Silver Point Capital’s E*Trade Financial Corporation ETFC Stock Holding History

Silver Point Capital’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-850,000	Closed	-$25.5M	–	20
2015 Q2	$25.5M	Sell	850,000 -750,000	-47%	-$22M	2.78%	11
2015 Q1	$45.7M	Sell	1,600,000 -375,000	-19%	-$9.56M	4.78%	6
2014 Q4	$47.9M	Hold	1,975,000	–	–	4.54%	6
2014 Q3	$44.6M	Hold	1,975,000	–	–	4.16%	6
2014 Q2	$42M	Sell	1,975,000 -575,000	-23%	-$12.1M	3.61%	7
2014 Q1	$58.7M	Sell	2,550,000 -550,000	-18%	-$12M	5.09%	3
2013 Q4	$60.9M	Sell	3,100,000 -1,250,000	-29%	-$22.2M	5%	4
2013 Q3	$71.8M	Hold	4,350,000	–	–	6.9%	4
2013 Q2	$55.1M	Buy	+4,350,000	New	+$48M	5.67%	4

Other funds holding ETFC

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SFM

Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Silver Point Capital's ETFC Position: Q3 2015 in Review

Silver Point Capital sold out of E*Trade Financial Corporation (ETFC) in Q3 2015, closing a stake of 850,000 shares — an estimated $25.5M sold.

Silver Point Capital first reported a position in ETFC in Q2 2013 and held it in 9 quarters. The position peaked at $71.8M in Q3 2013. 368 funds tracked by Wall St. Rank hold ETFC as of Q3 2015.

Silver Point Capital reported no remaining E*Trade Financial Corporation position as of Q3 2015 after selling out during the quarter.
Silver Point Capital sold 850,000 E*Trade Financial Corporation shares in Q3 2015, an estimated $25.5M.
Silver Point Capital first reported a position in E*Trade Financial Corporation in Q2 2013 and held it in 9 quarters.
Silver Point Capital's E*Trade Financial Corporation position peaked at $71.8M in Q3 2013.
368 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q3 2015.

Based on Silver Point Capital's 13F filing for Q3 2015, filed 16 Nov 2015.