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SGCIA

Smith Graham & Co Investment Advisors Portfolio holdings

AUM $868M
1-Year Est. Return 24.69%
This Fund
S&P 500
This Quarter Est. Return
+13.75%
1 Year Est. Return
+24.69%
3 Year Est. Return
+56.92%
5 Year Est. Return
+190.77%
10 Year Est. Return
+331.98%
AUM
$707M
AUM Growth
+$15.9M
Cap. Flow
-$64.3M
Cap. Flow %
-9.09%
Top 10 Hldgs %
16.54%
Holding
141
New
7
Increased
7
Reduced
119
Closed
8

Top Buys

Rank Stock Value
1
CRUS icon
Cirrus Logic
CRUS
+$8.31M
2
CMO
Capstead Mortgage Corp.
CMO
+$6.55M
3
SEM
Select Medical
SEM
+$5.46M
4
LXK
Lexmark Intl Inc
LXK
+$2.66M
5
BRCM
BROADCOM CORP CL-A
BRCM
+$2.64M

Top Sells

Rank Stock Value
1
POLY
Plantronics, Inc.
POLY
+$8.49M
2
EME icon
Emcor
EME
+$4.81M
3
MSCC
Microsemi Corp
MSCC
+$4.62M
4
CNVR
CONVERSANT INC COM STK (DE)
CNVR
+$3.7M
5
TER icon
Teradyne
TER
+$2.9M

Sector Composition

Rank Sector Weight
1 Financials 20.04%
2 Industrials 18.99%
3 Technology 16.5%
4 Consumer Discretionary 13.9%
5 Healthcare 11.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
126
Becton Dickinson
BDX
$48.2B
$1.99M 0.28%
18,436
-6,795
-27% -$704K
A icon
127
Agilent Technologies
A
$41.2B
$1.98M 0.28%
48,406
-17,754
-27% -$675K
PTEN icon
128
Patterson-UTI
PTEN
$3.76B
$1.96M 0.28%
77,200
-28,310
-27% -$678K
TCF
129
DELISTED
TCF Financial Corporation
TCF
$1.83M 0.26%
112,822
-41,560
-27% -$643K
DKS icon
130
Dick's Sporting Goods
DKS
$18.7B
$1.79M 0.25%
30,880
-16,990
-35% -$927K
MGLN
131
DELISTED
Magellan Health Services, Inc.
MGLN
$1.65M 0.23%
+27,600
New +$1.65M
DTE icon
132
DTE Energy
DTE
$29.1B
$1.57M 0.22%
27,840
-10,164
-27% -$583K
AEE icon
133
Ameren
AEE
$30.1B
$1.43M 0.2%
39,520
-14,550
-27% -$522K
DGX icon
134
Quest Diagnostics
DGX
$26.3B
– –
-42,857
Closed -$2.65M
EME icon
135
Emcor
EME
$36B
– –
-122,948
Closed -$4.81M
KBR icon
136
KBR
KBR
$4.8B
– –
-69,280
Closed -$2.26M
TER icon
137
Teradyne
TER
$59.3B
– –
-175,680
Closed -$2.9M
POLY
138
DELISTED
Plantronics, Inc.
POLY
– –
-184,354
Closed -$8.49M
FLIR
139
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-86,390
Closed -$2.71M
MSCC
140
DELISTED
Microsemi Corp
MSCC
– –
-190,470
Closed -$4.62M
CNVR
141
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-177,261
Closed -$3.7M
2 3 4 5
6

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DGAM
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B
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Smith Graham & Co Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Smith Graham & Co Investment Advisors held 141 positions worth $707M, up 2.3% from $691M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Smith Graham & Co Investment Advisors withdrew a net $64.3M in Q4 2013, closing 8 positions and reducing 119 holdings. Its most notable exit was Plantronics, Inc., an estimated $8.49M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Smith Graham & Co Investment Advisors opened a new position in Cirrus Logic worth $7.87M.

  • Smith Graham & Co Investment Advisors's largest Q4 2013 buy was Cirrus Logic: 385,230 shares worth $7.87M.
  • Smith Graham & Co Investment Advisors added most to Select Medical in Q4 2013, an estimated $5.46M increase.
  • Smith Graham & Co Investment Advisors's biggest Q4 2013 reduction was Verifone Systems Inc, cutting an estimated $2.17M.
  • Smith Graham & Co Investment Advisors fully exited Plantronics, Inc. in Q4 2013, selling an estimated $8.49M.
  • Smith Graham & Co Investment Advisors's ten largest holdings make up 17% of its $707M portfolio in Q4 2013.
  • Smith Graham & Co Investment Advisors opened 7 new positions and closed 8 in Q4 2013.
  • Smith Graham & Co Investment Advisors's portfolio value rose 2.3% quarter-over-quarter to $707M.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q4 2013, filed 30 Jan 2014.