We are live on ! Find out more
SHA

Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$262M
AUM Growth
+$21.3M
Cap. Flow
+$11.6M
Cap. Flow %
4.44%
Top 10 Hldgs %
20.38%
Holding
261
New
22
Increased
103
Reduced
83
Closed
19

Top Buys

Rank Stock Value
1
VMI icon
Valmont Industries
VMI
+$5.28M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$2.25M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.71M
4
JPM icon
JPMorgan Chase
JPM
+$1.03M
5
IBM icon
IBM
IBM
+$741K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.01M
2
ESV
Ensco Rowan plc
ESV
+$870K
3
CAB
Cabela's Inc
CAB
+$402K
4
V icon
Visa
V
+$359K
5
JNJ icon
Johnson & Johnson
JNJ
+$347K

Sector Composition

Rank Sector Weight
1 Financials 17.91%
2 Industrials 16.1%
3 Technology 10.44%
4 Healthcare 9.62%
5 Consumer Staples 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
176
Waste Management
WM
$95B
$310K 0.12%
7,515
-67
-0.9% -$2.79K
APF
177
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$309K 0.12%
18,450
-3,475
-16% -$56.7K
DTV
178
DELISTED
DIRECTV COM STK (DE)
DTV
$308K 0.12%
5,157
– –
BOND icon
179
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$307K 0.12%
2,900
– –
UPS icon
180
United Parcel Service
UPS
$88.9B
$300K 0.11%
3,288
-949
-22% -$83.4K
VRSK icon
181
Verisk Analytics
VRSK
$27.9B
$300K 0.11%
4,625
– –
QQQ icon
182
Invesco QQQ Trust
QQQ
$436B
$297K 0.11%
3,767
– –
FDN icon
183
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$296K 0.11%
+5,505
New +$277K
GDX icon
184
VanEck Gold Miners ETF
GDX
$22.5B
$294K 0.11%
11,738
-400
-3% -$10.6K
MIC
185
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$294K 0.11%
5,495
+143
+3% +$7.83K
FCX icon
186
Freeport-McMoran
FCX
$86.2B
$289K 0.11%
+8,738
New +$267K
ZBH icon
187
Zimmer Biomet
ZBH
$18.8B
$289K 0.11%
3,630
-1,641
-31% -$129K
FXD icon
188
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$284K 0.11%
+9,588
New +$276K
FXH icon
189
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$283K 0.11%
+6,523
New +$275K
FBT icon
190
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$282K 0.11%
+4,356
New +$276K
TRN icon
191
Trinity Industries
TRN
$2.92B
$278K 0.11%
17,032
-7,495
-31% -$111K
FXG icon
192
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$274K 0.1%
+8,319
New +$273K
HON icon
193
Honeywell
HON
$76.4B
$272K 0.1%
3,644
-1,965
-35% -$146K
SOR
194
Source Capital
SOR
$375M
$271K 0.1%
4,367
-450
-9% -$28.4K
CELG
195
DELISTED
Celgene Corp
CELG
$264K 0.1%
3,422
– –
BSX icon
196
Boston Scientific
BSX
$68.4B
$261K 0.1%
22,200
-167
-0.7% -$1.81K
EEM icon
197
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$259K 0.1%
6,343
-3,088
-33% -$122K
LVLT
198
DELISTED
Level 3 Communications Inc
LVLT
$259K 0.1%
9,691
-1,212
-11% -$28K
GDV icon
199
Gabelli Dividend & Income Trust
GDV
$2.59B
$257K 0.1%
13,603
– –
NVS icon
200
Novartis
NVS
$302B
$257K 0.1%
3,736
-333
-8% -$22K
6 7
8
9 10

Similar funds

EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
GWM
Gupta Wealth Management San Diego, California $427M AUM 0.52% 1-Year Est. Return
IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Smith Hayes Advisers's Q3 2013 Portfolio in Review

As of Q3 2013, Smith Hayes Advisers held 261 positions worth $262M, up 8.9% from $241M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Smith Hayes Advisers deployed $11.6M of net new capital in Q3 2013, opening 22 new positions and adding to 103 existing holdings. Its largest new stake was Valmont Industries: 36,949 shares worth $5.13M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $2.01M trimmed.

  • Smith Hayes Advisers's largest Q3 2013 buy was Valmont Industries: 36,949 shares worth $5.13M.
  • Smith Hayes Advisers added most to Berkshire Hathaway Class A in Q3 2013, an estimated $2.25M increase.
  • Smith Hayes Advisers's biggest Q3 2013 reduction was Microsoft, cutting an estimated $2.01M.
  • Smith Hayes Advisers fully exited Ensco Rowan plc in Q3 2013, selling an estimated $870K.
  • Smith Hayes Advisers's ten largest holdings make up 20% of its $262M portfolio in Q3 2013.
  • Smith Hayes Advisers opened 22 new positions and closed 19 in Q3 2013.
  • Smith Hayes Advisers's portfolio value rose 8.9% quarter-over-quarter to $262M.

Based on Smith Hayes Advisers's 13F filing for Q3 2013, filed 14 Nov 2013.