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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
AbbVie
ABBV
$443B
$707K 0.17%
16,018
-358
-2% -$15.9K
DEM icon
152
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$699K 0.17%
+13,263
New +$666K
GTU
153
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$697K 0.17%
14,978
+1,561
+12% +$73.4K
AGNC icon
154
AGNC Investment
AGNC
$12.4B
$695K 0.16%
30,528
+3,694
+14% +$83.1K
VCR icon
155
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$687K 0.16%
6,952
-472
-6% -$45.3K
BMY icon
156
Bristol-Myers Squibb
BMY
$133B
$680K 0.16%
14,681
+707
+5% +$31K
QCOM icon
157
Qualcomm
QCOM
$155B
$643K 0.15%
9,577
+30
+0.3% +$1.97K
ERC
158
Allspring Multi-Sector Income Fund
ERC
$256M
$628K 0.15%
44,589
+4,975
+13% +$70.5K
VPU
159
Vanguard Utilities ETF
VPU
$8.46B
$621K 0.15%
7,630
-140
-2% -$11.7K
FTI icon
160
TechnipFMC
FTI
$28.1B
$619K 0.15%
+16,106
New +$662K
B
161
Barrick Mining
B
$61.5B
$614K 0.15%
33,097
+600
+2% +$10.6K
ALGT icon
162
Allegiant Air
ALGT
$2.64B
$608K 0.14%
5,765
+1,705
+42% +$168K
FSD
163
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$606K 0.14%
34,557
-782
-2% -$13.6K
ADX icon
164
Adams Diversified Equity Fund
ADX
$3.13B
$596K 0.14%
47,990
– –
BA icon
165
Boeing
BA
$171B
$593K 0.14%
4,998
+435
+10% +$46.9K
BG icon
166
Bunge Global
BG
$20.4B
$587K 0.14%
7,738
+3,440
+80% +$261K
DE icon
167
Deere & Co
DE
$160B
$586K 0.14%
7,231
+2,399
+50% +$200K
HYI
168
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$577K 0.14%
32,319
+3,053
+10% +$53.8K
CVY icon
169
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$565K 0.13%
23,929
+7,609
+47% +$181K
ZION icon
170
Zions Bancorporation
ZION
$10.2B
$564K 0.13%
+20,550
New +$600K
CSCO icon
171
Cisco
CSCO
$457B
$562K 0.13%
24,091
-1,512
-6% -$37.5K
NVDA icon
172
NVIDIA
NVDA
$4.86T
$558K 0.13%
1,433,000
– –
CMO
173
DELISTED
Capstead Mortgage Corp.
CMO
$549K 0.13%
+45,792
New +$542K
ITB icon
174
iShares US Home Construction ETF
ITB
$2.26B
$544K 0.13%
24,549
+850
+4% +$18.7K
IYZ icon
175
iShares US Telecommunications ETF
IYZ
$1.19B
$538K 0.13%
19,598
+1,955
+11% +$53.7K
5 6
7
8 9

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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.