We are live on ! Find out more
SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$795M
AUM Growth
-$74.4M
Cap. Flow
-$102M
Cap. Flow %
-12.83%
Top 10 Hldgs %
28.09%
Holding
583
New
30
Increased
132
Reduced
262
Closed
124

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.22M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.07M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.39M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.08M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.63M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.2M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.83M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.69M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$7.32M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$7.19M

Sector Composition

Rank Sector Weight
1 Industrials 6.65%
2 Financials 5.47%
3 Energy 4.82%
4 Healthcare 4.59%
5 Technology 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EROC
576
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-26,398
Closed -$34K
HME
577
DELISTED
HOME PROPERTIES, INC
HME
– –
-3,265
Closed -$244K
JDD
578
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-14,584
Closed -$152K
ACAS
579
DELISTED
American Capital Ltd
ACAS
– –
-27,386
Closed -$332K
HYF
580
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-13,000
Closed -$21K
20 21 22 23
24

Similar funds

TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2015 Portfolio in Review

As of Q4 2015, SII Investments held 583 positions worth $795M, down 8.6% from $869M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments withdrew a net $102M in Q4 2015, closing 124 positions and reducing 262 holdings. Its most notable exit was Vanguard FTSE All-World ex-US ETF, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 5.9% a quarter earlier, followed by Financials and Energy.

Against the trend, SII Investments opened a new position in Schwab U.S Small- Cap ETF worth $3.54M.

  • SII Investments's largest Q4 2015 buy was Schwab U.S Small- Cap ETF: 272,048 shares worth $3.54M.
  • SII Investments added most to Vanguard FTSE Developed Markets ETF in Q4 2015, an estimated $5.22M increase.
  • SII Investments's biggest Q4 2015 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $10.2M.
  • SII Investments fully exited Vanguard FTSE All-World ex-US ETF in Q4 2015, selling an estimated $8.83M.
  • SII Investments's ten largest holdings make up 28% of its $795M portfolio in Q4 2015.
  • SII Investments opened 30 new positions and closed 124 in Q4 2015.
  • SII Investments's portfolio value fell 8.6% quarter-over-quarter to $795M.

Based on SII Investments's 13F filing for Q4 2015, filed 16 Feb 2016.