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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KST
126
DELISTED
Deutsche Strategic Income Trust
KST
$862K 0.2%
63,605
– –
DIS icon
127
Walt Disney
DIS
$170B
$859K 0.2%
13,316
-2,322
-15% -$149K
USB icon
128
US Bancorp
USB
$99.6B
$846K 0.2%
23,167
-3,585
-13% -$133K
ETN icon
129
Eaton
ETN
$170B
$844K 0.2%
12,256
+120
+1% +$8.06K
RFG icon
130
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$832K 0.2%
37,450
+4,880
+15% +$105K
TGT icon
131
Target
TGT
$67.8B
$831K 0.2%
12,969
+1,090
+9% +$74.2K
LQD icon
132
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$825K 0.2%
7,252
-6,076
-46% -$687K
IWB icon
133
iShares Russell 1000 ETF
IWB
$49B
$820K 0.19%
8,926
– –
URI icon
134
United Rentals
URI
$69.5B
$820K 0.19%
14,067
-184
-1% -$10.2K
HIG icon
135
Hartford Financial Services
HIG
$39.2B
$815K 0.19%
26,149
-300
-1% -$9.37K
EWC icon
136
iShares MSCI Canada ETF
EWC
$6.16B
$812K 0.19%
28,909
-5,701
-16% -$158K
UNH icon
137
UnitedHealth
UNH
$377B
$808K 0.19%
11,339
+1
+0% +$72
FEX icon
138
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$802K 0.19%
21,342
+2,173
+11% +$80.4K
IJS icon
139
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$798K 0.19%
15,454
+748
+5% +$37.2K
UPBD icon
140
Upbound Group
UPBD
$1.18B
$790K 0.19%
20,780
+15,035
+262% +$580K
NEE icon
141
NextEra Energy
NEE
$181B
$773K 0.18%
38,652
-1,280
-3% -$26.4K
HD icon
142
Home Depot
HD
$339B
$759K 0.18%
9,969
+2,347
+31% +$181K
IHE icon
143
iShares US Pharmaceuticals ETF
IHE
$1.61B
$745K 0.18%
20,550
+600
+3% +$21.1K
BRS
144
DELISTED
Bristow Group, Inc.
BRS
$731K 0.17%
+9,965
New +$684K
AFL icon
145
Aflac
AFL
$64.5B
$729K 0.17%
24,220
+3,880
+19% +$117K
FHY
146
DELISTED
First Trust Strategic High
FHY
$729K 0.17%
45,880
+5,678
+14% +$88K
SLV icon
147
iShares Silver Trust
SLV
$28B
$727K 0.17%
34,867
+5,578
+19% +$115K
VPL icon
148
Vanguard FTSE Pacific ETF
VPL
$8.13B
$725K 0.17%
+11,918
New +$697K
VYM icon
149
Vanguard High Dividend Yield ETF
VYM
$81.4B
$718K 0.17%
12,534
-15,141
-55% -$880K
VXF icon
150
Vanguard Extended Market ETF
VXF
$30.8B
$713K 0.17%
9,251
-1,353
-13% -$101K
4 5
6
7 8

Similar funds

TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.