Smith Graham & Co Investment Advisors’s BROADCOM CORP CL-A BRCM Stock Holding History

Smith Graham & Co Investment Advisors’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-93,310	Closed	-$4.8M	–	141
2015 Q3	$4.8M	Buy	93,310 +1,990	+2%	+$102K	0.7%	66
2015 Q2	$4.7M	Sell	91,320 -590	-0.6%	-$28.7K	0.63%	68
2015 Q1	$3.98M	Sell	91,910 -10,820	-11%	-$472K	0.54%	80
2014 Q4	$4.45M	Buy	102,730 +1,670	+2%	+$68.4K	0.63%	68
2014 Q3	$4.08M	Buy	101,060 +6,170	+7%	+$240K	0.6%	74
2014 Q2	$3.52M	Sell	94,890 -1,040	-1%	-$34.1K	0.49%	78
2014 Q1	$3.02M	Sell	95,930 -1,190	-1%	-$35.8K	0.44%	86
2013 Q4	$2.88M	Buy	+97,120	New	+$2.64M	0.41%	86

Other funds holding BRCM

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

FCM

Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return

Smith Graham & Co Investment Advisors's BRCM Position: Q4 2015 in Review

Smith Graham & Co Investment Advisors sold out of BROADCOM CORP CL-A (BRCM) in Q4 2015, closing a stake of 93,310 shares — an estimated $4.8M sold.

Smith Graham & Co Investment Advisors first reported a position in BRCM in Q4 2013 and held it in 8 quarters. The position peaked at $4.8M in Q3 2015. 572 funds tracked by Wall St. Rank hold BRCM as of Q4 2015.

Smith Graham & Co Investment Advisors reported no remaining BROADCOM CORP CL-A position as of Q4 2015 after selling out during the quarter.
Smith Graham & Co Investment Advisors sold 93,310 BROADCOM CORP CL-A shares in Q4 2015, an estimated $4.8M.
Smith Graham & Co Investment Advisors first reported a position in BROADCOM CORP CL-A in Q4 2013 and held it in 8 quarters.
Smith Graham & Co Investment Advisors's BROADCOM CORP CL-A position peaked at $4.8M in Q3 2015.
572 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q4 2015.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q4 2015, filed 25 Jan 2016.