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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$81.8M
Cap. Flow
+$48.6M
Cap. Flow %
3.72%
Top 10 Hldgs %
27.9%
Holding
662
New
78
Increased
286
Reduced
189
Closed
69

Top Buys

Rank Stock Value
1
NIC icon
Nicolet Bankshares
NIC
+$16.2M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$8.35M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.91M
4
BND icon
Vanguard Total Bond Market
BND
+$7.14M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.26M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.93M
2
AAPL icon
Apple
AAPL
+$7.06M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$6.77M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.39M
5
PG icon
Procter & Gamble
PG
+$5.17M

Sector Composition

Rank Sector Weight
1 Financials 5.39%
2 Industrials 5.32%
3 Healthcare 3.73%
4 Technology 3.29%
5 Consumer Staples 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
76
First Trust Consumer Staples AlphaDEX Fund
FXG
$226M
$3.71M 0.28%
79,875
-58,300
-42% -$2.8M
CSCO icon
77
Cisco
CSCO
$457B
$3.56M 0.27%
112,066
+9,469
+9% +$291K
ICF icon
78
iShares Select U.S. REIT ETF
ICF
$2.1B
$3.46M 0.26%
66,052
+11,734
+22% +$634K
GF
79
New Germany Fund
GF
$186M
$3.45M 0.26%
240,478
+1,804
+0.8% +$25.1K
VDC icon
80
Vanguard Consumer Staples ETF
VDC
$7.95B
$3.43M 0.26%
25,043
+2,335
+10% +$327K
PDBC icon
81
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$3.38M 0.26%
+193,751
New +$3.3M
VYM icon
82
Vanguard High Dividend Yield ETF
VYM
$81.4B
$3.34M 0.26%
46,704
-109,096
-70% -$7.93M
FSK icon
83
FS KKR Capital
FSK
$3.11B
$3.31M 0.25%
87,373
-13,946
-14% -$529K
INGR icon
84
Ingredion
INGR
$6.33B
$3.27M 0.25%
24,546
-90
-0.4% -$12K
VER
85
DELISTED
VEREIT, Inc.
VER
$3.27M 0.25%
63,226
-13,588
-18% -$707K
EMB icon
86
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$3.27M 0.25%
28,025
+4,973
+22% +$580K
INTC icon
87
Intel
INTC
$459B
$3.26M 0.25%
86,010
+190
+0.2% +$6.73K
IWR icon
88
iShares Russell Mid-Cap ETF
IWR
$56.3B
$3.06M 0.23%
70,216
-2,164
-3% -$93.8K
FHY
89
DELISTED
First Trust Strategic High
FHY
$3.04M 0.23%
245,976
+54,512
+28% +$662K
ALL icon
90
Allstate
ALL
$67.6B
$3.03M 0.23%
43,822
+4,955
+13% +$341K
VZ icon
91
Verizon
VZ
$198B
$2.91M 0.22%
56,217
-24,812
-31% -$1.33M
TGT icon
92
Target
TGT
$67.8B
$2.89M 0.22%
42,147
+10,595
+34% +$759K
MO icon
93
Altria Group
MO
$114B
$2.83M 0.22%
44,892
-15,732
-26% -$1.05M
ZBH icon
94
Zimmer Biomet
ZBH
$18.8B
$2.81M 0.22%
22,216
+182
+0.8% +$22.5K
TDF
95
Templeton Dragon Fund
TDF
$271M
$2.79M 0.21%
158,710
+6,052
+4% +$109K
RTX icon
96
RTX Corp
RTX
$292B
$2.7M 0.21%
42,232
+7,937
+23% +$526K
BRK.B icon
97
Berkshire Hathaway Class B
BRK.B
$1.11T
$2.69M 0.21%
18,731
-21,582
-54% -$3.16M
PG icon
98
Procter & Gamble
PG
$338B
$2.66M 0.2%
29,629
-59,480
-67% -$5.17M
MBB icon
99
iShares MBS ETF
MBB
$38.8B
$2.57M 0.2%
23,360
+5,677
+32% +$624K
IVH
100
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.57M 0.2%
178,853
+34,139
+24% +$484K
2 3
4
5 6

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q3 2016 Portfolio in Review

As of Q3 2016, SII Investments held 662 positions worth $1.31B, up 6.7% from $1.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments deployed $48.6M of net new capital in Q3 2016, opening 78 new positions and adding to 286 existing holdings. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.6% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $7.93M trimmed.

  • SII Investments's largest Q3 2016 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.
  • SII Investments added most to Nicolet Bankshares in Q3 2016, an estimated $16.2M increase.
  • SII Investments's biggest Q3 2016 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.93M.
  • SII Investments fully exited Invesco S&P 500 Pure Growth ETF in Q3 2016, selling an estimated $2.15M.
  • SII Investments's ten largest holdings make up 28% of its $1.31B portfolio in Q3 2016.
  • SII Investments opened 78 new positions and closed 69 in Q3 2016.
  • SII Investments's portfolio value rose 6.7% quarter-over-quarter to $1.31B.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.