SIA

Sit Investment Associates Portfolio holdings

AUM $4.68B
1-Year Return 11.55%
This Quarter Return
-5.28%
1 Year Return
+11.55%
3 Year Return
+42.75%
5 Year Return
+59.18%
10 Year Return
+130.89%
AUM
$3.34B
AUM Growth
+$57.4M
Cap. Flow
+$240M
Cap. Flow %
7.18%
Top 10 Hldgs %
21.53%
Holding
539
New
24
Increased
155
Reduced
144
Closed
19

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$34.9M
2
OPP
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$24M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$19.4M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
$17.9M
5
KTF
DWS Municipal Income Trust
KTF
$14.2M

Top Sells

1
DYFN
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
$8.41M
2
SMM
Salient Midstream & MLP Fund
SMM
$7.63M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$7.11M
4
ABBV icon
AbbVie
ABBV
$6.97M
5
EMO
ClearBridge Energy Midstream Opportunity Fund
EMO
$6.07M

Sector Composition

1 Technology 14.49%
2 Healthcare 8.09%
3 Financials 6.34%
4 Industrials 5.91%
5 Consumer Discretionary 3.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AON icon
501
Aon
AON
$80.5B
$14K ﹤0.01%
54
– –
ABMD
502
DELISTED
Abiomed Inc
ABMD
$11K ﹤0.01%
45
– –
ZIMV icon
503
ZimVie
ZIMV
$533M
$2K ﹤0.01%
242
– –
MREO
504
Mereo BioPharma
MREO
$275M
$1K ﹤0.01%
970
– –
ERC
505
Allspring Multi-Sector Income Fund
ERC
$268M
– –
-166,335
Closed -$1.59M
HCI icon
506
HCI Group
HCI
$2.26B
– –
-5,900
Closed -$400K
HYI
507
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
– –
-7,200
Closed -$88K
ICUI icon
508
ICU Medical
ICUI
$3.1B
– –
-18,975
Closed -$3.12M
MDU icon
509
MDU Resources
MDU
$3.32B
– –
-11,769
Closed -$121K
MMM icon
510
3M
MMM
$82.8B
– –
-2,793
Closed -$302K
PAG icon
511
Penske Automotive Group
PAG
$12.3B
– –
-1,000
Closed -$105K
RNG icon
512
RingCentral
RNG
$2.76B
– –
-6,475
Closed -$338K
HYT.RT
513
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
$0 ﹤0.01%
+236,165
New –
MANT
514
DELISTED
Mantech International Corp
MANT
– –
-3,000
Closed -$286K
SMM
515
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-1,007,673
Closed -$7.63M
DYFN
516
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
– –
-493,873
Closed -$8.41M
NP
517
DELISTED
Neenah, Inc. Common Stock
NP
– –
-4,850
Closed -$166K
CCMP
518
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-30,650
Closed -$5.35M
TLOG
519
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$0 ﹤0.01%
3,913
– –
WBK
520
DELISTED
Westpac Banking Corporation
WBK
– –
-7,775
Closed -$105K
GLU.RT
521
DELISTED
The Gabelli Global Utility & Income Trust Rights (expiring June 29, 2022)
GLU.RT
– –
-293,921
Closed -$1K
ABBV icon
522
AbbVie
ABBV
$376B
– –
-45,509
Closed -$6.97M
CGNX icon
523
Cognex
CGNX
$7.43B
– –
-10,350
Closed -$440K
CIK
524
Credit Suisse Asset Management Income Fund
CIK
$162M
– –
-246,721
Closed -$674K
FPF
525
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.16B
– –
-14,200
Closed -$265K
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