We are live on ! Find out more
SW

SMART Wealth Portfolio holdings

AUM $341M
1-Year Est. Return 24.37%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+24.37%
3 Year Est. Return
+52.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$640K
Cap. Flow
+$4.42M
Cap. Flow %
3.32%
Top 10 Hldgs %
51.97%
Holding
88
New
7
Increased
39
Reduced
19
Closed
16

Top Buys

Rank Stock Value
1
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$14M
2
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11.3M
3
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$4.47M
4
FIAX icon
Nicholas Fixed Income Alternative ETF
FIAX
+$3.14M
5
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$2.92M

Top Sells

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$10.9M
2
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$10.6M
3
GMAY icon
FT Vest US Equity Moderate Buffer ETF May
GMAY
+$10.6M
4
BGLD icon
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
+$1.8M
5
BND icon
Vanguard Total Bond Market
BND
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Financials 2.37%
3 Healthcare 0.9%
4 Industrials 0.79%
5 Consumer Staples 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FJAN icon
26
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$1.47M 1.1%
40,234
-20,204
-33% -$754K
FJUL icon
27
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$1.46M 1.09%
37,946
-20,577
-35% -$808K
FOCT icon
28
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$1.42M 1.06%
38,769
-20,384
-34% -$771K
FAPR icon
29
FT Vest US Equity Buffer ETF April
FAPR
$1.25B
$1.41M 1.06%
43,757
-21,395
-33% -$705K
FAAR icon
30
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$1.35M 1.01%
46,937
+4,429
+10% +$128K
FMF icon
31
First Trust Managed Futures Strategy Fund
FMF
$248M
$1.32M 0.99%
26,860
+1,521
+6% +$74.2K
SPSB icon
32
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.31M 0.99%
44,813
+1,167
+3% +$34.3K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$1.28M 0.96%
9,961
-8,760
-47% -$1.16M
BIV icon
34
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$1.21M 0.91%
16,676
+1,096
+7% +$81.1K
XLE icon
35
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.19M 0.89%
26,260
+11,494
+78% +$503K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.16M 0.87%
2,715
+137
+5% +$60.9K
NTRL
37
First Trust Equity Market Neutral ETF
NTRL
$16.3M
$1.08M 0.81%
53,780
+2,969
+6% +$59.8K
FTLS icon
38
First Trust Long/Short Equity ETF
FTLS
$2.44B
$1.07M 0.81%
20,162
-9,165
-31% -$490K
UNH icon
39
UnitedHealth
UNH
$382B
$928K 0.7%
1,841
+10
+0.5% +$4.92K
PSLV icon
40
Sprott Physical Silver Trust
PSLV
$11.8B
$889K 0.67%
117,302
+20,280
+21% +$163K
FISV
41
Fiserv Inc
FISV
$29.7B
$815K 0.61%
7,219
-1,403
-16% -$173K
UGA icon
42
United States Gasoline Fund
UGA
$146M
$806K 0.61%
+11,908
New +$838K
MSFT icon
43
Microsoft
MSFT
$2.9T
$774K 0.58%
2,451
-73
-3% -$24.1K
XLK icon
44
State Street Technology Select Sector SPDR ETF
XLK
$109B
$760K 0.57%
9,274
+3,966
+75% +$340K
UNP icon
45
Union Pacific
UNP
$174B
$638K 0.48%
3,134
+513
+20% +$112K
BNO icon
46
United States Brent Oil Fund
BNO
$782M
$603K 0.45%
18,813
+8,522
+83% +$250K
DBB icon
47
Invesco DB Base Metals Fund
DBB
$306M
$527K 0.4%
27,523
+2,091
+8% +$38.4K
IBM icon
48
IBM
IBM
$213B
$481K 0.36%
3,428
+11
+0.3% +$1.56K
SPHY icon
49
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$441K 0.33%
19,655
+388
+2% +$8.81K
COST icon
50
Costco
COST
$432B
$439K 0.33%
777
-1
-0.1% -$552
1
2
3 4

Similar funds

FCM
Findell Capital Management New York $341M AUM 135.6% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
EC
EntryPoint Capital New York $341M AUM 20.57% 1-Year Est. Return
SC
Slotnik Capital Dallas, Texas $342M AUM 105.92% 1-Year Est. Return
CPI
Crestview Partners II New York $341M AUM 17.29% 1-Year Est. Return
WPA
WIT Partners Advisory Singapore $342M AUM 8.23% 1-Year Est. Return
MTIC
Missouri Trust & Investment Company Springfield, Missouri $341M AUM 17.31% 1-Year Est. Return
KFSC
Keystone Financial Services (Colorado) Loveland, Colorado $341M AUM 18.11% 1-Year Est. Return

SMART Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, SMART Wealth held 88 positions worth $133M, up 0.48% from $132M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

SMART Wealth deployed $4.42M of net new capital in Q3 2023, opening 7 new positions and adding to 39 existing holdings. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 376,665 shares worth $11.2M.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, an estimated $10.9M trimmed.

  • SMART Wealth's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 376,665 shares worth $11.2M.
  • SMART Wealth added most to State Street SPDR Portfolio Short Term Treasury ETF in Q3 2023, an estimated $14M increase.
  • SMART Wealth's biggest Q3 2023 reduction was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, cutting an estimated $10.9M.
  • SMART Wealth fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2023, selling an estimated $10.6M.
  • SMART Wealth's ten largest holdings make up 52% of its $133M portfolio in Q3 2023.
  • SMART Wealth opened 7 new positions and closed 16 in Q3 2023.
  • SMART Wealth's portfolio value rose 0.48% quarter-over-quarter to $133M.

Based on SMART Wealth's 13F filing for Q3 2023, filed 16 Dec 2024.