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SGCIA

Smith Graham & Co Investment Advisors Portfolio holdings

AUM $868M
1-Year Est. Return 24.69%
This Fund
S&P 500
This Quarter Est. Return
+13.75%
1 Year Est. Return
+24.69%
3 Year Est. Return
+56.92%
5 Year Est. Return
+190.77%
10 Year Est. Return
+331.98%
AUM
$707M
AUM Growth
+$15.9M
Cap. Flow
-$64.3M
Cap. Flow %
-9.09%
Top 10 Hldgs %
16.54%
Holding
141
New
7
Increased
7
Reduced
119
Closed
8

Top Buys

Rank Stock Value
1
CRUS icon
Cirrus Logic
CRUS
+$8.31M
2
CMO
Capstead Mortgage Corp.
CMO
+$6.55M
3
SEM
Select Medical
SEM
+$5.46M
4
LXK
Lexmark Intl Inc
LXK
+$2.66M
5
BRCM
BROADCOM CORP CL-A
BRCM
+$2.64M

Top Sells

Rank Stock Value
1
POLY
Plantronics, Inc.
POLY
+$8.49M
2
EME icon
Emcor
EME
+$4.81M
3
MSCC
Microsemi Corp
MSCC
+$4.62M
4
CNVR
CONVERSANT INC COM STK (DE)
CNVR
+$3.7M
5
TER icon
Teradyne
TER
+$2.9M

Sector Composition

Rank Sector Weight
1 Financials 20.04%
2 Industrials 18.99%
3 Technology 16.5%
4 Consumer Discretionary 13.9%
5 Healthcare 11.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
51
United Bankshares
UBSI
$6.62B
$6.7M 0.95%
213,175
-170
-0.1% -$5.2K
JNY
52
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$6.64M 0.94%
444,120
-1,210
-0.3% -$17.5K
CMO
53
DELISTED
Capstead Mortgage Corp.
CMO
$6.63M 0.94%
+548,442
New +$6.55M
RLI icon
54
RLI Corp
RLI
$5.89B
$6.49M 0.92%
266,700
-520
-0.2% -$12.3K
EPAC icon
55
Enerpac Tool Group
EPAC
$1.93B
$6.28M 0.89%
171,352
-500
-0.3% -$19K
SIGI icon
56
Selective Insurance
SIGI
$5.73B
$6.23M 0.88%
230,176
-250
-0.1% -$6.57K
LNN icon
57
Lindsay Corp
LNN
$1.18B
$6.19M 0.88%
74,810
-210
-0.3% -$16.4K
ASTE icon
58
Astec Industries
ASTE
$1.02B
$5.84M 0.83%
151,204
-370
-0.2% -$13.1K
FSLR icon
59
First Solar
FSLR
$26.9B
$5.74M 0.81%
105,075
-15,940
-13% -$872K
AMSG
60
DELISTED
Amsurg Corp
AMSG
$5.73M 0.81%
124,689
-184
-0.1% -$8.13K
AVA icon
61
Avista
AVA
$3.24B
$5.09M 0.72%
180,469
-220
-0.1% -$6.03K
DFS
62
DELISTED
Discover Financial Services
DFS
$4.92M 0.7%
88,010
-32,330
-27% -$1.69M
TRN icon
63
Trinity Industries
TRN
$2.38B
$4.84M 0.68%
246,659
-89,785
-27% -$1.63M
NTCT icon
64
NETSCOUT
NTCT
$2.79B
$4.83M 0.68%
163,241
-32,200
-16% -$912K
TXNM
65
TXNM Energy Inc
TXNM
$5.94B
$4.73M 0.67%
196,230
-430
-0.2% -$10.1K
PRA
66
DELISTED
ProAssurance
PRA
$4.63M 0.65%
95,440
-80
-0.1% -$3.73K
PL
67
DELISTED
PROTECTIVE LIFE CORP
PL
$4.28M 0.61%
84,486
-31,020
-27% -$1.46M
LUV icon
68
Southwest Airlines
LUV
$23B
$4.28M 0.6%
226,950
-83,620
-27% -$1.46M
AF
69
DELISTED
Astoria Financial Corporation
AF
$4.13M 0.58%
298,359
-150
-0.1% -$2.01K
LNC icon
70
Lincoln National
LNC
$8.81B
$4M 0.57%
77,483
-28,460
-27% -$1.36M
COF icon
71
Capital One
COF
$134B
$3.71M 0.52%
48,370
-17,720
-27% -$1.26M
SNDK
72
DELISTED
SANDISK CORP
SNDK
$3.65M 0.52%
51,730
-25,770
-33% -$1.74M
KEY icon
73
KeyCorp
KEY
$24.4B
$3.55M 0.5%
264,740
-97,310
-27% -$1.23M
WDC icon
74
Western Digital
WDC
$150B
$3.5M 0.49%
55,182
-20,097
-27% -$1.12M
M icon
75
Macy's
M
$6.68B
$3.43M 0.48%
64,180
-23,590
-27% -$1.14M
1 2
3
4 5

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Smith Graham & Co Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Smith Graham & Co Investment Advisors held 141 positions worth $707M, up 2.3% from $691M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Smith Graham & Co Investment Advisors withdrew a net $64.3M in Q4 2013, closing 8 positions and reducing 119 holdings. Its most notable exit was Plantronics, Inc., an estimated $8.49M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Smith Graham & Co Investment Advisors opened a new position in Cirrus Logic worth $7.87M.

  • Smith Graham & Co Investment Advisors's largest Q4 2013 buy was Cirrus Logic: 385,230 shares worth $7.87M.
  • Smith Graham & Co Investment Advisors added most to Select Medical in Q4 2013, an estimated $5.46M increase.
  • Smith Graham & Co Investment Advisors's biggest Q4 2013 reduction was Verifone Systems Inc, cutting an estimated $2.17M.
  • Smith Graham & Co Investment Advisors fully exited Plantronics, Inc. in Q4 2013, selling an estimated $8.49M.
  • Smith Graham & Co Investment Advisors's ten largest holdings make up 17% of its $707M portfolio in Q4 2013.
  • Smith Graham & Co Investment Advisors opened 7 new positions and closed 8 in Q4 2013.
  • Smith Graham & Co Investment Advisors's portfolio value rose 2.3% quarter-over-quarter to $707M.

Based on Smith Graham & Co Investment Advisors's 13F filing for Q4 2013, filed 30 Jan 2014.