Simplex Trading’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-31,700	Closed	-$266K	–	3321
2015 Q4	$266K	Buy	+31,700	New	+$266K	0.02%	388
2015 Q3	–	Hold	0	–	–	–	3277
2015 Q2	–	Hold	0	–	–	–	3157