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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.18%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$29.3M
Cap. Flow
+$7.9M
Cap. Flow %
0.59%
Top 10 Hldgs %
28.02%
Holding
638
New
46
Increased
263
Reduced
244
Closed
42

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.55M
2
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.25M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$3.43M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.62M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$2.47M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
NIC icon
Nicolet Bankshares
NIC
+$9.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.47M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.68M
5
SCHW
Charles Schwab
SCHW
+$3.65M

Sector Composition

Rank Sector Weight
1 Industrials 5.4%
2 Financials 5.15%
3 Healthcare 3.43%
4 Consumer Staples 3.39%
5 Technology 3.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTW icon
576
Manitowoc
MTW
$519M
$102K 0.01%
4,243
-10,639
-71% -$219K
WIN
577
DELISTED
Windstream Holdings Inc
WIN
$87K 0.01%
2,401
+5
+0.2% +$195
FIT
578
DELISTED
Fitbit, Inc. Class A common stock
FIT
$86K 0.01%
+11,775
New +$121K
ADAM
579
Adamas Trust
ADAM
$855M
$73K 0.01%
2,772
-96
-3% -$2.43K
SPPP
580
Sprott Physical Platinum and Palladium Trust
SPPP
$610M
$70K 0.01%
10,200
– –
TAC icon
581
TransAlta
TAC
$4.04B
$69K 0.01%
12,570
+1,294
+11% +$6.18K
NAVB
582
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$55K ﹤0.01%
4,516
– –
CAAS icon
583
China Automotive Systems
CAAS
$131M
$54K ﹤0.01%
10,000
– –
SDRL
584
DELISTED
Seadrill Limited Common Stock
SDRL
$40K ﹤0.01%
42
-5
-11% -$3.66K
NGD
585
DELISTED
New Gold Inc
NGD
$37K ﹤0.01%
10,475
– –
VCEL icon
586
Vericel Corp
VCEL
$2.37B
$35K ﹤0.01%
11,500
-3,000
-21% -$7.71K
DHF
587
BNY Mellon High Yield Strategies Fund
DHF
$174M
$34K ﹤0.01%
10,000
– –
QUIK icon
588
QuickLogic
QUIK
$260M
$25K ﹤0.01%
1,289
-143
-10% -$1.87K
NLST
589
DELISTED
Netlist, Inc.
NLST
$18K ﹤0.01%
17,930
– –
NM
590
DELISTED
Navios Maritime Holdings Inc.
NM
$14K ﹤0.01%
+1,000
New +$13.3K
WPRT
591
Westport Fuel Systems
WPRT
$35M
$12K ﹤0.01%
1,108
-13
-1% -$181
AA icon
592
Alcoa
AA
$12.4B
– –
-10,628
Closed -$257K
AOS icon
593
A.O. Smith
AOS
$8.61B
– –
-14,268
Closed -$710K
APA icon
594
APA Corp
APA
$12.7B
– –
-6,629
Closed -$426K
BANC icon
595
Banc of California
BANC
$3.09B
– –
-24,566
Closed -$430K
DSU icon
596
BlackRock Debt Strategies Fund
DSU
$593M
– –
-9,203
Closed -$101K
DTRE icon
597
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
– –
-10,335
Closed -$476K
EDV icon
598
Vanguard World Funds Extended Duration ETF
EDV
$3.27B
– –
-5,941
Closed -$811K
EMLP icon
599
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
– –
-8,015
Closed -$202K
FDL icon
600
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
– –
-7,378
Closed -$201K
22 23
24
25 26

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GES
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AS
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QAM
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BTIS
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GL
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IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
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SII Investments's Q4 2016 Portfolio in Review

As of Q4 2016, SII Investments held 638 positions worth $1.34B, up 2.2% from $1.31B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments's Q4 2016 filing shows 46 new, 263 increased, 244 reduced and 42 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Industrials at 5.4% of assets, up from 5.3% a quarter earlier, followed by Financials and Healthcare.

  • SII Investments's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M.
  • SII Investments added most to Vanguard S&P 500 ETF in Q4 2016, an estimated $5.55M increase.
  • SII Investments's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.5M.
  • SII Investments fully exited Palo Alto Networks in Q4 2016, selling an estimated $1.21M.
  • SII Investments's ten largest holdings make up 28% of its $1.34B portfolio in Q4 2016.
  • SII Investments opened 46 new positions and closed 42 in Q4 2016.
  • SII Investments's portfolio value rose 2.2% quarter-over-quarter to $1.34B.

Based on SII Investments's 13F filing for Q4 2016, filed 13 Feb 2017.