Simplex Trading’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-31,700	Closed	-$266K	–	7788
2015 Q4	$266K	Buy	+31,700	New	+$212K	0.04%	700
2015 Q3	–	Hold	0	–	–	–	7486
2015 Q2	–	Hold	0	–	–	–	7106