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Smith Hayes Advisers Portfolio holdings

AUM $491M
1-Year Est. Return 0.17%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
-0.17%
3 Year Est. Return
+35.23%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$262M
AUM Growth
+$21.3M
Cap. Flow
+$11.6M
Cap. Flow %
4.44%
Top 10 Hldgs %
20.38%
Holding
261
New
22
Increased
103
Reduced
83
Closed
19

Top Buys

Rank Stock Value
1
VMI icon
Valmont Industries
VMI
+$5.28M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$2.25M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.71M
4
JPM icon
JPMorgan Chase
JPM
+$1.03M
5
IBM icon
IBM
IBM
+$741K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.01M
2
ESV
Ensco Rowan plc
ESV
+$870K
3
CAB
Cabela's Inc
CAB
+$402K
4
V icon
Visa
V
+$359K
5
JNJ icon
Johnson & Johnson
JNJ
+$347K

Sector Composition

Rank Sector Weight
1 Financials 17.91%
2 Industrials 16.1%
3 Technology 10.44%
4 Healthcare 9.62%
5 Consumer Staples 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRO
226
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$174K 0.07%
14,069
– –
RJI
227
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$171K 0.07%
20,675
– –
CHW
228
Calamos Global Dynamic Income Fund
CHW
$523M
$166K 0.06%
19,455
– –
CHI
229
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$162K 0.06%
12,820
-800
-6% -$10.1K
WIN
230
DELISTED
Windstream Holdings Inc
WIN
$142K 0.05%
2,266
-416
-16% -$26.8K
CSR
231
Centerspace
CSR
$941M
$137K 0.05%
1,657
+253
+18% +$21.6K
FGH
232
DELISTED
FG Group Holdings Inc.
FGH
$118K 0.05%
27,800
– –
WIA
233
Western Asset Inflation-Linked Income Fund
WIA
$185M
$116K 0.04%
10,000
– –
SWBI icon
234
Smith & Wesson
SWBI
$669M
$115K 0.04%
13,661
– –
GRX
235
Gabelli Healthcare & Wellness Trust
GRX
$145M
$103K 0.04%
10,420
-1,485
-12% -$14.4K
BOCH
236
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$63K 0.02%
11,022
+67
+0.6% +$350
GSX
237
DELISTED
GASCO ENERGY INC
GSX
$2K ﹤0.01%
100,000
– –
AA icon
238
Alcoa
AA
$11.9B
– –
-5,452
Closed -$102K
CMI icon
239
Cummins
CMI
$87.3B
– –
-2,945
Closed -$319K
COST icon
240
Costco
COST
$423B
– –
-3,028
Closed -$335K
DHR icon
241
Danaher
DHR
$138B
– –
-5,803
Closed -$247K
HHH icon
242
Howard Hughes
HHH
$3.87B
– –
-2,203
Closed -$235K
KEY icon
243
KeyCorp
KEY
$24.2B
– –
-13,000
Closed -$144K
KMT icon
244
Kennametal
KMT
$2.54B
– –
-6,000
Closed -$233K
PPG icon
245
PPG Industries
PPG
$25B
– –
-3,756
Closed -$275K
SWK icon
246
Stanley Black & Decker
SWK
$14.9B
– –
-4,200
Closed -$325K
TIF
247
DELISTED
Tiffany & Co.
TIF
– –
-3,500
Closed -$255K
WFT
248
DELISTED
Weatherford International plc
WFT
– –
-12,160
Closed -$167K
CAB
249
DELISTED
Cabela's Inc
CAB
– –
-6,200
Closed -$402K
KOG
250
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-19,900
Closed -$177K
7 8 9
10
11

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EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
GWM
Gupta Wealth Management San Diego, California $427M AUM 0.52% 1-Year Est. Return
IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
HC
HHG & Company Darien, Connecticut $360M AUM 2.44% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Smith Hayes Advisers's Q3 2013 Portfolio in Review

As of Q3 2013, Smith Hayes Advisers held 261 positions worth $262M, up 8.9% from $241M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Smith Hayes Advisers deployed $11.6M of net new capital in Q3 2013, opening 22 new positions and adding to 103 existing holdings. Its largest new stake was Valmont Industries: 36,949 shares worth $5.13M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $2.01M trimmed.

  • Smith Hayes Advisers's largest Q3 2013 buy was Valmont Industries: 36,949 shares worth $5.13M.
  • Smith Hayes Advisers added most to Berkshire Hathaway Class A in Q3 2013, an estimated $2.25M increase.
  • Smith Hayes Advisers's biggest Q3 2013 reduction was Microsoft, cutting an estimated $2.01M.
  • Smith Hayes Advisers fully exited Ensco Rowan plc in Q3 2013, selling an estimated $870K.
  • Smith Hayes Advisers's ten largest holdings make up 20% of its $262M portfolio in Q3 2013.
  • Smith Hayes Advisers opened 22 new positions and closed 19 in Q3 2013.
  • Smith Hayes Advisers's portfolio value rose 8.9% quarter-over-quarter to $262M.

Based on Smith Hayes Advisers's 13F filing for Q3 2013, filed 14 Nov 2013.