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Smith Capital Management Portfolio holdings

AUM $163M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+0.65%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136M
AUM Growth
+$29K
Cap. Flow
-$705K
Cap. Flow %
-0.52%
Top 10 Hldgs %
58.96%
Holding
83
New
–
Increased
26
Reduced
27
Closed
4

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$265K
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$207K
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$189K
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$146K
5
WMT icon
Walmart Inc
WMT
+$124K

Top Sells

Rank Stock Value
1
SSO icon
ProShares Ultra S&P500
SSO
+$221K
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$217K
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$210K
4
ADP icon
Automatic Data Processing
ADP
+$202K
5
AORT icon
Artivion
AORT
+$202K

Sector Composition

Rank Sector Weight
1 Financials 2.9%
2 Communication Services 2.57%
3 Technology 2.47%
4 Consumer Staples 1.78%
5 Energy 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
26
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$1.22M 0.89%
11,847
-300
-2% -$30.2K
MUB icon
27
iShares National Muni Bond ETF
MUB
$45.5B
$1.2M 0.88%
10,530
– –
FPE icon
28
First Trust Preferred Securities and Income ETF
FPE
$6.37B
$1.19M 0.87%
60,180
+4,350
+8% +$85.3K
IWF icon
29
iShares Russell 1000 Growth ETF
IWF
$123B
$1.18M 0.86%
29,520
+1,104
+4% +$44.3K
BND icon
30
Vanguard Total Bond Market
BND
$158B
$1.14M 0.83%
13,483
– –
OZK icon
31
Bank OZK
OZK
$5.61B
$1.06M 0.78%
39,055
+2,865
+8% +$79.7K
HOMB icon
32
Home BancShares
HOMB
$6.09B
$957K 0.7%
50,892
+2,500
+5% +$46.7K
FTSL icon
33
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$917K 0.67%
19,352
-1,125
-5% -$53.2K
IWN icon
34
iShares Russell 2000 Value ETF
IWN
$14.3B
$877K 0.64%
7,342
– –
LMBS icon
35
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$865K 0.63%
16,640
+770
+5% +$40K
IVW icon
36
iShares S&P 500 Growth ETF
IVW
$73.5B
$864K 0.63%
19,204
-1,000
-5% -$45.2K
TIP icon
37
iShares TIPS Bond ETF
TIP
$14.6B
$785K 0.58%
6,750
– –
BAC icon
38
Bank of America
BAC
$424B
$750K 0.55%
25,704
-1,895
-7% -$54.5K
IWP icon
39
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$704K 0.52%
9,964
+462
+5% +$33.2K
FVD icon
40
First Trust Value Line Dividend Fund
FVD
$8.2B
$697K 0.51%
20,001
+4,293
+27% +$146K
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$138B
$668K 0.49%
5,904
+360
+6% +$40.5K
ITOT icon
42
iShares Core S&P Total US Stock Market ETF
ITOT
$93.6B
$632K 0.46%
9,418
-140
-1% -$9.38K
SPIB icon
43
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$576K 0.42%
16,328
-2,183
-12% -$76.6K
IWB icon
44
iShares Russell 1000 ETF
IWB
$47.9B
$554K 0.41%
3,370
– –
IBM icon
45
IBM
IBM
$200B
$550K 0.4%
3,955
+145
+4% +$19.6K
PFE icon
46
Pfizer
PFE
$141B
$528K 0.39%
15,485
+628
+4% +$22.8K
GLD icon
47
SPDR Gold Trust
GLD
$129B
$499K 0.37%
3,595
– –
XOM icon
48
ExxonMobil
XOM
$615B
$499K 0.37%
7,073
+416
+6% +$30.1K
T icon
49
AT&T
T
$153B
$496K 0.36%
17,355
-3,613
-17% -$95.7K
VZ icon
50
Verizon
VZ
$182B
$432K 0.32%
7,156
-679
-9% -$39.1K
1
2
3 4

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WR
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WOA
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SAM
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PC
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AW
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Smith Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Smith Capital Management held 83 positions worth $136M, up 0.02% from $136M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 4.8%. Smith Capital Management opened no new positions and exited 4, leaving the 83-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 2.9% of assets, down from 3% a quarter earlier, followed by Communication Services and Technology.

  • Smith Capital Management added most to iShares MSCI USA Quality Factor ETF in Q3 2019, an estimated $265K increase.
  • Smith Capital Management's biggest Q3 2019 reduction was iShares Short Maturity Bond ETF, cutting an estimated $217K.
  • Smith Capital Management fully exited ProShares Ultra S&P500 in Q3 2019, selling an estimated $221K.
  • Smith Capital Management's ten largest holdings make up 59% of its $136M portfolio in Q3 2019.
  • Smith Capital Management opened 0 new positions and closed 4 in Q3 2019.
  • Smith Capital Management's portfolio value rose 0.02% quarter-over-quarter to $136M.

Based on Smith Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.