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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
176
Harley-Davidson
HOG
$2.58B
$531K 0.13%
8,292
+596
+8% +$35.3K
VCSH icon
177
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$521K 0.12%
6,551
-369
-5% -$29.3K
LBF
178
DELISTED
Deutsche Global High Incm Fund
LBF
$518K 0.12%
65,236
+15,200
+30% +$120K
ETP
179
DELISTED
Energy Transfer Partners L.p.
ETP
$517K 0.12%
9,940
-738
-7% -$38.1K
DBB icon
180
Invesco DB Base Metals Fund
DBB
$312M
$509K 0.12%
30,300
+420
+1% +$6.99K
DTYL
181
DELISTED
iPath US Treasury 10-year Bull ETN
DTYL
$505K 0.12%
+7,482
New +$489K
PNC icon
182
PNC Financial Services
PNC
$99.7B
$504K 0.12%
6,955
+368
+6% +$27.5K
VIS icon
183
Vanguard Industrials ETF
VIS
$8.1B
$495K 0.12%
5,500
– –
MCD icon
184
McDonald's
MCD
$192B
$492K 0.12%
5,065
-27,498
-84% -$2.68M
UYG icon
185
ProShares Ultra Financials
UYG
$828M
$481K 0.11%
29,430
– –
AMZN icon
186
Amazon
AMZN
$2.92T
$471K 0.11%
30,220
+1,300
+4% +$19.4K
DUK icon
187
Duke Energy
DUK
$97.8B
$470K 0.11%
7,057
-1,000
-12% -$68.2K
FGD icon
188
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$470K 0.11%
18,326
-338
-2% -$8.34K
DD
189
DELISTED
Du Pont De Nemours E I
DD
$467K 0.11%
8,351
-905
-10% -$49.4K
IJJ icon
190
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$466K 0.11%
8,558
+1,304
+18% +$69.6K
NPK icon
191
National Presto Industries
NPK
$870M
$448K 0.11%
6,310
-2,510
-28% -$183K
ACWX icon
192
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$447K 0.11%
9,937
-780
-7% -$33.7K
MDIV icon
193
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$445K 0.11%
21,413
+2,017
+10% +$42.3K
CMK
194
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$444K 0.11%
55,830
+7,600
+16% +$61.3K
HME
195
DELISTED
HOME PROPERTIES, INC
HME
$442K 0.1%
7,667
+329
+4% +$20.2K
IBMD
196
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$442K 0.1%
8,310
– –
FIS icon
197
Fidelity National Information Services
FIS
$23.1B
$438K 0.1%
9,396
+132
+1% +$5.98K
UNP icon
198
Union Pacific
UNP
$174B
$436K 0.1%
5,560
-3,512
-39% -$278K
GOLD
199
DELISTED
Randgold Resources Ltd
GOLD
$431K 0.1%
6,114
+1,192
+24% +$85.3K
HHY
200
DELISTED
Brookfield High Income Fund Inc.
HHY
$423K 0.1%
42,410
– –
6 7
8
9 10

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SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.