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Smith Capital Management Portfolio holdings

AUM $163M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$20.2M
Cap. Flow
+$11.1M
Cap. Flow %
7.06%
Top 10 Hldgs %
56.84%
Holding
85
New
6
Increased
36
Reduced
25
Closed
–

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.58M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.33M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$802K
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$748K
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$726K

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$505K
2
WFC icon
Wells Fargo
WFC
+$54.1K
3
T icon
AT&T
T
+$47K
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.8K
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$33.9K

Sector Composition

Rank Sector Weight
1 Technology 2.79%
2 Financials 2.78%
3 Communication Services 2.72%
4 Consumer Staples 1.58%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
26
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.47M 0.94%
15,463
– –
FLOT icon
27
iShares Floating Rate Bond ETF
FLOT
$10.1B
$1.42M 0.91%
27,971
+490
+2% +$25K
IJH icon
28
iShares Core S&P Mid-Cap ETF
IJH
$121B
$1.39M 0.89%
33,870
– –
FPE icon
29
First Trust Preferred Securities and Income ETF
FPE
$6.37B
$1.28M 0.82%
63,915
+3,735
+6% +$74.3K
IWF icon
30
iShares Russell 1000 Growth ETF
IWF
$123B
$1.27M 0.81%
28,976
-544
-2% -$22.7K
SDY icon
31
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$1.27M 0.81%
11,837
-10
-0.1% -$1.05K
OZK icon
32
Bank OZK
OZK
$5.61B
$1.16M 0.74%
38,055
-1,000
-3% -$29.3K
BND icon
33
Vanguard Total Bond Market
BND
$158B
$1.16M 0.74%
13,792
+309
+2% +$26K
HOMB icon
34
Home BancShares
HOMB
$6.09B
$1M 0.64%
50,892
– –
BAC icon
35
Bank of America
BAC
$424B
$977K 0.62%
27,748
+2,044
+8% +$66.1K
IWN icon
36
iShares Russell 2000 Value ETF
IWN
$14.3B
$958K 0.61%
7,447
+105
+1% +$13K
IVW icon
37
iShares S&P 500 Growth ETF
IVW
$73.5B
$930K 0.59%
19,204
– –
FTSL icon
38
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$903K 0.58%
18,852
-500
-3% -$23.7K
TIP icon
39
iShares TIPS Bond ETF
TIP
$14.6B
$787K 0.5%
6,750
– –
AGG icon
40
iShares Core US Aggregate Bond ETF
AGG
$138B
$743K 0.47%
6,609
+705
+12% +$79.4K
IWP icon
41
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$725K 0.46%
9,502
-462
-5% -$33.9K
ITOT icon
42
iShares Core S&P Total US Stock Market ETF
ITOT
$93.6B
$701K 0.45%
9,648
+230
+2% +$16K
IWB icon
43
iShares Russell 1000 ETF
IWB
$47.9B
$601K 0.38%
3,370
– –
IEFA icon
44
iShares Core MSCI EAFE ETF
IEFA
$185B
$600K 0.38%
9,203
+2,661
+41% +$169K
SPIB icon
45
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$577K 0.37%
16,328
– –
PFE icon
46
Pfizer
PFE
$141B
$571K 0.36%
15,373
-112
-0.7% -$3.99K
BSCK
47
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$529K 0.34%
24,850
+4,935
+25% +$105K
GLD icon
48
SPDR Gold Trust
GLD
$129B
$521K 0.33%
3,645
+50
+1% +$6.99K
MSFT icon
49
Microsoft
MSFT
$2.99T
$520K 0.33%
3,297
+435
+15% +$63.9K
IBM icon
50
IBM
IBM
$200B
$488K 0.31%
3,810
-145
-4% -$18.8K
1
2
3 4

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WR
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WOA
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SAM
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PC
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AW
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Smith Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Smith Capital Management held 85 positions worth $157M, up 15% from $136M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Smith Capital Management deployed $11.1M of net new capital in Q4 2019, opening 6 new positions and adding to 36 existing holdings. Its largest new stake was Invesco BulletShares 2021 Corporate Bond ETF: 19,060 shares worth $405K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.5% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $505K trimmed.

  • Smith Capital Management's largest Q4 2019 buy was Invesco BulletShares 2021 Corporate Bond ETF: 19,060 shares worth $405K.
  • Smith Capital Management added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2019, an estimated $2.58M increase.
  • Smith Capital Management's biggest Q4 2019 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $505K.
  • Smith Capital Management's ten largest holdings make up 57% of its $157M portfolio in Q4 2019.
  • Smith Capital Management opened 6 new positions and closed 0 in Q4 2019.
  • Smith Capital Management's portfolio value rose 15% quarter-over-quarter to $157M.

Based on Smith Capital Management's 13F filing for Q4 2019, filed 10 Feb 2020.