLARWINDS INC COM STK (DE)
SWI
+$421K
3
CVX icon
Chevron
CVX
+$348K
4
MPAA icon
Motorcar Parts of America
MPAA
+$332K
5
ROK icon
Rockwell Automation
ROK
+$331K

Sector Composition

Rank Sector Weight
1 Financials 17.92%
2 Industrials 16.97%
3 Technology 10.77%
4 Healthcare 9.3%
5 Consumer Staples 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOR
201
Source Capital
SOR
$375M
$295K 0.1%
4,392
+25
+0.6% +$1.6K
GDV icon
202
Gabelli Dividend & Income Trust
GDV
$2.59B
$286K 0.09%
13,603
– –
CELG
203
DELISTED
Celgene Corp
CELG
$280K 0.09%
3,312
-110
-3% -$8.7K
APF
204
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$277K 0.09%
16,750
-1,700
-9% -$28.7K
NVS icon
205
Novartis
NVS
$302B
$276K 0.09%
3,826
+90
+2% +$6.26K
SSYS icon
206
Stratasys
SSYS
$666M
$276K 0.09%
2,050
+50
+3% +$5.78K
GLW icon
207
Corning
GLW
$107B
$274K 0.09%
15,361
+827
+6% +$13.6K
ALL icon
208
Allstate
ALL
$70.6B
$271K 0.09%
4,968
-5
-0.1% -$267
LVLT
209
DELISTED
Level 3 Communications Inc
LVLT
$271K 0.09%
8,165
-1,526
-16% -$45K
RHE
210
DELISTED
Regional Health Properties, Inc.
RHE
$270K 0.09%
5,235
+334
+7% +$16.1K
MAS icon
211
Masco
MAS
$14.6B
$269K 0.09%
13,428
– –
BSX icon
212
Boston Scientific
BSX
$68.4B
$267K 0.09%
22,200
– –
MIC
213
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$265K 0.09%
4,866
-629
-11% -$34.2K
EEM icon
214
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$260K 0.09%
6,225
-118
-2% -$4.94K
FUL icon
215
H.B. Fuller
FUL
$3B
$260K 0.09%
5,000
– –
XLK icon
216
State Street Technology Select Sector SPDR ETF
XLK
$109B
$256K 0.08%
+14,298
New +$242K
MLM icon
217
Martin Marietta Materials
MLM
$34.2B
$254K 0.08%
2,545
– –
FTA icon
218
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$251K 0.08%
6,230
+390
+7% +$15.1K
BAC icon
219
Bank of America
BAC
$429B
$246K 0.08%
15,816
-369
-2% -$5.47K
SRE icon
220
Sempra
SRE
$58.1B
$246K 0.08%
5,480
-400
-7% -$17.8K
FPX icon
221
First Trust US Equity Opportunities ETF
FPX
$1.43B
$238K 0.08%
+5,252
New +$225K
EMN icon
222
Eastman Chemical
EMN
$7.69B
$236K 0.08%
2,925
– –
DD icon
223
DuPont de Nemours
DD
$18.6B
$234K 0.08%
2,081
+2
+0.1% +$205
LECO icon
224
Lincoln Electric
LECO
$14.1B
$229K 0.08%
3,217
+1
+0% +$70
CLF icon
225
Cleveland-Cliffs
CLF
$6.49B
$226K 0.07%
+8,628
New +$213K
7 8
9
10 11

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EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
GWM
Gupta Wealth Management San Diego, California $427M AUM 0.52% 1-Year Est. Return
IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Smith Hayes Advisers's Q4 2013 Portfolio in Review

As of Q4 2013, Smith Hayes Advisers held 261 positions worth $304M, up 16% from $262M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Smith Hayes Advisers deployed $16.2M of net new capital in Q4 2013, opening 19 new positions and adding to 137 existing holdings. Its largest new stake was MetLife: 19,467 shares worth $936K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Merck, an estimated $508K trimmed.

  • Smith Hayes Advisers's largest Q4 2013 buy was MetLife: 19,467 shares worth $936K.
  • Smith Hayes Advisers added most to Qualcomm in Q4 2013, an estimated $1.48M increase.
  • Smith Hayes Advisers's biggest Q4 2013 reduction was Merck, cutting an estimated $508K.
  • Smith Hayes Advisers fully exited SOLARWINDS INC COM STK (DE) in Q4 2013, selling an estimated $421K.
  • Smith Hayes Advisers's ten largest holdings make up 19% of its $304M portfolio in Q4 2013.
  • Smith Hayes Advisers opened 19 new positions and closed 7 in Q4 2013.
  • Smith Hayes Advisers's portfolio value rose 16% quarter-over-quarter to $304M.

Based on Smith Hayes Advisers's 13F filing for Q4 2013, filed 14 Feb 2014.