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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$262M
AUM Growth
+$21.3M
Cap. Flow
+$11.6M
Cap. Flow %
4.44%
Top 10 Hldgs %
20.38%
Holding
261
New
22
Increased
103
Reduced
83
Closed
19

Top Buys

Rank Stock Value
1
VMI icon
Valmont Industries
VMI
+$5.28M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$2.25M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.71M
4
JPM icon
JPMorgan Chase
JPM
+$1.03M
5
IBM icon
IBM
IBM
+$741K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.01M
2
ESV
Ensco Rowan plc
ESV
+$870K
3
CAB
Cabela's Inc
CAB
+$402K
4
V icon
Visa
V
+$359K
5
JNJ icon
Johnson & Johnson
JNJ
+$347K

Sector Composition

Rank Sector Weight
1 Financials 17.91%
2 Industrials 16.1%
3 Technology 10.44%
4 Healthcare 9.62%
5 Consumer Staples 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
76
SLB Ltd
SLB
$72.7B
$1.09M 0.42%
12,330
-1,538
-11% -$126K
FNX icon
77
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
$1.08M 0.41%
23,569
+6,843
+41% +$306K
ROST icon
78
Ross Stores
ROST
$80.8B
$1.07M 0.41%
29,502
+402
+1% +$13.7K
MCD icon
79
McDonald's
MCD
$193B
$1.07M 0.41%
11,107
-272
-2% -$26.6K
MMM icon
80
3M
MMM
$91.8B
$1.06M 0.41%
10,638
-780
-7% -$75.8K
ENH
81
DELISTED
Endurance Specialty Holdings Ltd
ENH
$1.05M 0.4%
19,496
-50
-0.3% -$2.6K
WBA
82
DELISTED
Walgreens Boots Alliance
WBA
$1.01M 0.38%
18,739
-3,989
-18% -$200K
VWO icon
83
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$993K 0.38%
24,742
+2,151
+10% +$85.1K
TWX
84
DELISTED
Time Warner Inc
TWX
$983K 0.38%
15,573
+348
+2% +$20.8K
APD icon
85
Air Products & Chemicals
APD
$65.5B
$978K 0.37%
9,922
-1,081
-10% -$103K
DBC icon
86
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$977K 0.37%
37,921
+1,425
+4% +$37.2K
EMR icon
87
Emerson Electric
EMR
$81.6B
$975K 0.37%
15,069
-1,900
-11% -$116K
PFG icon
88
Principal Financial Group
PFG
$24.3B
$975K 0.37%
22,760
+306
+1% +$12.8K
CAT icon
89
Caterpillar
CAT
$361B
$939K 0.36%
11,255
-1,928
-15% -$163K
CMCSA icon
90
Comcast
CMCSA
$87.3B
$924K 0.35%
40,960
+4,976
+14% +$108K
POT
91
DELISTED
Potash Corp Of Saskatchewan
POT
$923K 0.35%
29,507
-1,346
-4% -$44.6K
HXL icon
92
Hexcel
HXL
$7.97B
$902K 0.34%
23,238
+38
+0.2% +$1.38K
TRMB icon
93
Trimble
TRMB
$13.6B
$880K 0.34%
29,625
– –
TJX icon
94
TJX Companies
TJX
$179B
$874K 0.33%
31,000
+2
+0% +$53
APA icon
95
APA Corp
APA
$13B
$868K 0.33%
10,193
-529
-5% -$43.9K
C icon
96
Citigroup
C
$213B
$856K 0.33%
17,646
+786
+5% +$39.7K
VIG icon
97
Vanguard Dividend Appreciation ETF
VIG
$111B
$854K 0.33%
12,275
-75
-0.6% -$5.19K
VLO icon
98
Valero Energy
VLO
$89.5B
$843K 0.32%
24,696
+5,296
+27% +$187K
K
99
DELISTED
Kellanova
K
$828K 0.32%
15,011
+2,355
+19% +$140K
NE
100
DELISTED
Noble Corporation
NE
$808K 0.31%
24,463
-9,976
-29% -$339K
2 3
4
5 6

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GWM
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IUAM
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AIA
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FVFI
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HC
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CK
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SAS
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Smith Hayes Advisers's Q3 2013 Portfolio in Review

As of Q3 2013, Smith Hayes Advisers held 261 positions worth $262M, up 8.9% from $241M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Smith Hayes Advisers deployed $11.6M of net new capital in Q3 2013, opening 22 new positions and adding to 103 existing holdings. Its largest new stake was Valmont Industries: 36,949 shares worth $5.13M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $2.01M trimmed.

  • Smith Hayes Advisers's largest Q3 2013 buy was Valmont Industries: 36,949 shares worth $5.13M.
  • Smith Hayes Advisers added most to Berkshire Hathaway Class A in Q3 2013, an estimated $2.25M increase.
  • Smith Hayes Advisers's biggest Q3 2013 reduction was Microsoft, cutting an estimated $2.01M.
  • Smith Hayes Advisers fully exited Ensco Rowan plc in Q3 2013, selling an estimated $870K.
  • Smith Hayes Advisers's ten largest holdings make up 20% of its $262M portfolio in Q3 2013.
  • Smith Hayes Advisers opened 22 new positions and closed 19 in Q3 2013.
  • Smith Hayes Advisers's portfolio value rose 8.9% quarter-over-quarter to $262M.

Based on Smith Hayes Advisers's 13F filing for Q3 2013, filed 14 Nov 2013.