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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.18%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$29.3M
Cap. Flow
+$7.9M
Cap. Flow %
0.59%
Top 10 Hldgs %
28.02%
Holding
638
New
46
Increased
263
Reduced
244
Closed
42

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.55M
2
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.25M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$3.43M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.62M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$2.47M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
NIC icon
Nicolet Bankshares
NIC
+$9.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.47M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.68M
5
SCHW
Charles Schwab
SCHW
+$3.65M

Sector Composition

Rank Sector Weight
1 Industrials 5.4%
2 Financials 5.15%
3 Healthcare 3.43%
4 Consumer Staples 3.39%
5 Technology 3.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
526
Lumen
LUMN
$6.91B
$219K 0.02%
9,268
+883
+11% +$22.4K
GM icon
527
General Motors
GM
$76.9B
$217K 0.02%
+6,265
New +$211K
PHO icon
528
Invesco Water Resources ETF
PHO
$2.08B
$217K 0.02%
+8,868
New +$216K
NEAR icon
529
iShares Short Maturity Bond ETF
NEAR
$4.85B
$216K 0.02%
4,284
+284
+7% +$14.2K
IEI icon
530
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$215K 0.02%
+1,759
New +$218K
AEP icon
531
American Electric Power
AEP
$69.9B
$214K 0.02%
3,399
-12,894
-79% -$795K
KRG icon
532
Kite Realty
KRG
$5.69B
$214K 0.02%
+9,139
New +$226K
PRF icon
533
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$214K 0.02%
10,720
– –
LSI
534
DELISTED
Life Storage, Inc.
LSI
$214K 0.02%
3,709
– –
USA icon
535
Liberty All-Star Equity Fund
USA
$1.82B
$211K 0.02%
40,982
+1,765
+5% +$8.96K
CLR
536
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$211K 0.02%
4,100
-1,580
-28% -$81.7K
AMRI
537
DELISTED
Albany Molecular Research Inc
AMRI
$211K 0.02%
11,210
– –
XLU icon
538
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$210K 0.02%
8,662
-21,458
-71% -$512K
SHM icon
539
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$208K 0.02%
4,357
-226
-5% -$10.9K
WSR
540
DELISTED
Whitestone REIT
WSR
$207K 0.02%
14,383
– –
IXJ icon
541
iShares Global Healthcare ETF
IXJ
$4.08B
$206K 0.02%
4,344
-710
-14% -$34K
SPGI icon
542
S&P Global
SPGI
$123B
$205K 0.02%
1,900
– –
ITA icon
543
iShares US Aerospace & Defense ETF
ITA
$14.7B
$204K 0.02%
+2,882
New +$196K
NUV icon
544
Nuveen Municipal Value Fund
NUV
$1.91B
$204K 0.02%
21,380
-400
-2% -$3.92K
YUM icon
545
Yum! Brands
YUM
$40.6B
$203K 0.02%
3,240
-2,374
-42% -$149K
NXP icon
546
Nuveen Select Tax-Free Income Portfolio
NXP
$892M
$200K 0.02%
14,435
– –
BTZ icon
547
BlackRock Credit Allocation Income Trust
BTZ
$933M
$197K 0.01%
15,243
-343
-2% -$4.35K
OIL
548
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$195K 0.01%
30,540
-2,675
-8% -$15.9K
PAY
549
DELISTED
Verifone Systems Inc
PAY
$192K 0.01%
10,747
-6,200
-37% -$103K
CMO
550
DELISTED
Capstead Mortgage Corp.
CMO
$192K 0.01%
19,161
-7,040
-27% -$69.1K
20 21
22
23 24

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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q4 2016 Portfolio in Review

As of Q4 2016, SII Investments held 638 positions worth $1.34B, up 2.2% from $1.31B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments's Q4 2016 filing shows 46 new, 263 increased, 244 reduced and 42 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Industrials at 5.4% of assets, up from 5.3% a quarter earlier, followed by Financials and Healthcare.

  • SII Investments's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M.
  • SII Investments added most to Vanguard S&P 500 ETF in Q4 2016, an estimated $5.55M increase.
  • SII Investments's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.5M.
  • SII Investments fully exited Palo Alto Networks in Q4 2016, selling an estimated $1.21M.
  • SII Investments's ten largest holdings make up 28% of its $1.34B portfolio in Q4 2016.
  • SII Investments opened 46 new positions and closed 42 in Q4 2016.
  • SII Investments's portfolio value rose 2.2% quarter-over-quarter to $1.34B.

Based on SII Investments's 13F filing for Q4 2016, filed 13 Feb 2017.