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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
601
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
– –
-5,496
Closed -$249K
XSLV icon
602
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
– –
-27,517
Closed -$1.26M
UPGD icon
603
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$119M
– –
-14,070
Closed -$590K
INSI
604
DELISTED
Insight Select Income Fund
INSI
– –
-36,680
Closed -$738K
HTLF
605
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-10,537
Closed -$528K
IVH
606
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-214,268
Closed -$3.42M
UMPQ
607
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-24,545
Closed -$481K
IRL
608
DELISTED
NEW IRELAND FUND INC
IRL
– –
-11,599
Closed -$159K
CLR
609
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-5,180
Closed -$200K
Y
610
DELISTED
Alleghany Corp
Y
– –
-475
Closed -$263K
WBT
611
DELISTED
Welbilt, Inc.
WBT
– –
-9,970
Closed -$230K
ICBK
612
DELISTED
County Bancorp, Inc. Common Stock
ICBK
– –
-52,864
Closed -$1.59M
IPFF
613
DELISTED
iShares International Preferred Stock ETF
IPFF
– –
-11,281
Closed -$209K
ALXN
614
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,531
Closed -$214K
DWFI
615
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
– –
-17,930
Closed -$459K
NUM
616
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-11,670
Closed -$160K
JE
617
DELISTED
Just Energy Group Inc
JE
– –
-590
Closed -$113K
AGN
618
DELISTED
Allergan plc
AGN
– –
-1,196
Closed -$242K
INF
619
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-29,370
Closed -$397K
GHII
620
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
– –
-13,331
Closed -$384K
NAVB
621
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-3,551
Closed -$30K
BSJI
622
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
– –
-102,084
Closed -$2.59M
KST
623
DELISTED
Deutsche Strategic Income Trust
KST
– –
-57,878
Closed -$721K
NYRT
624
DELISTED
New York REIT, Inc.
NYRT
– –
-1,000
Closed -$78K
GPT
625
DELISTED
Gramercy Property Trust
GPT
– –
-6,806
Closed -$206K
22 23 24
25
26

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HHC
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SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.