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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$304M
AUM Growth
+$42.3M
Cap. Flow
+$16.2M
Cap. Flow %
5.31%
Top 10 Hldgs %
19.43%
Holding
261
New
19
Increased
137
Reduced
63
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.48M
2
EXPD icon
Expeditors International
EXPD
+$1.02M
3
MET icon
MetLife
MET
+$873K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$850K
5
DAL icon
Delta Air Lines
DAL
+$695K

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$508K
2
SWI
SOLARWINDS INC COM STK (DE)
SWI
+$421K
3
CVX icon
Chevron
CVX
+$348K
4
MPAA icon
Motorcar Parts of America
MPAA
+$332K
5
ROK icon
Rockwell Automation
ROK
+$331K

Sector Composition

Rank Sector Weight
1 Financials 17.92%
2 Industrials 16.97%
3 Technology 10.77%
4 Healthcare 9.3%
5 Consumer Staples 8.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
226
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$226K 0.07%
6,825
-3,850
-36% -$125K
TTC icon
227
Toro Company
TTC
$8.72B
$226K 0.07%
+7,100
New +$209K
PRU icon
228
Prudential Financial
PRU
$42.6B
$223K 0.07%
+2,423
New +$207K
VPU
229
Vanguard Utilities ETF
VPU
$8.52B
$217K 0.07%
2,603
-54
-2% -$4.52K
PCAR icon
230
PACCAR
PCAR
$70.4B
$214K 0.07%
5,436
+9
+0.2% +$341
RPM icon
231
RPM International
RPM
$13.8B
$214K 0.07%
+5,157
New +$201K
OXY icon
232
Occidental Petroleum
OXY
$55.6B
$213K 0.07%
2,335
+7
+0.3% +$639
XEC
233
DELISTED
CIMAREX ENERGY CO
XEC
$210K 0.07%
+2,000
New +$203K
ESRX
234
DELISTED
Express Scripts Holding Company
ESRX
$208K 0.07%
+2,963
New +$193K
C.PRN icon
235
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.46B
$206K 0.07%
+7,550
New +$207K
INCY icon
236
Incyte
INCY
$24.9B
$203K 0.07%
+4,000
New +$174K
WBD icon
237
Warner Bros
WBD
$63.9B
$203K 0.07%
+4,388
New +$190K
CRM icon
238
Salesforce
CRM
$148B
$201K 0.07%
+3,639
New +$195K
MPAA icon
239
Motorcar Parts of America
MPAA
$260M
$193K 0.06%
10,000
-21,000
-68% -$332K
CSR
240
Centerspace
CSR
$941M
$190K 0.06%
2,216
+559
+34% +$48.1K
CHW
241
Calamos Global Dynamic Income Fund
CHW
$523M
$175K 0.06%
19,455
– –
JRO
242
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$171K 0.06%
14,069
– –
CHI
243
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$170K 0.06%
12,820
– –
WIN
244
DELISTED
Windstream Holdings Inc
WIN
$160K 0.05%
2,559
+293
+13% +$19K
FGH
245
DELISTED
FG Group Holdings Inc.
FGH
$150K 0.05%
32,500
+4,700
+17% +$22K
SWBI icon
246
Smith & Wesson
SWBI
$669M
$142K 0.05%
13,661
– –
WIA
247
Western Asset Inflation-Linked Income Fund
WIA
$185M
$114K 0.04%
10,000
– –
GRX
248
Gabelli Healthcare & Wellness Trust
GRX
$145M
$105K 0.03%
10,420
– –
BOCH
249
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$63K 0.02%
11,119
+97
+0.9% +$548
FR icon
250
First Industrial Realty Trust
FR
$8.75B
– –
-14,300
Closed -$233K
7 8 9
10
11

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EIM
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GWM
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IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
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FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Smith Hayes Advisers's Q4 2013 Portfolio in Review

As of Q4 2013, Smith Hayes Advisers held 261 positions worth $304M, up 16% from $262M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Smith Hayes Advisers deployed $16.2M of net new capital in Q4 2013, opening 19 new positions and adding to 137 existing holdings. Its largest new stake was MetLife: 19,467 shares worth $936K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Merck, an estimated $508K trimmed.

  • Smith Hayes Advisers's largest Q4 2013 buy was MetLife: 19,467 shares worth $936K.
  • Smith Hayes Advisers added most to Qualcomm in Q4 2013, an estimated $1.48M increase.
  • Smith Hayes Advisers's biggest Q4 2013 reduction was Merck, cutting an estimated $508K.
  • Smith Hayes Advisers fully exited SOLARWINDS INC COM STK (DE) in Q4 2013, selling an estimated $421K.
  • Smith Hayes Advisers's ten largest holdings make up 19% of its $304M portfolio in Q4 2013.
  • Smith Hayes Advisers opened 19 new positions and closed 7 in Q4 2013.
  • Smith Hayes Advisers's portfolio value rose 16% quarter-over-quarter to $304M.

Based on Smith Hayes Advisers's 13F filing for Q4 2013, filed 14 Feb 2014.