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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
76
EOG Resources
EOG
$78.1B
$1.5M 0.36%
17,812
-250
-1% -$19.4K
TDF
77
Templeton Dragon Fund
TDF
$272M
$1.5M 0.36%
57,688
+19,475
+51% +$505K
VO icon
78
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$1.49M 0.35%
58,424
+6,856
+13% +$172K
VGK icon
79
Vanguard FTSE Europe ETF
VGK
$30.8B
$1.48M 0.35%
27,214
+6,628
+32% +$346K
WEC icon
80
WEC Energy
WEC
$35.6B
$1.43M 0.34%
35,391
-220
-0.6% -$9.16K
GOOG icon
81
Alphabet (Google) Class C
GOOG
$4.57T
$1.4M 0.33%
63,838
-37,420
-37% -$827K
GS icon
82
Goldman Sachs
GS
$300B
$1.39M 0.33%
8,771
+206
+2% +$33.2K
IVE icon
83
iShares S&P 500 Value ETF
IVE
$49.1B
$1.39M 0.33%
17,733
+14,105
+389% +$1.11M
PGJ icon
84
Invesco Golden Dragon China ETF
PGJ
$98.9M
$1.36M 0.32%
+47,456
New +$1.19M
DHS icon
85
WisdomTree US High Dividend Fund
DHS
$1.57B
$1.36M 0.32%
26,051
+2,015
+8% +$106K
BND icon
86
Vanguard Total Bond Market
BND
$157B
$1.35M 0.32%
16,718
-2,583
-13% -$208K
IGSB icon
87
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.34M 0.32%
25,440
-24,340
-49% -$1.28M
VSS icon
88
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$1.33M 0.32%
13,157
+2,653
+25% +$253K
BMO icon
89
Bank of Montreal
BMO
$126B
$1.24M 0.29%
18,525
+924
+5% +$58K
META icon
90
Meta Platforms (Facebook)
META
$1.51T
$1.19M 0.28%
23,625
-1,717
-7% -$63.9K
XLE icon
91
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
$1.19M 0.28%
28,650
-4,030
-12% -$166K
VIG icon
92
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.18M 0.28%
16,959
-7,111
-30% -$492K
CAT icon
93
Caterpillar
CAT
$378B
$1.16M 0.28%
13,913
-1,447
-9% -$122K
HON icon
94
Honeywell
HON
$78.3B
$1.13M 0.27%
15,200
-105
-0.7% -$7.79K
PSX icon
95
Phillips 66
PSX
$84.3B
$1.12M 0.27%
19,457
-73,304
-79% -$4.25M
USIG icon
96
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$1.12M 0.27%
21,018
-39,604
-65% -$2.12M
PCI
97
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.12M 0.26%
50,175
+29,100
+138% +$633K
BAC icon
98
Bank of America
BAC
$435B
$1.11M 0.26%
80,205
+2,778
+4% +$39.7K
FCN icon
99
FTI Consulting
FCN
$4.41B
$1.1M 0.26%
29,259
+7,540
+35% +$267K
IAU icon
100
iShares Gold Trust
IAU
$62.7B
$1.1M 0.26%
42,424
-221
-0.5% -$5.71K
2 3
4
5 6

Similar funds

TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.