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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.18%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$29.3M
Cap. Flow
+$7.9M
Cap. Flow %
0.59%
Top 10 Hldgs %
28.02%
Holding
638
New
46
Increased
263
Reduced
244
Closed
42

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.55M
2
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.25M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$3.43M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.62M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$2.47M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
NIC icon
Nicolet Bankshares
NIC
+$9.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.47M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.68M
5
SCHW
Charles Schwab
SCHW
+$3.65M

Sector Composition

Rank Sector Weight
1 Industrials 5.4%
2 Financials 5.15%
3 Healthcare 3.43%
4 Consumer Staples 3.39%
5 Technology 3.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
551
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$191K 0.01%
15,550
– –
WLL
552
DELISTED
Whiting Petroleum Corporation
WLL
$182K 0.01%
51
+9
+21% +$27K
BLW icon
553
BlackRock Limited Duration Income Trust
BLW
$492M
$179K 0.01%
+11,825
New +$180K
FCX icon
554
Freeport-McMoran
FCX
$96.7B
$178K 0.01%
13,338
-4,702
-26% -$60.2K
IPFF
555
DELISTED
iShares International Preferred Stock ETF
IPFF
$178K 0.01%
11,281
-5,449
-33% -$85.4K
STEW
556
SRH Total Return Fund
STEW
$1.81B
$170K 0.01%
19,039
-15,720
-45% -$134K
GSG icon
557
iShares S&P GSCI Commodity-Indexed Trust
GSG
$949M
$168K 0.01%
10,656
-121
-1% -$1.81K
SRC
558
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$163K 0.01%
3,373
-2,736
-45% -$139K
NUM
559
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$156K 0.01%
11,670
– –
FRA icon
560
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$151K 0.01%
10,492
+66
+0.6% +$918
FTR
561
DELISTED
Frontier Communications Corp.
FTR
$149K 0.01%
3,015
-185
-6% -$10.1K
FDC
562
DELISTED
First Data Corporation
FDC
$149K 0.01%
10,500
-7
-0.1% -$99
AMD icon
563
Advanced Micro Devices
AMD
$846B
$147K 0.01%
+13,025
New +$109K
TCON
564
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$144K 0.01%
147
-32
-18% -$36.6K
ASA
565
ASA Gold and Precious Metals
ASA
$971M
$135K 0.01%
12,273
– –
GNT
566
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$133K 0.01%
+19,903
New +$144K
IPI icon
567
Intrepid Potash
IPI
$456M
$131K 0.01%
+6,300
New +$93.2K
CONN
568
DELISTED
Conn's Inc.
CONN
$127K 0.01%
10,000
– –
PFO
569
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$121K 0.01%
10,750
– –
HIO
570
Western Asset High Income Opportunity Fund
HIO
$338M
$120K 0.01%
23,798
-1,252
-5% -$6.19K
ACTG icon
571
Acacia Research
ACTG
$445M
$118K 0.01%
17,680
-1,000
-5% -$6.49K
LEO
572
BNY Mellon Strategic Municipals
LEO
$386M
$111K 0.01%
13,223
– –
BCX icon
573
BlackRock Resources & Commodities Strategy Trust
BCX
$906M
$110K 0.01%
+13,199
New +$106K
CHI
574
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$110K 0.01%
+10,945
New +$109K
PHK
575
PIMCO High Income Fund
PHK
$869M
$107K 0.01%
11,762
-133
-1% -$1.22K
21 22
23
24 25

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2016 Portfolio in Review

As of Q4 2016, SII Investments held 638 positions worth $1.34B, up 2.2% from $1.31B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments's Q4 2016 filing shows 46 new, 263 increased, 244 reduced and 42 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Industrials at 5.4% of assets, up from 5.3% a quarter earlier, followed by Financials and Healthcare.

  • SII Investments's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M.
  • SII Investments added most to Vanguard S&P 500 ETF in Q4 2016, an estimated $5.55M increase.
  • SII Investments's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.5M.
  • SII Investments fully exited Palo Alto Networks in Q4 2016, selling an estimated $1.21M.
  • SII Investments's ten largest holdings make up 28% of its $1.34B portfolio in Q4 2016.
  • SII Investments opened 46 new positions and closed 42 in Q4 2016.
  • SII Investments's portfolio value rose 2.2% quarter-over-quarter to $1.34B.

Based on SII Investments's 13F filing for Q4 2016, filed 13 Feb 2017.