Silver Capital Management’s E*Trade Financial Corporation ETFC Stock Holding History

Silver Capital Management’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-14,150	Closed	-$347K	–	46
2016 Q1	$347K	Sell	14,150 -28,190	-67%	-$683K	1.86%	22
2015 Q4	$1.25M	Sell	42,340 -16,436	-28%	-$472K	4.57%	7
2015 Q3	$1.55M	Sell	58,776 -5,906	-9%	-$164K	4.05%	10
2015 Q2	$1.94M	Sell	64,682 -42,366	-40%	-$1.24M	3.59%	11
2015 Q1	$3.06M	Sell	107,048 -17,980	-14%	-$458K	3.76%	9
2014 Q4	$3.03M	Buy	+125,028	New	+$2.8M	3.29%	11

Other funds holding ETFC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SFM

Systematic Financial Management Teaneck, New Jersey $5.02B AUM 66.06% 1-Year Est. Return

Silver Capital Management's ETFC Position: Q2 2016 in Review

Silver Capital Management sold out of E*Trade Financial Corporation (ETFC) in Q2 2016, closing a stake of 14,150 shares — an estimated $347K sold.

Silver Capital Management first reported a position in ETFC in Q4 2014 and held it in 6 quarters. The position peaked at $3.06M in Q1 2015. 363 funds tracked by Wall St. Rank hold ETFC as of Q2 2016.

Silver Capital Management reported no remaining E*Trade Financial Corporation position as of Q2 2016 after selling out during the quarter.
Silver Capital Management sold 14,150 E*Trade Financial Corporation shares in Q2 2016, an estimated $347K.
Silver Capital Management first reported a position in E*Trade Financial Corporation in Q4 2014 and held it in 6 quarters.
Silver Capital Management's E*Trade Financial Corporation position peaked at $3.06M in Q1 2015.
363 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q2 2016.

Based on Silver Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.