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Smith Capital Management Portfolio holdings

AUM $163M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$20.2M
Cap. Flow
+$11.1M
Cap. Flow %
7.06%
Top 10 Hldgs %
56.84%
Holding
85
New
6
Increased
36
Reduced
25
Closed
–

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.58M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.33M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$802K
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$748K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$726K

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$505K
2
WFC icon
Wells Fargo
WFC
+$54.1K
3
T icon
AT&T
T
+$47K
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.8K
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$33.9K

Sector Composition

Rank Sector Weight
1 Technology 2.79%
2 Financials 2.78%
3 Communication Services 2.72%
4 Consumer Staples 1.58%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$19.6M 12.51%
119,767
+3,445
+3% +$540K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$881B
$15.7M 10.01%
48,518
+463
+1% +$143K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$11.3M 7.19%
34,982
+1,122
+3% +$345K
NEAR icon
4
iShares Short Maturity Bond ETF
NEAR
$4.8B
$9.4M 6%
187,050
+26,350
+16% +$1.33M
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$8.11M 5.17%
183,999
+11,999
+7% +$512K
FTSM icon
6
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$7.57M 4.83%
126,030
+7,438
+6% +$447K
VXF icon
7
Vanguard Extended Market ETF
VXF
$30.5B
$6.01M 3.84%
47,739
+655
+1% +$79.1K
VWO icon
8
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.13M 2.64%
92,920
+4,708
+5% +$199K
FTCS icon
9
First Trust Capital Strength ETF
FTCS
$7.88B
$3.7M 2.36%
61,229
+524
+0.9% +$30.5K
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$3.61M 2.3%
55,023
+1,493
+3% +$95.9K
LMBS icon
11
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$3.44M 2.19%
66,371
+49,731
+299% +$2.58M
MINT icon
12
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$3.26M 2.08%
32,096
-4,967
-13% -$505K
AAPL icon
13
Apple
AAPL
$4.9T
$3.14M 2%
42,712
-456
-1% -$29.3K
VXUS icon
14
Vanguard Total International Stock ETF
VXUS
$153B
$2.73M 1.74%
49,027
+2,493
+5% +$134K
IWM icon
15
iShares Russell 2000 ETF
IWM
$82.2B
$2.62M 1.67%
15,819
-141
-0.9% -$22.3K
CABO icon
16
Cable One
CABO
$223M
$2.25M 1.43%
1,509
– –
FMB icon
17
First Trust Managed Municipal ETF
FMB
$2.05B
$2.24M 1.43%
40,390
+14,460
+56% +$802K
IVE icon
18
iShares S&P 500 Value ETF
IVE
$48.8B
$2.19M 1.4%
16,808
-235
-1% -$29.2K
SUB icon
19
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2M 1.28%
18,730
+6,810
+57% +$726K
QUAL icon
20
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$1.96M 1.25%
19,378
+3,701
+24% +$356K
MUB icon
21
iShares National Muni Bond ETF
MUB
$45.5B
$1.89M 1.21%
16,605
+6,075
+58% +$692K
WMT icon
22
Walmart Inc
WMT
$909B
$1.87M 1.19%
47,136
+1,791
+4% +$71.1K
QQQ icon
23
Invesco QQQ Trust
QQQ
$466B
$1.69M 1.08%
7,967
-30
-0.4% -$6.01K
FVD icon
24
First Trust Value Line Dividend Fund
FVD
$8.27B
$1.49M 0.95%
41,228
+21,227
+106% +$748K
IWD icon
25
iShares Russell 1000 Value ETF
IWD
$81.9B
$1.47M 0.94%
10,756
-294
-3% -$38.8K
1
2 3 4

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WR
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WOA
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SAM
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PC
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AW
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Smith Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Smith Capital Management held 85 positions worth $157M, up 15% from $136M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Smith Capital Management deployed $11.1M of net new capital in Q4 2019, opening 6 new positions and adding to 36 existing holdings. Its largest new stake was Invesco BulletShares 2021 Corporate Bond ETF: 19,060 shares worth $405K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.5% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $505K trimmed.

  • Smith Capital Management's largest Q4 2019 buy was Invesco BulletShares 2021 Corporate Bond ETF: 19,060 shares worth $405K.
  • Smith Capital Management added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2019, an estimated $2.58M increase.
  • Smith Capital Management's biggest Q4 2019 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $505K.
  • Smith Capital Management's ten largest holdings make up 57% of its $157M portfolio in Q4 2019.
  • Smith Capital Management opened 6 new positions and closed 0 in Q4 2019.
  • Smith Capital Management's portfolio value rose 15% quarter-over-quarter to $157M.

Based on Smith Capital Management's 13F filing for Q4 2019, filed 10 Feb 2020.