Silver Rock Financial’s Rio Tinto RIO Stock Holding History

Silver Rock Financial’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-86,000	Closed	-$2.91M	–	34
2015 Q3	$2.91M	Sell	86,000 -11,000	-11%	-$412K	1.8%	17
2015 Q2	$4M	Buy	97,000 +31,000	+47%	+$1.36M	0.92%	24
2015 Q1	$2.73M	Buy	+66,000	New	+$2.98M	0.73%	27

Other funds holding RIO

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Allianz Asset Management Munich, Germany $112B AUM 36.28% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Silver Rock Financial's RIO Position: Q4 2015 in Review

Silver Rock Financial sold out of Rio Tinto (RIO) in Q4 2015, closing a stake of 86,000 shares — an estimated $2.91M sold.

Silver Rock Financial first reported a position in RIO in Q1 2015 and held it in 3 quarters. The position peaked at $4M in Q2 2015. 256 funds tracked by Wall St. Rank hold RIO as of Q4 2015.

Silver Rock Financial reported no remaining Rio Tinto position as of Q4 2015 after selling out during the quarter.
Silver Rock Financial sold 86,000 Rio Tinto shares in Q4 2015, an estimated $2.91M.
Silver Rock Financial first reported a position in Rio Tinto in Q1 2015 and held it in 3 quarters.
Silver Rock Financial's Rio Tinto position peaked at $4M in Q2 2015.
256 funds tracked by Wall St. Rank held Rio Tinto as of Q4 2015.

Based on Silver Rock Financial's 13F filing for Q4 2015, filed 16 Feb 2016.