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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$795M
AUM Growth
-$74.4M
Cap. Flow
-$102M
Cap. Flow %
-12.83%
Top 10 Hldgs %
28.09%
Holding
583
New
30
Increased
132
Reduced
262
Closed
124

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.22M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.07M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.39M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.08M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.63M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.2M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.83M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.69M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$7.32M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$7.19M

Sector Composition

Rank Sector Weight
1 Industrials 6.65%
2 Financials 5.47%
3 Energy 4.82%
4 Healthcare 4.59%
5 Technology 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
526
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
– –
-83,000
Closed -$1.69M
RPV icon
527
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
– –
-160,963
Closed -$7.69M
RSPS icon
528
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$256M
– –
-82,910
Closed -$1.77M
SABA
529
Saba Capital Income & Opportunities Fund II
SABA
$224M
– –
-10,635
Closed -$128K
SCHV
530
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-57,171
Closed -$758K
SPLV icon
531
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
– –
-13,678
Closed -$491K
SPYG icon
532
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.1B
– –
-8,688
Closed -$202K
STEW
533
SRH Total Return Fund
STEW
$1.8B
– –
-34,759
Closed -$260K
TDIV icon
534
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
– –
-9,646
Closed -$233K
TPZ
535
Tortoise Electrification Infrastructure ETF
TPZ
$124M
– –
-40,544
Closed -$764K
TYG
536
Tortoise Energy Infrastructure Corp
TYG
$1.06B
– –
-5,346
Closed -$578K
UVE icon
537
Universal Insurance Holdings
UVE
$1.23B
– –
-75,850
Closed -$2.24M
VCIT icon
538
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-2,694
Closed -$229K
VEEV icon
539
Veeva Systems
VEEV
$34.7B
– –
-10,086
Closed -$234K
VEU icon
540
Vanguard FTSE All-World ex-US ETF
VEU
$68B
– –
-207,241
Closed -$8.83M
VGT icon
541
Vanguard Information Technology ETF
VGT
$147B
– –
-20,520
Closed -$257K
VMC icon
542
Vulcan Materials
VMC
$37.2B
– –
-2,256
Closed -$202K
VOE icon
543
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
– –
-29,244
Closed -$2.43M
VOT icon
544
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
– –
-13,002
Closed -$1.26M
WELL icon
545
Welltower
WELL
$171B
– –
-4,219
Closed -$288K
XEL icon
546
Xcel Energy
XEL
$48.2B
– –
-15,071
Closed -$533K
HTLF
547
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-9,100
Closed -$330K
BKCC
548
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-16,573
Closed -$146K
CGRN
549
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-56
Closed -$4K
UMPQ
550
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-25,096
Closed -$408K
20 21
22
23 24

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HHC
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SII Investments's Q4 2015 Portfolio in Review

As of Q4 2015, SII Investments held 583 positions worth $795M, down 8.6% from $869M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments withdrew a net $102M in Q4 2015, closing 124 positions and reducing 262 holdings. Its most notable exit was Vanguard FTSE All-World ex-US ETF, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 5.9% a quarter earlier, followed by Financials and Energy.

Against the trend, SII Investments opened a new position in Schwab U.S Small- Cap ETF worth $3.54M.

  • SII Investments's largest Q4 2015 buy was Schwab U.S Small- Cap ETF: 272,048 shares worth $3.54M.
  • SII Investments added most to Vanguard FTSE Developed Markets ETF in Q4 2015, an estimated $5.22M increase.
  • SII Investments's biggest Q4 2015 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $10.2M.
  • SII Investments fully exited Vanguard FTSE All-World ex-US ETF in Q4 2015, selling an estimated $8.83M.
  • SII Investments's ten largest holdings make up 28% of its $795M portfolio in Q4 2015.
  • SII Investments opened 30 new positions and closed 124 in Q4 2015.
  • SII Investments's portfolio value fell 8.6% quarter-over-quarter to $795M.

Based on SII Investments's 13F filing for Q4 2015, filed 16 Feb 2016.