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SGAM

Smith Group Asset Management Portfolio holdings

AUM $2.46B
1-Year Est. Return 57.16%
This Fund
S&P 500
This Quarter Est. Return
+13.94%
1 Year Est. Return
+57.16%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.64B
AUM Growth
+$225M
Cap. Flow
-$43.3M
Cap. Flow %
-1.64%
Top 10 Hldgs %
21.11%
Holding
476
New
66
Increased
37
Reduced
127
Closed
88

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$41.4M
2
ADM icon
Archer Daniels Midland
ADM
+$26.7M
3
OPLN
Openlane
OPLN
+$26.1M
4
IEX icon
IDEX
IEX
+$24.3M
5
HII icon
Huntington Ingalls Industries
HII
+$24M

Top Sells

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$51.5M
2
COST icon
Costco
COST
+$37.9M
3
HON icon
Honeywell
HON
+$26.6M
4
COO icon
Cooper Companies
COO
+$26.1M
5
GAP
The Gap Inc
GAP
+$23.6M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.59%
2 Technology 15.32%
3 Healthcare 14.38%
4 Industrials 13.22%
5 Financials 11.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
426
Pegasystems
PEGA
$5.43B
– –
-396,060
Closed -$3.94M
PIPR icon
427
Piper Sandler
PIPR
$5.29B
– –
-1,020
Closed -$9K
REX icon
428
REX American Resources
REX
$1.43B
– –
-5,760
Closed -$30K
RGLS
429
DELISTED
Regulus Therapeutics
RGLS
– –
-952
Closed -$1.08M
ROL icon
430
Rollins
ROL
$17.9B
– –
-540,152
Closed -$4.24M
ROST icon
431
Ross Stores
ROST
$81.7B
– –
-34
Closed -$1K
SAIA icon
432
Saia
SAIA
$9.49B
– –
-500
Closed -$16K
SONY icon
433
Sony
SONY
$140B
– –
-66,255
Closed -$285K
VNO icon
434
Vornado Realty Trust
VNO
$7.26B
– –
-25
Closed -$2K
GAP
435
The Gap Inc
GAP
$7.74B
– –
-586,040
Closed -$23.6M
AIFU
436
AIFU Inc
AIFU
$220M
– –
-9
Closed -$18K
MODN
437
DELISTED
MODEL N, INC.
MODN
– –
-1,177
Closed -$12K
RAD
438
DELISTED
Rite Aid Corporation
RAD
– –
-61,551
Closed -$5.86M
CS
439
DELISTED
Credit Suisse Group
CS
– –
-8,061
Closed -$246K
DBD
440
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-29
Closed -$1K
SAFM
441
DELISTED
Sanderson Farms Inc
SAFM
– –
-22,161
Closed -$1.45M
HNP
442
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-5,794
Closed -$232K
AEGN
443
DELISTED
Aegion Corp
AEGN
– –
-83,927
Closed -$1.99M
NBL
444
DELISTED
Noble Energy, Inc.
NBL
– –
-255,820
Closed -$17.1M
PGNX
445
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-183,820
Closed -$923K
AYR
446
DELISTED
Aircastle Ltd
AYR
– –
-15,125
Closed -$263K
NRCIB
447
DELISTED
National Research Corp Class B
NRCIB
– –
-595
Closed -$18K
SYT
448
DELISTED
Syngenta Ag
SYT
– –
-2,690
Closed -$219K
MACK
449
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-21,001
Closed -$626K
RAI
450
DELISTED
Reynolds American Inc
RAI
– –
-56
Closed -$1K
15 16 17
18
19

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Smith Group Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Smith Group Asset Management held 476 positions worth $2.64B, up 9.3% from $2.41B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Smith Group Asset Management's Q4 2013 filing shows 66 new, 37 increased, 127 reduced and 88 closed positions. Its largest new stake was Archer Daniels Midland: 660,900 shares worth $28.7M. The largest sale was NetApp, an estimated $51.5M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 17% of assets, down from 17% a quarter earlier, followed by Technology and Healthcare.

  • Smith Group Asset Management's largest Q4 2013 buy was Archer Daniels Midland: 660,900 shares worth $28.7M.
  • Smith Group Asset Management added most to Apple in Q4 2013, an estimated $41.4M increase.
  • Smith Group Asset Management's biggest Q4 2013 reduction was NetApp, cutting an estimated $51.5M.
  • Smith Group Asset Management fully exited Costco in Q4 2013, selling an estimated $37.9M.
  • Smith Group Asset Management's ten largest holdings make up 21% of its $2.64B portfolio in Q4 2013.
  • Smith Group Asset Management opened 66 new positions and closed 88 in Q4 2013.
  • Smith Group Asset Management's portfolio value rose 9.3% quarter-over-quarter to $2.64B.

Based on Smith Group Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.