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SMART Wealth Portfolio holdings

AUM $341M
1-Year Est. Return 24.37%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+24.37%
3 Year Est. Return
+52.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$7.92M
Cap. Flow
-$3.62M
Cap. Flow %
-1.42%
Top 10 Hldgs %
38.91%
Holding
166
New
41
Increased
45
Reduced
50
Closed
26

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.3M
2
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$6.45M
3
AUGT icon
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
+$6.14M
4
EALT icon
Innovator US Equity 5 to 15 Buffer ETF Quarterly
EALT
+$3.75M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$3.23M

Top Sells

Rank Stock Value
1
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$12.3M
2
FJUN icon
FT Vest US Equity Buffer ETF June
FJUN
+$8.14M
3
YDEC icon
FT Vest International Equity Moderate Buffer ETF December
YDEC
+$6.76M
4
XJAN icon
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
+$6.66M
5
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 4.26%
2 Financials 2.71%
3 Real Estate 1.48%
4 Consumer Discretionary 1.29%
5 Industrials 1.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EALT icon
1
Innovator US Equity 5 to 15 Buffer ETF Quarterly
EALT
$163M
$17.5M 6.85%
551,522
+122,873
+29% +$3.75M
VGSH icon
2
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$16.2M 6.33%
273,777
+210,573
+333% +$12.3M
TFJL icon
3
Innovator 20+ Year Treasury Bond 5 Floor ETF July
TFJL
$7.08M
$15.1M 5.91%
715,966
+81,302
+13% +$1.68M
FIAX icon
4
Nicholas Fixed Income Alternative ETF
FIAX
$129M
$8.46M 3.31%
432,502
-10,218
-2% -$200K
DJAN icon
5
FT Vest US Equity Deep Buffer ETF January
DJAN
$469M
$7.66M 3%
200,658
-327,511
-62% -$12.3M
FJAN icon
6
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$7.42M 2.91%
165,959
-84,220
-34% -$3.69M
FJUL icon
7
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$7.14M 2.8%
148,335
+138,434
+1,398% +$6.45M
QJUN icon
8
FT Vest Growth-100 Buffer ETF June
QJUN
$631M
$6.9M 2.7%
255,394
-58,593
-19% -$1.55M
QDEC icon
9
FT Vest Growth-100 Buffer ETF December
QDEC
$673M
$6.66M 2.61%
249,872
-7,972
-3% -$208K
AUGT icon
10
AllianzIM U.S. Equity Buffer10 Aug ETF
AUGT
$30.6M
$6.33M 2.48%
+207,689
New +$6.14M
BGLD icon
11
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$51M
$5.7M 2.23%
252,542
-91,034
-26% -$1.96M
RDVY icon
12
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$5.65M 2.21%
95,355
+16,777
+21% +$954K
VGLT icon
13
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$5.52M 2.17%
89,775
+8,056
+10% +$487K
BRK.B icon
14
Berkshire Hathaway Class B
BRK.B
$1.1T
$5.3M 2.08%
11,524
-59
-0.5% -$26.1K
JEPI icon
15
JPMorgan Equity Premium Income ETF
JEPI
$45.5B
$5.1M 2%
85,771
+9,563
+13% +$550K
VOO icon
16
Vanguard S&P 500 ETF
VOO
$956B
$4.91M 1.92%
9,297
-2,496
-21% -$1.27M
VGIT icon
17
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$4.58M 1.8%
75,834
-4,392
-5% -$262K
QQQ icon
18
Invesco QQQ Trust
QQQ
$436B
$3.79M 1.48%
7,760
-2,761
-26% -$1.31M
AAPL icon
19
Apple
AAPL
$4.97T
$3.4M 1.33%
14,580
+507
+4% +$113K
SIXD
20
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
$385M
$3.3M 1.29%
+125,572
New +$3.23M
AMLP icon
21
Alerian MLP ETF
AMLP
$12.9B
$3.3M 1.29%
70,004
+7,643
+12% +$361K
SPTI icon
22
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$2.85M 1.12%
98,024
-30,015
-23% -$862K
SPTS icon
23
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$2.84M 1.11%
96,625
-48,502
-33% -$1.42M
GJUN icon
24
FT Vest US Equity Moderate Buffer ETF June
GJUN
$509M
$2.81M 1.1%
+79,199
New +$2.73M
JPST icon
25
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.48M 0.97%
48,940
-1,642
-3% -$83K
1
2 3 4 5

Similar funds

FCM
Findell Capital Management New York $341M AUM 135.6% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
EC
EntryPoint Capital New York $341M AUM 20.57% 1-Year Est. Return
SC
Slotnik Capital Dallas, Texas $342M AUM 105.92% 1-Year Est. Return
CPI
Crestview Partners II New York $341M AUM 17.29% 1-Year Est. Return
WPA
WIT Partners Advisory Singapore $342M AUM 8.23% 1-Year Est. Return
MTIC
Missouri Trust & Investment Company Springfield, Missouri $341M AUM 17.31% 1-Year Est. Return
KFSC
Keystone Financial Services (Colorado) Loveland, Colorado $341M AUM 18.11% 1-Year Est. Return

SMART Wealth's Q3 2024 Portfolio in Review

As of Q3 2024, SMART Wealth held 166 positions worth $255M, up 3.2% from $247M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

SMART Wealth's Q3 2024 filing shows 41 new, 45 increased, 50 reduced and 26 closed positions. Its largest new stake was AllianzIM U.S. Equity Buffer10 Aug ETF: 207,689 shares worth $6.33M. The largest sale was FT Vest US Equity Deep Buffer ETF January, an estimated $12.3M.

By sector, the portfolio is most concentrated in Technology at 4.3% of assets, up from 3.7% a quarter earlier, followed by Financials and Real Estate.

  • SMART Wealth's largest Q3 2024 buy was AllianzIM U.S. Equity Buffer10 Aug ETF: 207,689 shares worth $6.33M.
  • SMART Wealth added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $12.3M increase.
  • SMART Wealth's biggest Q3 2024 reduction was FT Vest US Equity Deep Buffer ETF January, cutting an estimated $12.3M.
  • SMART Wealth fully exited FT Vest International Equity Moderate Buffer ETF December in Q3 2024, selling an estimated $6.76M.
  • SMART Wealth's ten largest holdings make up 39% of its $255M portfolio in Q3 2024.
  • SMART Wealth opened 41 new positions and closed 26 in Q3 2024.
  • SMART Wealth's portfolio value rose 3.2% quarter-over-quarter to $255M.

Based on SMART Wealth's 13F filing for Q3 2024, filed 16 Dec 2024.