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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.18%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$29.3M
Cap. Flow
+$7.9M
Cap. Flow %
0.59%
Top 10 Hldgs %
28.02%
Holding
638
New
46
Increased
263
Reduced
244
Closed
42

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.55M
2
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.25M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$3.43M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.62M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$2.47M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
NIC icon
Nicolet Bankshares
NIC
+$9.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.47M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.68M
5
SCHW
Charles Schwab
SCHW
+$3.65M

Sector Composition

Rank Sector Weight
1 Industrials 5.4%
2 Financials 5.15%
3 Healthcare 3.43%
4 Consumer Staples 3.39%
5 Technology 3.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
601
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-25,257
Closed -$888K
FXL icon
602
First Trust Technology AlphaDEX Fund
FXL
$2.74B
– –
-29,345
Closed -$1.08M
ICLR icon
603
Icon
ICLR
$12.6B
– –
-3,604
Closed -$280K
ITB icon
604
iShares US Home Construction ETF
ITB
$2.34B
– –
-7,283
Closed -$201K
KMX icon
605
CarMax
KMX
$8.03B
– –
-4,530
Closed -$240K
LAMR icon
606
Lamar Advertising Co
LAMR
$15.9B
– –
-4,134
Closed -$270K
LSTR icon
607
Landstar System
LSTR
$6.06B
– –
-3,600
Closed -$244K
MDIV icon
608
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
– –
-24,164
Closed -$456K
PANW icon
609
Palo Alto Networks
PANW
$296B
– –
-45,690
Closed -$1.21M
PEZ icon
610
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$23.1M
– –
-4,923
Closed -$207K
PPL
611
PPL Corp
PPL
$26.2B
– –
-6,773
Closed -$232K
PSP icon
612
Invesco Global Listed Private Equity ETF
PSP
$244M
– –
-2,072
Closed -$113K
RSPU icon
613
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
– –
-6,712
Closed -$271K
SONN
614
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– -$16K
SYF icon
615
Synchrony
SYF
$25.8B
– –
-10,931
Closed -$308K
TDIV icon
616
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.36B
– –
-8,830
Closed -$258K
TFI icon
617
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
– –
-4,191
Closed -$210K
VSS icon
618
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
– –
-2,155
Closed -$213K
VTWO icon
619
Vanguard Russell 2000 ETF
VTWO
$17.9B
– –
-4,152
Closed -$206K
WELL icon
620
Welltower
WELL
$170B
– –
-3,461
Closed -$258K
XRX icon
621
Xerox
XRX
$416M
– –
-4,381
Closed -$116K
FLG
622
Flagstar Bank National Association
FLG
$5.98B
– –
-14,346
Closed -$607K
CMLS
623
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-1,250
Closed -$3K
BKCC
624
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-51,635
Closed -$429K
DRE
625
DELISTED
Duke Realty Corp.
DRE
– –
-13,053
Closed -$355K
22 23 24
25
26

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HHC
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SII Investments's Q4 2016 Portfolio in Review

As of Q4 2016, SII Investments held 638 positions worth $1.34B, up 2.2% from $1.31B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments's Q4 2016 filing shows 46 new, 263 increased, 244 reduced and 42 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Industrials at 5.4% of assets, up from 5.3% a quarter earlier, followed by Financials and Healthcare.

  • SII Investments's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M.
  • SII Investments added most to Vanguard S&P 500 ETF in Q4 2016, an estimated $5.55M increase.
  • SII Investments's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.5M.
  • SII Investments fully exited Palo Alto Networks in Q4 2016, selling an estimated $1.21M.
  • SII Investments's ten largest holdings make up 28% of its $1.34B portfolio in Q4 2016.
  • SII Investments opened 46 new positions and closed 42 in Q4 2016.
  • SII Investments's portfolio value rose 2.2% quarter-over-quarter to $1.34B.

Based on SII Investments's 13F filing for Q4 2016, filed 13 Feb 2017.