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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$304M
AUM Growth
+$42.3M
Cap. Flow
+$16.2M
Cap. Flow %
5.31%
Top 10 Hldgs %
19.43%
Holding
261
New
19
Increased
137
Reduced
63
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.48M
2
EXPD icon
Expeditors International
EXPD
+$1.02M
3
MET icon
MetLife
MET
+$873K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$850K
5
DAL icon
Delta Air Lines
DAL
+$695K

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$508K
2
SWI
SOLARWINDS INC COM STK (DE)
SWI
+$421K
3
CVX icon
Chevron
CVX
+$348K
4
MPAA icon
Motorcar Parts of America
MPAA
+$332K
5
ROK icon
Rockwell Automation
ROK
+$331K

Sector Composition

Rank Sector Weight
1 Financials 17.92%
2 Industrials 16.97%
3 Technology 10.77%
4 Healthcare 9.3%
5 Consumer Staples 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
101
MetLife
MET
$62.4B
$936K 0.31%
+19,467
New +$873K
VIG icon
102
Vanguard Dividend Appreciation ETF
VIG
$111B
$924K 0.3%
12,275
– –
C icon
103
Citigroup
C
$213B
$923K 0.3%
17,713
+67
+0.4% +$3.39K
LMT icon
104
Lockheed Martin
LMT
$131B
$918K 0.3%
6,174
+47
+0.8% +$6.38K
CSX icon
105
CSX Corp
CSX
$94B
$890K 0.29%
92,766
+14,169
+18% +$127K
LEG icon
106
Leggett & Platt
LEG
$1.4B
$888K 0.29%
28,706
+13,600
+90% +$405K
APA icon
107
APA Corp
APA
$13B
$876K 0.29%
10,194
+1
+0% +$89
FDN icon
108
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$861K 0.28%
14,376
+8,871
+161% +$494K
K
109
DELISTED
Kellanova
K
$846K 0.28%
14,745
-266
-2% -$15.3K
POT
110
DELISTED
Potash Corp Of Saskatchewan
POT
$844K 0.28%
25,600
-3,907
-13% -$125K
FXH icon
111
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$832K 0.27%
17,307
+10,784
+165% +$493K
FXD icon
112
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$825K 0.27%
25,577
+15,989
+167% +$494K
HSY icon
113
Hershey
HSY
$37.3B
$821K 0.27%
8,447
+407
+5% +$39.1K
FBT icon
114
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$818K 0.27%
11,829
+7,473
+172% +$490K
FXG icon
115
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$805K 0.26%
22,564
+14,245
+171% +$493K
COL
116
DELISTED
Rockwell Collins
COL
$804K 0.26%
10,880
+1
+0% +$71
VEA icon
117
Vanguard FTSE Developed Markets ETF
VEA
$223B
$792K 0.26%
18,998
+4,365
+30% +$177K
VB icon
118
Vanguard Small-Cap ETF
VB
$78.9B
$780K 0.26%
7,093
+1,764
+33% +$188K
VV icon
119
Vanguard Large-Cap ETF
VV
$51.2B
$774K 0.25%
9,130
+2,213
+32% +$180K
VO icon
120
Vanguard Mid-Cap ETF
VO
$106B
$771K 0.25%
28,036
+6,756
+32% +$180K
EFA icon
121
iShares MSCI EAFE ETF
EFA
$76.4B
$768K 0.25%
11,453
+5
+0% +$327
MOO icon
122
VanEck Agribusiness ETF
MOO
$992M
$756K 0.25%
13,866
-486
-3% -$25.8K
DE icon
123
Deere & Co
DE
$165B
$749K 0.25%
8,201
+2,189
+36% +$185K
MDLZ icon
124
Mondelez International
MDLZ
$83.4B
$735K 0.24%
20,813
+353
+2% +$11.7K
EPAY
125
DELISTED
Bottomline Technologies Inc
EPAY
$723K 0.24%
20,000
– –
3 4
5
6 7

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EIM
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GWM
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IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
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FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
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SAS
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Smith Hayes Advisers's Q4 2013 Portfolio in Review

As of Q4 2013, Smith Hayes Advisers held 261 positions worth $304M, up 16% from $262M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Smith Hayes Advisers deployed $16.2M of net new capital in Q4 2013, opening 19 new positions and adding to 137 existing holdings. Its largest new stake was MetLife: 19,467 shares worth $936K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Merck, an estimated $508K trimmed.

  • Smith Hayes Advisers's largest Q4 2013 buy was MetLife: 19,467 shares worth $936K.
  • Smith Hayes Advisers added most to Qualcomm in Q4 2013, an estimated $1.48M increase.
  • Smith Hayes Advisers's biggest Q4 2013 reduction was Merck, cutting an estimated $508K.
  • Smith Hayes Advisers fully exited SOLARWINDS INC COM STK (DE) in Q4 2013, selling an estimated $421K.
  • Smith Hayes Advisers's ten largest holdings make up 19% of its $304M portfolio in Q4 2013.
  • Smith Hayes Advisers opened 19 new positions and closed 7 in Q4 2013.
  • Smith Hayes Advisers's portfolio value rose 16% quarter-over-quarter to $304M.

Based on Smith Hayes Advisers's 13F filing for Q4 2013, filed 14 Feb 2014.